Loading...
HomeMy WebLinkAbout~Master - August 13, 2024, Regular Meeting of the Ames City Council1.Proclamation for "Water and Wastewater Workers Week," August 18-24, 2024 2.Community Celebration: Recognizing National Night Out/Hope in Christ Event and Blast Back to School Events 3.Motion approving payment of claims 4.Motion approving Summary of Minutes of Regular City Council Meeting on July 23, 2024, and Special City Council Meeting on August 6, 2024 5.Motion approving Civil Service Candidates 6.Motion approving Report of Change Orders for period July 16-31, 2024 7.Motion approving Ownership Updates for Class E Retail Alcohol License - Walgreens #12108, 2719 Grand Avenue 8.Motion approving Ownership Updates for Class F Retail Alcohol License - Green Hills Residents' Association, 2200 Hamilton Drive Suite #100 9.Motion approving Premise Update for Class C Retail Alcohol License - Celaya, 217 South Duff Avenue 10.Motion approving Temporary Outdoor Service for Class C Liquor License with Outdoor Service - Sips and Paddys, 126 Welch Avenue on: a. September 20 - September 22, 2024 and b. October 4 - October 6, 2024 11.Motion approving Temporary Outdoor Service for Special Class C Retail Alcohol License - Wheatsfield Cooperative, 413 Northwestern Avenue, September 15 - September 16, 2024, Pending Dramshop Review 12.Motion approving New 5-Day License (September 10 - September 14, 2024) for Special Class C Retail Alcohol License with Outdoor Service - Apres Bar Co., 1930 East 13th Street AGENDA REGULAR MEETING OF THE AMES CITY COUNCIL COUNCIL CHAMBERS - CITY HALL AUGUST 13, 2024 NOTICE TO THE PUBLIC: The Mayor and City Council welcome comments from the public during discussion. The Standards of Decorum, posted at the door and available on the City website, define respectful conduct for public participation. If you wish to speak, please fill out the form on the tablet outside the door to the Council Chambers or scan the QR Code to the right to fill out the same form on a personal device. When your name is called, please step to the microphone, state your name for the record, and keep your comments brief so that others may have the opportunity to speak. CALL TO ORDER: 6:00 p.m. REGULAR MEETING OF THE AMES CITY COUNCIL** **The Regular City Council Meeting will immediately follow the meeting of the Ames Area Metropolitan Planning Organization Transportation Policy Committee. PROCLAMATIONS: PRESENTATION: CONSENT AGENDA : All items listed under the Consent Agenda will be enacted by one motion. There will be no separate discussion of these items unless a request is made prior to the time the Council members vote on the motion. 1 13.Motion approving 5-Day License (September 2 - September 6, 2024) for Special Class C Retail Alcohol License - Lucky Wife Wine Slushies, 2321 North Loop Drive 14.Motion approving Ownership Updates for Class C Retail Alcohol License - Sams Place, 125 Main Street 15.Motion approving new Class E Retail Alcohol License - Neighborhood Liquor Mart, 3505 Lincoln Way Suite 105, Pending Favorable DIA Inspection 16.Motion approving the renewal of the following Beer Permits, Wine Permits, and Liquor Licenses: a. Iowa State Center - CY Stephens (1900 Center Drive), Class C Retail Alcohol License with Catering Privilege and Outdoor Service b. Kwik Stop Liquor & Groceries, (125 6th Street), Class E Retail Alcohol License 17.Resolution approving revisions to Personnel Policies - Compensation Policy 18.Resolution approving amendment to extend COTA Annual Grant completion date for The Buxton Initiative 19.Resolution approving Quarterly Investment Report for period ending June 30, 2024 20.Resolution setting August 27, 2024, as the date of public hearing for the Sale of Real Property at Hunziker Youth Sports Complex (800 Billy Sunday Road) to the State of Iowa for Highway 30 Improvements 21.Resolution approving Professional Services Agreement with WHKS & Co. of Ames, Iowa for the 2024/25 Traffic System Capacity Improvements (13th & Grand) in an amount not to exceed $326,750 22.Resolution approving 2024-2027 intergovernmental agreement with Metro Waste Authority for a satellite Household Hazardous Materials collection and disposal operation at an annual cost of $98,838, and an annual increase for subsequent years based on CPI-U 23.Resolution approving preliminary plans and specifications for the Auditorium HVAC Replacement Project; setting September 4, 2024 as bid due date and September 10, 2024 as date of public hearing 24.Resolution approving preliminary plans and specifications for the 2024/25 Water System Improvements Program (N Russell Avenue - Lincoln Way to N 2nd Street) project, setting September 4, 2024, as the bid due date and September 10, 2024, as the date of Public Hearing 25.Resolution to waive the City’s purchasing policy requirement for formal bidding procedures and award a contract to Metro Waste Authority, Des Moines, IA for landfill tipping fees for ash disposal for the Power Plant in the amount of $100,000 26.Resolution awarding a purchase order to Border States Electric, Ames, Iowa for the purchase of steel light poles in the amount of $53,955.56 27.Resolution accepting 2020/21 Concrete Pavement Improvements Program (Ford St, Bell Ave, S. 17th St, S. Kellogg Ave) project as completed by Con-Struct Inc. of Ames, Iowa in the amount of $664,014 28.Resolution accepting 2022/23 Asphalt Street Pavement Improvements (Oakwood Road) as completed by Con-Struct, Ames, Iowa in the amount of $2,065,963.02 29.Resolution accepting Water Treatment Plant, Southeast Wellfield, and Technical Services Complex Security Fence Improvements as completed by American Fence Company in the amount of $83,226.80 30.Resolution approving partial completion and reducing financial security for public improvements of Quarry Estates 4th Addition to $21,850 31.Resolution accepting partial completion and reducing financial security for public improvements of Quarry Estates Subdivision 3rd Addition to $20,205 32.Resolution reducing project retainage for the 2021/22 Sanitary Sewer Rehabilitation (Ames High School and Veenker Golf) project to $20,000 33.2022/23 East 13th Street Sanitary Sewer Extension Project a. Resolution reducing project retainage to $10,000 2 b. Resolution approving Change Order No. 2 an increase in the amount of $111,917.96 to the contract 34.Request to Modify Downtown Facade Grant Funding Eligibility for Maintenance Activities and Rear Facades a. Motion to direct staff 35.Initiation of Voluntary Annexation in West Ames along Ontario Street and Lincoln Way: a. Resolution to accept voluntary annexation application and include two City of Ames parcels 36.Motion approving/denying a Class C Retail License - Celaya, 217 South Duff 37.Water Pollution Control Facility Nutrient Reduction Modifications Phase 1: a. Resolution approving final plans and specifications and awarding a contract to Woodruff Construction, Inc. of Ames, Iowa in the amount of $53,370,000 b. Motion directing staff to: 1) Pursue reductions in the contract cost via change order(s); 2) Adjust the CIP to eliminate the TSC Building Renovation Project; 3) Adjust the CIP to reduce the Watershed-based Nutrient Reduction Program, and 4) Present an alternate rate increase strategy to the City Council for future consideration 38.Motion to reject the bid for the FY 2022/23 Story County Edge of Field Project 39.Hearing for Approval of 2024-2029 Consolidated Plan and 2024-2025 Annual Action Plan in Connection with the City's Community Development (CDBG) & HOME Programs: a. Resolution approving the 2024-2029 Consolidated Plan b. Resolution approving the 2024-2025 Annual Action Plan 40.Resolution authorizing staff to enter into an agreement with a consultant for up to $12,000 to assist with hosting community conversations around homelessness 41.Second reading of Ordinance updating enforcement provisions to Chapter 5B and Chapter 22A of Ames Municipal Code 42.Chapter 28, Electric Rate Modifications: a. Motion to amend b. Third reading and adoption of ORDINANCE NO. 4536 to change electric rates to adopt revenue-neutral rate adjustments to better align with cost-of-service study recommendations, to add optional Time-of-Use rates, and to adjust the Large Customer Interruptible Option bill credits PUBLIC FORUM : This is a time set aside for comments from the public on topics of City business other than those listed on this agenda. Please understand that the Council will not take any action on your comments at this meeting due to requirements of the Open Meetings Law, but may do so at a future meeting. PLANNING AND HOUSING: POLICE: WATER AND POLLUTION CONTROL: HEARINGS: ADMINISTRATION: ORDINANCES: DISPOSITION OF COMMUNICATIONS TO COUNCIL: 3 43.Participation with agencies, boards, and commissions: a. Discover Ames (ACVB) b. Ames Economic Development Commission (AEDC) c. Story County Emergency Management Agency (SCEMA) d. Ames Transit Agency Board of Trustees 44.Motion to hold Closed Session as provided by Section 21.5(1)(c), Code of Iowa, to discuss matters presently in litigation or where litigation is imminent REPORT OF GOVERNING BODY: COUNCIL COMMENTS: CLOSED SESSION: ADJOURNMENT: Please note that this agenda may be changed up to 24 hours before the meeting time as provided by Section 21.4(2), Code of Iowa. 4 To:Mayor and City Council From:Mayor John A. Haila Date:August 13, 2024 Subject:Proclamation for "Water and Wastewater Workers Week," August 18-24, 2024 Item No. 1 MEMO Proclamation for "Water and Wastewater Workers Week," August 18-24, 2024 City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 5 To:Mayor and City Council From:City Clerk's Office Date:August 9 , 2024 Subject:Approval of Minutes Item No. 4 MEMO Attached are the minutes for the Regular Meeting of the Ames City Council on July 23, 2024, and the Special City Council Meeting on August 6, 2024, for your review and approval. /cmw ATTACHMENT(S): C24-0723 Summary.docx C24-0806 Summary.docx City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 6 1 SUMMARY OF MINUTES OF THE REGULAR MEETING OF THE AMES CITY COUNCIL AMES, IOWA JULY 23, 2024 The Regular Meeting of the Ames City Council was called to order by Mayor Haila at 5:59 p.m. on the 23rd day of July 2024, in the City Council Chambers in City Hall, 515 Clark Avenue, pursuant to law. City Council Members Bronwyn Beatty-Hansen, Amber Corrieri, Tim Gartin, and Anita Rollins were present. Ex officio Emily Boland was also present. Council Members Gloria Betcher and Rachel Junck were absent. CONSENT AGENDA: Council Member Rollins requested to pull Item No. 8 from Consent Agenda. Moved by Corrieri, seconded by Gartin, to approve the Consent Agenda, less Item No. 8. 1.Motion approving payment of claims 2. Motion approving Summary of Minutes of Regular City Council Meeting on July 9, 2024 3. Motion approving Report of Change Orders for period July 01-15, 2024 4. Motion approving the renewal of the following Beer Permits, Wine Permits, and Liquor Licenses: a.Cyclone Experience Network Jack Trice, (1800 S 4th Street), Class C Retail Alcohol License with Catering Privilege and Outdoor Service b.Hy-Vee Market Grille, (640 Lincoln Way), Class C Retail Alcohol License c.Fareway Meat Market #189, (3720 Lincoln Way), Class E Retail Alcohol License d.Sweet Carolines, (316 Main Street), Class C Retail Alcohol License with Outdoor Service and Catering Privilege e.The Mucky Duck Pub, (3100 S Duff Avenue), Class C Retail Alcohol License with Outdoor Service and Catering f.Kum & Go # 1215, (4506 Lincoln Way), Class E Retail Alcohol License g.Lalo's Liquor Store Inc., (809 Wheeler Street Suite 105), Class E Retail Alcohol License h.El Azteca, (2120 Isaac Newton Drive), Class C Retail Alcohol License i.Hickory Park, (1404 S. Duff Avenue), Special Class C Retail Alcohol License j.313 Bar, (115 5th Street), Class C Retail Alcohol License k.Botanero Latino, (604 Lincoln Way), Special Class C Retail Alcohol License with Outdoor Service 5. Resolution approving updated Requests from Ames Main Street for Campustown Farmer's Market on August 13, 2024: a.RESOLUTION NO. 24-411 approving road closures of Chamberlain Street from Welch Avenue to 2410 Chamberlain Street from 2:00 p.m. to 10:00 p.m. b.RESOLUTION NO. 24-412 approving/motion denying waiver of parking meter fees and enforcement ($23.00 Loss to the Parking Fund) 6. Motion delaying award of contract for the Water Pollution Control Facility Nutrient Reduction Modifications Phase 1 project until August 13, 2024 7. RESOLUTION NO. 24-413 approving request from Friends of Ada Hayden Heritage Park to waive enforcement of prohibition of motorized vehicles in Ada Hayden Heritage Park on Monday, September 9 (9 am - 7:30 pm) and Tuesday, September 10 (9:00 a.m. – 3:00 p.m.) 7 2 8. RESOLUTION NO. 24-414 reauthorizing the GIS Software Enterprise Licensing Agreement with Environmental Systems Research Institute of Redlands, California, for a term of 3 years at a rate of $66,500 per annum 9. RESOLUTION NO. 24-415 approving contract with Apache Industrial, La Vista, NE, for the Scaffolding and Related Services and Supply Contract at the Power Plant for July 1, 2024, through June 30, 2025, in an amount not-to-exceed $140,000 10. RESOLUTION NO. 24-416 approving Change Order No. 1 with J. Pettiecord Inc. for the Fuel Tank Removal at the Coal Yard in the amount of $189,500 11. RESOLUTION NO. 24-417 approving Change Order No. 1 with JB Holland Construction Inc. for the Ash Pond Closure and RDF Ash Pond Reconstruction project in the amount of $417,344.79 12. Water Treatment Plant Lime Sludge Disposal Contract a.RESOLUTION NO. 24-418 approving a change order for the FY 2023/24 lime sludge disposal contract with Wulfekuhle Injection and Pumping, Inc. of Peosta, Iowa in a deduct amount of $197,099.47 b.RESOLUTION NO. 24-419 accepting completion of the FY 2023/24 lime sludge disposal contract with Wulfekuhle Injection and Pumping in the final adjusted amount of $195,040.53, and release retainage in accordance with the contract documents c.RESOLUTION NO. 24-420 authorizing the carry-over of $148,900 of unspent funds that resulted from incomplete work in the FY 2023/24 operating budget to the FY 2024/25 budget d.RESOLUTION NO. 24-421 approving change order number one for the FY 2024/25 lime sludge disposal contract with Wulfekuhle Injection and Pumping, Inc. of Peosta, Iowa in an additive amount of $148,900. Roll Call Vote: 4-0. Motion/Resolutions declared carried/adopted, signed by the Mayor, and hereby made a portion of these Minutes. GIS SOFTWARE ENTERPRISE LICENSING AGREEMENT: Assistant City Manager Brian Phillips clarified that the amount of the yearly contract on the agenda should have read $69,800, as well as Alternative 1. Moved by Rollins, seconded by Beatty-Hansen, to adopt RESOLUTION 24-414 reauthorizing the GIS Software Enterprise Licensing Agreement with Environmental Systems Research Institute of Redlands, California, for a term of 3 years at a rate of $69,800 per annum. Roll Call Vote: 4-0. Resolution declared adopted unanimously, signed by the Mayor, and hereby made a portion of these Minutes. PUBLIC FORUM:Mayor Haila opened the Public Forum. Richard Deyo, 505 8th Street #2, Ames, noted that National Night Out was not included in the latest edition of City Side. Caitlin Leann, Ames Resident, voiced her concerns with the Baker Subdivision moving away from geothermal. 8 3 Mayor Haila closed the Public Forum when no one else came forward to speak. RAPID NEEDS PURCHASE FOR REPAIRS TO THE 161 KV ELECTRIC TRANSMISSION LINE: Director of Electric Services Donald Kom presented the Council Action Form (CAF). Moved by Gartin, seconded by Beatty-Hansen, to adopt RESOLUTION NO. 24-422 approving the report of the rapid needs purchase for repairs to the 161 KV electric transmission line in the amount of $625,504.86. Roll Call Vote: 4-0. Resolution declared adopted unanimously, signed by the Mayor, and hereby made a portion of these Minutes. ADDITION OF 1.0 FTE TO HUMAN RESOURCES (HR) DEPARTMENT:Director of HR Bethany Ballou presented the CAF. Moved by Rollins, seconded by Corrieri, to adopt RESOLUTION NO. 24-423 approving addition of 1.0 FTE to HR Department. Roll Call Vote: 4-0. Resolution declared adopted unanimously, signed by the Mayor, and hereby made a portion of these Minutes. IMMEDIATE TOWING OF ILLEGALLY PARKED VEHICLES: Chief of Police Geoff Huff presented the CAF. Moved by Gartin, seconded by Beatty-Hansen, to adopt RESOLUTION NO. 24-424 authorizing immediate towing of illegally parked vehicles on Saturday, August 24, 2024. Roll Call Vote: 4-0. Resolution declared adopted unanimously, signed by the Mayor, and hereby made a portion of these Minutes. ENHANCED PENALTIES FOR NUISANCE PARTY VIOLATIONS: Chief Huff presented the CAF. Moved by Gartin, seconded by Corrieri, to adopt RESOLUTION NO. 24-425 authorizing enhanced penalties for nuisance party violations beginning at 5:00 p.m., Friday, August 23 and ending at 4:00 a.m. on Sunday, August 25, 2024. Roll Call Vote: 4-0. Resolution declared adopted unanimously, signed by the Mayor, and hereby made a portion of these Minutes. BAKER SUBDIVISION - SECOND AMENDMENT TO RESTRICTIVE COVENANTS FOR AFFORDABLE HOUSING: Housing Coordinator Vanessa Baker-Latimer presented the CAF. Moved by Beatty-Hansen, seconded by Rollins, to adopt RESOLUTION NO. 24-426 approving amendment to covenants. Roll Call Vote: 3-0-1, Gartin abstaining due to conflict of interest. Resolution declared adopted unanimously, signed by the Mayor, and hereby made a portion of these Minutes. 9 4 Moved by Beatty-Hansen, seconded by Rollins, to adopt RESOLUTION NO. 24-427 authorizing Housing Coordinator to approve assignment of mortgages, requested from Habitat for Humanity of Central Iowa to First National Bank. Roll Call Vote: 3-0-1, Gartin abstaining due to conflict of interest. Resolution declared adopted unanimously, signed by the Mayor, and hereby made a portion of these Minutes. HEARING ON FY 2022/23 STORY COUNTY EDGE OF FIELD PROJECT: Director of Water and Pollution Control John Dunn presented the CAF. Mayor Haila opened and closed the Public Hearing when no one came forward to speak. Moved by Gartin, seconded by Beatty-Hansen, to accept report of bids and delay award until the August 13, 2024, City Council meeting. Vote on Motion: 4-0. Motion declared passed unanimously. HEARING ON 2024/25 SHARED USE PATH MAINTENANCE PROGRAM: Mayor Haila opened and closed the Public Hearing when no one came forward to speak. Moved by Beatty-Hansen, seconded by Corrieri, to accept report of bids. Vote on Motion: 4-0. Motion declared passed unanimously. Moved by Beatty-Hansen, seconded by Rollins, to adopt RESOLUTION 24-428 approving final plans and specifications and awarding a contract to Mid Iowa Enterprises, LLC of Story City, IA in the amount of $75,340. Roll Call Vote: 4-0. Resolution declared adopted unanimously, signed by the Mayor, and hereby made a portion of these Minutes. HEARING ON 302 AND 212 SONDROL AVE: Mayor Haila opened and closed the Public Hearing when no one came forward to speak. Moved by Beatty-Hansen, seconded by Rollins, to adopt RESOLUTION 24-429 approving the vacation of the 10' strip of right-of-way adjacent to 302 and 212 Sondrol Avenue. Roll Call Vote: 4-0. Resolution declared adopted unanimously, signed by the Mayor, and hereby made a portion of these Minutes. Moved by Rollins, seconded by Beatty-Hansen, to adopt RESOLUTION 24-430 approving the conveyance of the vacated 10' strip of right-of-way adjacent to 302 and 212 Sondrol Avenue to 302 Sondrol, LLC., for $10,177.20 (as determined by the City's standard formula). Roll Call Vote: 4-0. Resolution declared adopted unanimously, signed by the Mayor, and hereby made a portion of these Minutes. FIRST READING OF ORDINANCE UPDATING ENFORCEMENT PROVISIONS TO CHAPTER 5B AND CHAPTER 22A OF AMES MUNICIPAL CODE: Mayor Haila opened and closed the Public Hearing when no one came forward to speak. Moved by Rollins, seconded by Corrieri, to pass on first reading an Ordinance updating enforcement provisions to Chapter 5B and Chapter 22A of Ames Municipal Code. 10 5 Roll Call Vote: 4-0. Motion declared adopted unanimously. SECOND READING OF ORDINANCE TO CHANGE ELECTRIC RATES TO ADOPT REVENUE-NEUTRAL RATE ADJUSTMENTS TO BETTER ALIGN WITH COST-OF- SERVICE STUDY RECOMMENDATIONS, TO ADD OPTIONAL TIME-OF-USE RATES, AND TO ADJUST THE LARGE CUSTOMER INTERRUPTIBLE OPTION BILL CREDITS: Mayor Haila noted that staff had requested to pull the motion to amend so staff could engage in further discussions. Moved by Rollins, seconded by Gartin, to pass on second reading of Ordinance to change electric rates to adopt revenue-neutral rate adjustments to better align with cost-of-service study recommendations, to add optional Time-of-Use rates, and to adjust the Large Customer Interruptible Option bill credits. Roll Call Vote: 4-0. Motion declared adopted unanimously. DISPOSITION OF COMMUNICATIONS TO COUNCIL:Mayor Haila noted that there were seven items for the City Council’s consideration. The first was a request from Margaret Epplin and Ronald Mowers to vacate an annexation agreement. Moved by Beatty-Hansen, seconded by Gartin, to request a memo from staff. Vote on Motion: 3- 1, Corrieri dissenting. Motion declared carried. Founder of The Buxton Initiative, Cameron Gray, submitted a request for a Commission on the Arts grant extension. Moved by Beatty-Hansen, seconded by Corrieri, to place the item on a future agenda. Vote on Motion: 4-0. Motion declared carried unanimously. Next, an email from Doug Pepe about increased disruptive fourth of July activity was considered. Moved by Beatty-Hansen, seconded by Gartin, to respond and express sympathies. Vote on Motion: 4-0. Motion declared carried unanimously. The fourth item was an email from Mike Fisk regarding the Resource Recovery Plant Waste acceptance policy. Moved by Corrieri, seconded by Gartin, to request staff respond. Vote on Motion: 4-0. Motion declared carried unanimously. Dylan Kline, Ames Regional Economic Alliance Business Development Director provided an email with follow-up on the Baker Subdivision geothermal costs and Mayor Haila noted the item was for information only. Ames resident Merlin Pfannkuch submitted an email regarding the Sidewalk Policy. Moved by Beatty-Hansen to respond and thank him for his input and explain the new standards. 11 6 Vote on Motion: 4-0. Motion declared carried unanimously. The final item for consideration was from Doug Pepe regarding the development process for a former gas station at South Franklin Avenue and Lincoln Way. Moved by Beatty-Hansen, seconded by Rollins, to request staff respond. Vote on Motion: 4-0. Motion declared carried unanimously. REPORT OF GOVERNING BODY: The Mayor and City Council Members provided highlights from their attendance at various board and commission meetings. COUNCIL COMMENTS:The Mayor and City Council Members reported on various events attended, upcoming meetings, community events, and items of interest. ADJOURNMENT:Moved by Gartin, seconded by Beatty-Hansen, to adjourn at 6:56 p.m.Vote on Motion: 4-0. Motion declared carried unanimously. _______________________________________ __________________________________ Grace Bandstra, Deputy City Clerk John A. Haila, Mayor _____________________________ Renee Hall, City Clerk Subject to change as finalized by the City Clerk. For a final official copy, contact the City Clerk’s Office at 515-239-5105. 12 1 SUMMARY OF MINUTES OF THE SPECIAL MEETING OF THE AMES CITY COUNCIL AMES, IOWA AUGUST 6, 2024 The Special Meeting of the Ames City Council was called to order by Mayor John Haila at 10:00 a.m. on the 6th day of August 2024, pursuant to law. As it was impractical for the Council Members to attend in person, Council Members Gloria Betcher, Bronwyn Beatty-Hansen, Amber Corrieri, and Anita Rollins joined the meeting electronically. Council Member Tim Gartin, Rachel Junck and ex officio Emily Boland were absent. CONSENT AGENDA:Moved by Betcher, seconded by Beatty-Hansen, to approve the consent agenda. 1. RESOLUTION NO. 24-431 approving preliminary plans and specifications for the 2024/25 Shared Use Path Maintenance Contract 2 (Stuart Smith Park and State Avenue), setting September 4, 2024, as the bid due date and September 10, 2024, as the date of Public Hearing. Roll Call Vote: 4-0. Resolution declared carried unanimously, signed by the Mayor, and hereby made a portion of these Minutes. HEARING ON 2023/24 AIRPORT IMPROVEMENTS PROGRAM (WILDLIFE FENCE PROJECT):Traffic Engineer Damion Pregitzer presented the Council Action Form (CAF). Council Member Betcher asked for clarification regarding the three separate divisions outlined in the CAF. Engineer Pregitzer confirmed there was only one scope of work under the Division 3 Base Bid that was not eligible for Federal Aid. Mayor Haila asked about cleaning up the fence line from overgrown vegetation and if cleanup was a part of the contract. Traffic Engineer Pregitzer indicated the existing fence would be removed, cleared from overgrowth and a new fence would be constructed with a seven foot property line buffer and maintained going forward. Mayor Haila opened and closed the Public Input when no one came forward to speak. Moved by Betcher, seconded by Rollins, to accept the report of bids. Vote on Motion: 4-0. Motion declared carried unanimously. Moved by Betcher, seconded by Beatty-Hansen, to adopt RESOLUTION NO. 24-432 approving Federal Grant Application. Roll Call Vote: 4-0. Resolution declared adopted unanimously, signed by the Mayor, and hereby made a portion of these Minutes. Moved by Corrieri, seconded by Betcher, to adopt RESOLUTION NO. 24-433 approving final plans and specifications and awarding a contract to Minturn, Inc., of Brooklyn, IA in the amount of $2,616,005, contingent upon receipt of all grants necessary to fund the project. Roll Call Vote: 4-0. Resolution declared adopted unanimously, signed by the Mayor, and hereby made a portion of these Minutes. 13 2 INSPECTION OF CT1 COMBUSTION TURBINE TO DETERMINE OPTIONS AND COSTS TO RETURN UNIT TO SERVICE: Director of Electric Services Donald Kom presented the CAF. Moved by Betcher, seconded by Rollins to adopt RESOLUTION NO. 24-434 awarding the contract to Sulzer Turbo Services, of La Porte, TX. Roll Call Vote: 4-0. Resolution declared carried unanimously, signed by the Mayor, and hereby made a portion of these Minutes. DISPOSITION OF COMMUNICATIONS TO COUNCIL: None COUNCIL COMMENTS: The Mayor and City Council Members reported on various events attended, upcoming meetings, community events, and items of interest. ADJOURNMENT: Moved by Beatty-Hansen, seconded by Betcher, to adjourn the meeting at 10:21 a.m. Vote on Motion: 4-0. Motion declared carried unanimously. __________________________________ ____________________________________ Renee Hall, City Clerk John A. Haila, Mayor 14 To:Mayor & City Council From:City Clerk's Office Date:August 9, 2024 Subject:Approval of Civil Service Candidates Item No. 5 MEMO Attached are the minutes for the Regular Meeting of the Civil Service Commission held on July 25 2024. /rh ATTACHMENT(S): July 25 Civil Service Minutes.pdf City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 15 MINUTES OF THE REGULAR MEETING OF THE AMES CIVIL SERVICE COMMISSION AMES, IOWA JULY 25, 2024 The Regular Meeting of the Ames Civil Service Commission met in regular session in the Council Chambers of City Hall, 515 Clark Avenue, with Commission Members, Harold Pike and Larry Conley present. Kim Linduska and Bethany Ballou, HR Director were brought in telephonically. Chairperson Kim Linduska called the meeting to order at 8:18 AM on July 25, 2024. Also in attendance was Commission Clerk, Vicki Hillock.. APPROVAL OF MINUTES OF JUNE 27, 2024: Moved by Pike, seconded by Conley, to approve the Minutes of the June 27, 2024, Regular Service Commission meeting. Vote on Motion: 3-0. Motion declared carried unanimously. CERTIFICATION OF ENTRY-LEVEL APPLICANTS: Moved by Conley, seconded by Pike, to certify the following individuals to the Ames City Council as Entry-Level Applicants: Maintenance Worker – Parks & Rec Sublist Jesse Smith 78 Brian Lewis 74 Emir Amidzic 72 Nicholas Lager 70 Mechanic - CyRide Rich Duszynski 86 Nikolis Davis 73 Payroll Coordinator Jennifer Glaunner 78 Alyssa Devig 76 Lisa Ely 77 Transit Operations Manager Mike Asbe 77 Vote on Motion: 3-0. Motion declared carried unanimously. CERTIFICATION OF PROMOTIONAL-LEVEL APPLICANTS: Moved by Conley, seconded by Pike, to certify the following individuals to the Ames City Council as Promotional-Level Applicants: Senior Heavy Equipment Operator Bryon Anderson 82 Zach Landhuis 81 Zachery Foster 78 Cody Thompson 77 Corey Tjaden 76 Tyler Braland 75 Paul Lewis 74 Hollis Hathaway 73 Vote on Motion: 3-0. Motion declared carried unanimously. COMMENTS: The next Regular Meeting will be held in-person on Thursday, August 22, 2024, at 8:15am. ADJOURNMENT: The meeting adjourned at 8:21 AM. __________________________________ _______________________________________ Kim Linduska, Chairperson Vicki Hillock, Commission Clerk 16 To:Mayor & City Council From:City of Ames Purchasing Division Date:August 9, 2024 Subject:Report of Contract Change Orders Item No. 6 MEMO The Report of Change Orders for period July 16-31, 2024, is attached for your review and consideration. ATTACHMENT(S): Change Order Report - July 16-31, 2024.docx City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 17 REPORT OF CONTRACT CHANGE ORDERS Department General Description of Contract Contract Change No. Original Contract Amount Contractor/ Vendor Total of Prior Change Orders Amount this Change Order Change Approved By Purchasing Contact (Buyer) Parks & Recreation Weight Equipment for the City Hall Community Center 2 $66,017.01 Life Fitness $-(800.00)$443.30 C. Kort QE Public Works 2023/24 Traffic System Capacity Improvement - Airport Road 1 $62,300.00 WHKS & Co.$0.00 $2,600.00 M. Gansen KS Parks & Recreation Bid Package 06-1 General Carpentry Work for Fitch Family Indoor Aquatic Center 1 $1,016,000.00 Lansink Construction,Inc.$0.00 $42,129.00 B. Phillips KS Parks & Recreation Bid Package 06-1 General Carpentry Work for Fitch Family Indoor Aquatic Center 2 $1,016,000.00 Lansink Construction, Inc.$42,129.00 $2,858.00 B. Phillips KS Parks & Recreation Bid Package 08-1 Entrance, Storefront, Curtainwall & Glazing Work for Fitch Family Indoor Aquatic Center 1 $726,526.00 Orning Glass Company $0.00 $-(3,823.00)K. Abraham KS Period:1st – 15th 16th – End of Month Month & Year:July 2024 For City Council Date:August 13, 2024 18 Department General Description of Contract Contract Change No. Original Contract Amount Contractor/ Vendor Total of Prior Change Orders Amount this Change Order Change Approved By Purchasing Contact (Buyer) Parks & Recreation Bid Package 09-1 Gypsum Board Assembly, Acoustical Ceiling, Paint & Coating Work for Fitch Family Indoor Aquatic Center 1 & 2 $519,250.00 Hilsabeck Schacht $0.00 $0.00 PCO-003 & PCO-006 K. Abraham KS Electric Services Primary Cable for Electric Distribution Inventory 2 $135,462.00 WESCO Distribution, Inc.$1,128.85 $1,851.31 D. Kom JB 19 To:Mayor and City Council From:Grace Bandstra, Deputy City Clerk Date:August 13, 2024 Subject:Ownership Updates for Class E Retail Alcohol License - Walgreens #12108, 2719 Grand Avenue Item No. 7 MEMO Please see the attached documentation for a motion approving Ownership Updates for Class E Retail Alcohol License - Walgreens #12108, 2719 Grand Avenue. ATTACHMENT(S): Walgreens - Ownership Update.pdf City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 20 Page 1 of 2 Applicant NAME OF LEGAL ENTITY Walgreen Co. NAME OF BUSINESS(DBA) Walgreens #12108 BUSINESS (515) 232-8284 ADDRESS OF PREMISES 2719 Grand Ave PREMISES SUITE/APT NUMBER CITY Ames COUNTY Story ZIP 50010 MAILING ADDRESS Liquor Renewals-P.O. Box 901 CITY Deerfield STATE Illinois ZIP 60015 Contact Person NAME Jeff Jackson PHONE (847) 527-4612 EMAIL jeff.jackson@walgreens.com License Information LICENSE NUMBER LE0002156 LICENSE/PERMIT TYPE Class E Retail Alcohol License TERM 12 Month STATUS Submitted to Local Authority EFFECTIVE DATE May 27, 2023 EXPIRATION DATE May 26, 2024 LAST DAY OF BUSINESS SUB-PERMITS Class E Retail Alcohol License PRIVILEGES 21 Page 2 of 2 Status of Business BUSINESS TYPE Corporation Ownership Individual Owners NAME CITY STATE ZIP POSITION % OF OWNERSHIP U.S. CITIZEN Tracey Brown Ames Iowa 50010 President & Director 0.00 Yes Richard Gates Ames Iowa 50010 SVP & Director 0.00 Yes Jeffery Gruener Ames Iowa 50010 SVP, CFO, Treasurer & Director 0.00 Yes Brian Brown Ames Iowa 50010 Vice President 0.00 Yes Joseph Amsbary Ames Iowa 50010 Secretary 0.00 Yes Insurance Company Information INSURANCE COMPANY POLICY EFFECTIVE DATE POLICY EXPIRATION DATE DRAM CANCEL DATE OUTDOOR SERVICE EFFECTIVE DATE OUTDOOR SERVICE EXPIRATION DATE BOND EFFECTIVE DATE TEMP TRANSFER EFFECTIVE DATE TEMP TRANSFER EXPIRATION DATE 22 To:Mayor and City Council From:Grace Bandstra, Deputy City Clerk Date:August 13, 2024 Subject:Ownership Updates for Class F Retail Alcohol License - Green Hills Residents' Association, 2200 Hamilton Drive Suite #100 Item No. 8 MEMO Please see the attached documentation for a motion approving Ownership Updates for Class F Retail Alcohol License - Green Hills Residents' Association, 2200 Hamilton Drive Suite #100. ATTACHMENT(S): Green Hills - Ownership Update.pdf City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 23 Page 1 of 3 Applicant NAME OF LEGAL ENTITY Green Hills Residents' Association NAME OF BUSINESS(DBA) Green Hills Residents' Association BUSINESS (515) 357-5000 ADDRESS OF PREMISES 2200 Hamilton Drive, PREMISES SUITE/APT NUMBER Suite 100 CITY Ames COUNTY Story ZIP 50014 MAILING ADDRESS 2205 Green Hills Drive CITY Ames STATE Iowa ZIP 50014 Contact Person NAME Calista Sievers PHONE (515) 357-5000 EMAIL ed@greenhillsrc.com License Information LICENSE NUMBER LF0001450 LICENSE/PERMIT TYPE Class F Retail Alcohol License TERM 12 Month STATUS Submitted to Local Authority EFFECTIVE DATE June 30, 2024 EXPIRATION DATE June 29, 2025 LAST DAY OF BUSINESS SUB-PERMITS Class F Retail Alcohol License 24 Page 2 of 3 PRIVILEGES Outdoor Service Status of Business BUSINESS TYPE Corporation Ownership Individual Owners NAME CITY STATE ZIP POSITION % OF OWNERSHIP U.S. CITIZEN Suzan Shierholz Ames Iowa 50014 President 0.00 Yes Warren Madden Ames Iowa 50014 Treasurer 0.00 Yes Ann Hein Ames Iowa 50014 Secretary 0.00 Yes Beverly Kruempel AMES Iowa 50014 Vice-President 0.00 Yes Insurance Company Information INSURANCE COMPANY Ironshore Specialty Insurance Company POLICY EFFECTIVE DATE POLICY EXPIRATION DATE DRAM CANCEL DATE OUTDOOR SERVICE EFFECTIVE DATE OUTDOOR SERVICE EXPIRATION DATE 25 Page 3 of 3 BOND EFFECTIVE DATE TEMP TRANSFER EFFECTIVE DATE TEMP TRANSFER EXPIRATION DATE 26 To:Mayor and City Council From:Grace Bandstra, Deputy City Clerk Date:August 13, 2024 Subject:Premise Update for Class C Retail Alcohol License - Celaya, 217 South Duff Avenue Item No. 9 MEMO Celaya, 217 Duff Avenue, has filed for a Premise Update for its Class C Retail Alcohol License. The purpose of the Premise Update is to correct an address discrepancy between the lease for the premise and the address on the license. The City Council may recall that at its June 11, 2024, meeting, the Council moved to recommend the Alcoholic Beverages Division (ABD) move forward with revocation of Celaya's Class C license due to four failed compliance checks in six months (September 30, 2023, November 3, 2023, November 17, 2023, and February 23, 2024). Subsequently, Celaya filed a Notice of Appeal and Request for Stay of Agency Action on Thursday, June 27, 2024, to contest the revocation. While Celaya's appeal of the revocation is pending, Celaya continues to be able to operate under its existing license. Staff has spoken with ABD staff and confirmed that the correction of the address discrepancy is a separate issue from the revocation proceeding. Correcting the address discrepancy through this Premise Update will not impact the appeal process that is underway. ATTACHMENT(S): Celaya - Premise Update.pdf City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 27 Page 1 of 2 Applicant NAME OF LEGAL ENTITY CELAYA, LLC NAME OF BUSINESS(DBA) Celaya BUSINESS (712) 229-7427 ADDRESS OF PREMISES 217 South Duff Avenue PREMISES SUITE/APT NUMBER CITY Ames COUNTY Story ZIP 50010 MAILING ADDRESS 217 South Duff CITY Ames STATE Iowa ZIP 50010 Contact Person NAME Kevin Fajardo PHONE (712) 221-7427 EMAIL kfajardo895@gmail.com License Information LICENSE NUMBER LC0048504 LICENSE/PERMIT TYPE Class C Retail Alcohol License TERM 12 Month STATUS Submitted to Local Authority EFFECTIVE DATE July 11, 2024 EXPIRATION DATE July 10, 2025 LAST DAY OF BUSINESS SUB-PERMITS Class C Retail Alcohol License PRIVILEGES 28 Page 2 of 2 Status of Business BUSINESS TYPE Limited Liability Company Ownership No Ownership information found Insurance Company Information INSURANCE COMPANY Illinois Casualty Co POLICY EFFECTIVE DATE July 12, 2024 POLICY EXPIRATION DATE July 11, 2025 DRAM CANCEL DATE OUTDOOR SERVICE EFFECTIVE DATE OUTDOOR SERVICE EXPIRATION DATE BOND EFFECTIVE DATE TEMP TRANSFER EFFECTIVE DATE TEMP TRANSFER EXPIRATION DATE 29 To:Mayor and City Council From:Grace Bandstra, Deputy City Clerk Date:August 13, 2024 Subject:Temporary Outdoor Service for Class C Liquor License with Outdoor Service - Sips and Paddys, 126 Welch Avenue Item No. 10 MEMO Please see the attached documentation for a motion approving Temporary Outdoor Service for Class C Liquor License with Outdoor Service - Sips and Paddys, 126 Welch Avenue on: a. September 20 - September 22, 2024 b. October 4 - October 6, 2024. ATTACHMENT(S): Sips and Paddy's - Temp. Outdoor Service.pdf City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 30 Page 1 of 2 Applicant NAME OF LEGAL ENTITY THE SCENE, LLC NAME OF BUSINESS(DBA) SIPS AND PADDY'S IRISH PUB BUSINESS (515) 231-8388 ADDRESS OF PREMISES 126 Welch Ave PREMISES SUITE/APT NUMBER CITY Ames COUNTY story ZIP 50014 MAILING ADDRESS 126 Welch Ave CITY Ames STATE Iowa ZIP 50014 Contact Person NAME ANDREW WHITE PHONE (515) 231-8388 EMAIL whitecor2@gmail.com License Information LICENSE NUMBER LC0047689 LICENSE/PERMIT TYPE Class C Retail Alcohol License TERM 12 Month STATUS Submitted to Local Authority EFFECTIVE DATE Oct 30, 2023 EXPIRATION DATE Oct 29, 2024 LAST DAY OF BUSINESS SUB-PERMITS Class C Retail Alcohol License 31 Page 2 of 2 PRIVILEGES Outdoor Service Status of Business BUSINESS TYPE Limited Liability Company Ownership No Ownership information found Insurance Company Information INSURANCE COMPANY Founders Insurance Company POLICY EFFECTIVE DATE Sep 20, 2024 POLICY EXPIRATION DATE Sep 23, 2024 DRAM CANCEL DATE OUTDOOR SERVICE EFFECTIVE DATE Sep 20, 2024 OUTDOOR SERVICE EXPIRATION DATE Sep 22, 2024 BOND EFFECTIVE DATE TEMP TRANSFER EFFECTIVE DATE TEMP TRANSFER EXPIRATION DATE 32 To:Mayor and City Council From:Grace Bandstra, Deputy City Clerk Date:August 13, 2024 Subject:Temporary Outdoor Service for Special Class C Retail Alcohol License - Wheatsfield Cooperative, 413 Northwestern Avenue, September 15 - September 16, 2024 Item No. 11 MEMO Please see the attached documentation for a motion approving Temporary Outdoor Service for Special Class C Retail Alcohol License - Wheatsfield Cooperative, 413 Northwestern Avenue, September 15 - September 16, 2024, Pending Dramshop Review. ATTACHMENT(S): Wheatsfield Cooperative App.pdf City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 33 Page 1 of 2 Applicant NAME OF LEGAL ENTITY Wheatsfield Cooperative NAME OF BUSINESS(DBA) Wheatsfield Cooperative BUSINESS (515) 232-4094 ADDRESS OF PREMISES 413 Northwestern PREMISES SUITE/APT NUMBER CITY Ames COUNTY Story ZIP 50010 MAILING ADDRESS 413 Northwestern CITY Ames STATE Iowa ZIP 50010 Contact Person NAME Linda Johnson PHONE (515) 360-4697 EMAIL linda_j@wheatsfield.coop License Information LICENSE NUMBER BW0095544 LICENSE/PERMIT TYPE Special Class C Retail Alcohol License TERM 12 Month STATUS Pending Dramshop Review TENTATIVE EFFECTIVE DATE July 1, 2024 TENTATIVE EXPIRATION DATE June 30, 2025 LAST DAY OF BUSINESS SUB-PERMITS Special Class C Retail Alcohol License 34 Page 2 of 2 PRIVILEGES Outdoor Service Status of Business BUSINESS TYPE Corporation Ownership No Ownership information found Insurance Company Information INSURANCE COMPANY IMT Insurance Co POLICY EFFECTIVE DATE POLICY EXPIRATION DATE DRAM CANCEL DATE OUTDOOR SERVICE EFFECTIVE DATE Sep 15, 2024 OUTDOOR SERVICE EXPIRATION DATE Sep 16, 2024 BOND EFFECTIVE DATE TEMP TRANSFER EFFECTIVE DATE TEMP TRANSFER EXPIRATION DATE 35 To:Mayor and City Council From:Grace Bandstra, Deputy City Clerk Date:August 13, 2024 Subject:New 5-Day License (September 10 - September 14, 2024) for Special Class C Retail Alcohol License with Outdoor Service - Apres Bar Co., 1930 East 13th Street Item No. 12 MEMO Please see the attached documentation for a motion approving New 5-Day License (September 10 - September 14, 2024) for Special Class C Retail Alcohol License with Outdoor Service - Apres Bar Co., 1930 East 13th Street. ATTACHMENT(S): Apres Bar Co. - Sep. 10-14 Application.pdf City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 36 Page 1 of 2 Applicant NAME OF LEGAL ENTITY Apres Bar Co, LLC NAME OF BUSINESS(DBA) Apres Bar Co BUSINESS (515) 789-0044 ADDRESS OF PREMISES 1930 East 13th Street PREMISES SUITE/APT NUMBER CITY Ames COUNTY Story ZIP 50010 MAILING ADDRESS 3610 Holcomb AvenueBeaverdale CITY Des Moines STATE Iowa ZIP 50310 Contact Person NAME Jillian Harrington PHONE (515) 789-0044 EMAIL admin@apresbarco.com License Information LICENSE NUMBER LICENSE/PERMIT TYPE Special Class C Retail Alcohol License TERM 5 Day STATUS Pending Dramshop Review TENTATIVE EFFECTIVE DATE Sep 10, 2024 TENTATIVE EXPIRATION DATE Sep 14, 2024 LAST DAY OF BUSINESS SUB-PERMITS Special Class C Retail Alcohol License 37 Page 2 of 2 PRIVILEGES Outdoor Service Status of Business BUSINESS TYPE Limited Liability Company Ownership Individual Owners NAME CITY STATE ZIP POSITION % OF OWNERSHIP U.S. CITIZEN Jillian Harrington Des Moines Iowa 50310 Owner 100.00 Yes Insurance Company Information INSURANCE COMPANY Illinois Casualty Co POLICY EFFECTIVE DATE POLICY EXPIRATION DATE DRAM CANCEL DATE OUTDOOR SERVICE EFFECTIVE DATE OUTDOOR SERVICE EXPIRATION DATE BOND EFFECTIVE DATE TEMP TRANSFER EFFECTIVE DATE TEMP TRANSFER EXPIRATION DATE 38 To:Mayor and City Council From:Grace Bandstra, Deputy City Clerk Date:August 13, 2024 Subject:Motion approving 5-Day License (September 2 - September 6, 2024) for Special Class C Retail Alcohol License - Lucky Wife Wine Slushies, 2321 North Loop Drive Item No. 13 MEMO Please see the attached documentation for a motion approving 5-Day License (September 2 - September 6, 2024) for Special Class C Retail Alcohol License - Lucky Wife Wine Slushies, 2321 North Loop Drive. ATTACHMENT(S): Lucky Wife Wine Slushies - 09.02 Application.pdf City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 39 Page 1 of 2 Applicant NAME OF LEGAL ENTITY CLOUD WINE, LLC NAME OF BUSINESS(DBA) Lucky Wife Wine Slushies BUSINESS (515) 368-0295 ADDRESS OF PREMISES 2321 North Loop Drive PREMISES SUITE/APT NUMBER parking lot nw corner CITY Ames COUNTY Story ZIP 50010 MAILING ADDRESS 2321 North Loop Drive CITY Ames STATE Iowa ZIP 50010 Contact Person NAME Dawn Thompson PHONE (515) 368-0295 EMAIL luckywifewineslushies4@gmail.com License Information LICENSE NUMBER LICENSE/PERMIT TYPE Special Class C Retail Alcohol License TERM 5 Day STATUS Submitted to Local Authority TENTATIVE EFFECTIVE DATE Sep 2, 2024 TENTATIVE EXPIRATION DATE Sep 6, 2024 LAST DAY OF BUSINESS SUB-PERMITS Special Class C Retail Alcohol License PRIVILEGES 40 Page 2 of 2 Status of Business BUSINESS TYPE Limited Liability Company Ownership Individual Owners NAME CITY STATE ZIP POSITION % OF OWNERSHIP U.S. CITIZEN Dawn Thompson Humboldt Iowa 50548 owner/ceo 100.00 Yes Insurance Company Information INSURANCE COMPANY Founders Insurance Company POLICY EFFECTIVE DATE Sep 2, 2024 POLICY EXPIRATION DATE Sep 7, 2024 DRAM CANCEL DATE OUTDOOR SERVICE EFFECTIVE DATE OUTDOOR SERVICE EXPIRATION DATE BOND EFFECTIVE DATE TEMP TRANSFER EFFECTIVE DATE TEMP TRANSFER EXPIRATION DATE 41 To:Mayor and City Council From:Grace Bandstra, Deputy City Clerk Date:August 13, 2024 Subject:Ownership Updates for Class C Retail Alcohol License - Sams Place, 125 Main Street Item No. 14 MEMO Please see the attached documentation for a motion approving Ownership Updates for Class C Retail Alcohol License - Sams Place, 125 Main Street. ATTACHMENT(S): Sam's Place Ownership Update.pdf City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 42 Page 1 of 2 Applicant NAME OF LEGAL ENTITY Ames Pool Hall LLC NAME OF BUSINESS(DBA) Sams Place BUSINESS (515) 779-1110 ADDRESS OF PREMISES 125 Main Street PREMISES SUITE/APT NUMBER CITY Ames COUNTY Story ZIP 50010 MAILING ADDRESS 125 Main Street CITY Ames STATE Iowa ZIP 50010 Contact Person NAME Sam Touzani PHONE (515) 285-0007 EMAIL sam@fundamentax.com License Information LICENSE NUMBER LC0049116 LICENSE/PERMIT TYPE Class C Retail Alcohol License TERM 12 Month STATUS Submitted to Local Authority EFFECTIVE DATE Nov 14, 2023 EXPIRATION DATE Nov 13, 2024 LAST DAY OF BUSINESS SUB-PERMITS Class C Retail Alcohol License PRIVILEGES 43 Page 2 of 2 Status of Business BUSINESS TYPE Limited Liability Company Ownership Individual Owners NAME CITY STATE ZIP POSITION % OF OWNERSHIP U.S. CITIZEN mia montang Ames Iowa 50010 owner 100.00 Yes Insurance Company Information INSURANCE COMPANY Berkshire Hathaway Direct Insurance Company POLICY EFFECTIVE DATE POLICY EXPIRATION DATE DRAM CANCEL DATE OUTDOOR SERVICE EFFECTIVE DATE OUTDOOR SERVICE EXPIRATION DATE BOND EFFECTIVE DATE TEMP TRANSFER EFFECTIVE DATE TEMP TRANSFER EXPIRATION DATE 44 To:Mayor and City Council From:Grace Bandstra, Deputy City Clerk Date:August 13, 2024 Subject:New Class E Retail Alcohol License - Neighborhood Liquor Mart, 3505 Lincoln Way Suite 105, Pending Favorable DIA Inspection Item No. 15 MEMO Please see the attached documentation for a motion approving new Class E Retail Alcohol License - Neighborhood Liquor Mart, 3505 Lincoln Way Suite 105, Pending Favorable DIA Inspection. ATTACHMENT(S): Neighborhood Liquor Mart New License App.pdf City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 45 Page 1 of 2 Applicant NAME OF LEGAL ENTITY NEIGHBORHOOD LIQUOR MART 1 LLC NAME OF BUSINESS(DBA) Neighborhood Liquor Mart BUSINESS (515) 509-0204 ADDRESS OF PREMISES 3505 Lincoln Way PREMISES SUITE/APT NUMBER 105 CITY Ames COUNTY Story ZIP 50010 MAILING ADDRESS 1410 Panoramic Court CITY Ames STATE Iowa ZIP 50010 Contact Person NAME Anum Firoz PHONE (515) 509-0204 EMAIL nlmliquor@gmail.com License Information LICENSE NUMBER LICENSE/PERMIT TYPE Class E Retail Alcohol License TERM 12 Month STATUS Submitted to Local Authority EFFECTIVE DATE EXPIRATION DATE LAST DAY OF BUSINESS SUB-PERMITS Class E Retail Alcohol License PRIVILEGES 46 Page 2 of 2 Status of Business BUSINESS TYPE Limited Liability Company Ownership Individual Owners NAME CITY STATE ZIP POSITION % OF OWNERSHIP U.S. CITIZEN Anum Firoz Ames Iowa 50010 President 100.00 Yes Insurance Company Information INSURANCE COMPANY POLICY EFFECTIVE DATE POLICY EXPIRATION DATE DRAM CANCEL DATE OUTDOOR SERVICE EFFECTIVE DATE OUTDOOR SERVICE EXPIRATION DATE BOND EFFECTIVE DATE TEMP TRANSFER EFFECTIVE DATE TEMP TRANSFER EXPIRATION DATE 47 To:Mayor John Haila and Ames City Council Members From:Lieutenant Mike Arkovich, Ames Police Department Date:August 5, 2024 Subject:Beer Permits & Liquor License Renewal Reference City Council Agenda Item No. 16 MEMO The following licenses are eligible for renewal: Motion approving the renewal of the following Beer Permits, Wine Permits, and Liquor Licenses: a. Iowa State Center - CY Stephens (1900 Center Drive), Class C Retail Alcohol License with Catering Privilege and Outdoor Service b. Kwik Stop Liquor & Groceries, (125 6th Street), Class E Retail Alcohol License A review of police records for the past 12 months found no liquor law violations for Iowa State Center CY Stephens. The Ames Police Department recommends the license renewal for these businesses. A review of the police records for the past 12 months found one compliance check failure for Kwik Stop Liquor & Groceries. They passed one follow-up compliance check after the initial failure. The Ames Police department will encourage this establishment to better identify patrons and check IDs. The police department will also encourage them to attend ID training, IPACT training, and conduct their own compliance checks. The police department will continue to monitor this establishment by conducting regular foot patrols, compliance checks, and evaluating their safeguards. The Ames Police Department recommends the license renewal for this business. City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 48 ITEM #:17 DATE:08-13-24 DEPT:HR SUBJECT:AMENDMENT TO COMPENSATION POLICY COUNCIL ACTION FORM BACKGROUND: On October 13, 2020, the City Council approved a new Employee Handbook, along with approximately two dozen related, more detailed policies that address employment matters. These policies became effective on October 19, 2020. Among these separate policies is the Compensation Policy, which outlines the principles that determine the structure of the City's pay grades and the metrics that are used to place each specific position into the appropriate grade. This policy applies only to merit positions; the pay for positions that are covered by a collective bargaining unit is determined through the bargaining process. A portion of the Compensation Policy addresses certain merit-based utility positions. Many years ago, in response to the increased competition in the job market from outside utilities for electric utility professionals, a special series of pay grades was devised. These grades provide for a higher salary than the job evaluation process would normally call for, to ensure the City's pay for these positions was competitive. The current Compensation Policy language provides Electric Administration, Electric Engineering, and Power Plant Administration divisions as examples where the higher grade would be applied. However, in practice, the application of this policy has been more specific to certain positions rather than applying to entire divisions. This more specific application of the policy aligns with the original intent of applying the higher grades to certain competitive positions. To better align the language in the policy with the historical application of these higher pay grades, staff has prepared an amendment to one paragraph of the Compensation Policy. The amendment clarifies that the special series of pay grades is generally for the positions in the Electric utility that direct utility operations, manage significant utility assets, or require a professional engineering license. The policy notes that the City Manager makes the determination as to which positions meet one of these qualifications. A copy of the proposed revisions to the Compensation Policy is attached for the Council's consideration. If approved, the revised version would take effect immediately. ALTERNATIVES: 1. Adopt the revised Compensation Policy as presented. 2. Direct staff to modify the Compensation Policy. 3. Do not approve the revised Compensation Policy. 49 CITY MANAGER'S RECOMMENDED ACTION: The revisions presented in the attached Compensation Policy better reflect the intent and application of the higher series of pay grades for certain positions within the Electric utility. No grades for existing positions will be modified as a result of adopting this amendment. However, the new policy language will provide clearer guidance for the circumstances where it is appropriate to apply these pay grades in the future. Currently, staff is evaluating the reorganization of some positions within the Electric Department. Clearer language regarding the application of the Compensation Policy will be helpful as staff moves forward with the reorganization process. Therefore, it is the recommendation of the City Manager that the City Council adopt Alternative No. 1, as described above. ATTACHMENT(S): Compensation Policy - highlighted.docx 50 Page 1 of 6 Compensation Policy Date Established: October 19, 2020 Date Last Updated: October 19, 2020August 13, 2024 Purpose To establish an orderly procedure for compensating employees upon their initial employment and changing statuses; and to attract, retain and motivate employees through payment of salaries within a structure that is market competitive and which recognizes the relative worth of jobs within the City organization. Policy Statement The City maintains two systems for compensating employees. One is based on merit, and the other is based on collectively bargained wage rates. Objectives The objectives of the City of Ames' compensation systems are: 1.To establish a salary range for each job that is based on a systematic blending of the job's internal worth to the City and the competitive labor market. 2.To provide for individual salary advancement reflecting increased value to the City. For merit employees, salary advancement is also based on job performance. 3.To establish systems that are fiscally sound, equitable and cost effective. 4.To provide a method for identifying individual employee development needs. 5.To provide compensation systems that are understood by employees. 6.To provide fairness with respect to other jobs in the City and with comparable jobs in other organizations. 7.To provide pay systems that can be easily administered and maintained. 8.To comply with federal, state and local laws. Components of the Merit Employee Compensation Program The compensation program for merit employees within the City of Ames is based on the following components: 1.Pay Grades 51 Page 2 of 6 The salary structure which includes a series of pay grades corresponding to job evaluation points. Each grade is defined by a salary minimum, midpoint, and maximum. The pay for each employee will be within the salary range for the grade assigned to the employee's job class, unless otherwise approved by the City Manager. In certain specialized utility job classifications, private sector employees doing the same work are compensated substantially higher than the City’s pay scale allows. (e.g., Electric Administration, Electric Engineering, and Power Plant Administration). In recognition of the highly competitive marketplace for competent professionals in these instances, the City Manager may apply a special series of pay grades may be applied, which result in higher pay for these classifications (e.g., a grade 60 position becomes a grade 90, a grade 61 position becomes a grade 91, etc.). The special series of pay grades is generally for those positions in the Electric utility that direct utility operations, manage significant utility assets, or require a professional engineering license. The determination as to the appropriate positions to apply the special series of pay grades is made by the City Manager. 2.Job Evaluation Job evaluation is the process of determining the relative worth of all jobs in the City of Ames. Each non-union regular position in the City is evaluated and placed in a grade level and accompanying salary range on the basis of that evaluation. 3.Performance Management and Merit Increases The performance management system consists of a cycle incorporating planning, ongoing monitoring and feedback, performance appraisal, and employee development. Salary adjustments shall be based on individual performance appraisals in accordance with guidelines approved by the City Manager. See the Performance Evaluation and Improvement Policy for further details. 4.Administration The administration of the pay program shall be under the direction of the Human Resources Director whose responsibilities will be to: a.Monitor trends in compensation theory and practice and make recommendations regarding the City's compensation policies and practices consistent with the City's mission and organizational culture. b.Evaluate existing and new job classes and submit the appropriate pay grade allocations for the City Manager's approval. c.Conduct periodic salary and benefit surveys. d.Recommend salary structure adjustments and salary increase budgets. e.Provide oversight of the performance management system, ensuring that performance appraisals are conducted as required, and providing training and guidance in the application of the performance management system. 52 Page 3 of 6 The City Manager may authorize an adjustment to an individual’s compensation in order to correct a mistake in administration of the approved compensation system. Adoption and Amendment The Human Resources Director shall prepare annually a Pay Plan covering all classes in the City service to be submitted to the City Council for review. Thereafter, the City Manager may approve modifications to the Pay Plan upon the recommendation of the Human Resources Director. Modifications to the Pay Plan shall be in accordance with the stated policies, goals and objectives of the City's compensation policy. Administration and Maintenance The Human Resources Director shall periodically conduct a comprehensive survey of market rates for a representative sample of classifications in the City service whose salaries are not determined through the labor negotiations process. In adjusting the pay structure, consideration shall be given to salaries in relevant employment markets for comparable classes under similar working conditions, current costs of living, the City's compensation policy and other relevant factors. Establishing Pay Upon Initial Appointment These guidelines are intended to balance the internal consistency and equity of the merit pay system, while being responsive to the dynamics of the labor market. 1.The starting salary shall be at least the minimum of the salary range. 2.Candidates just meeting minimum qualifications are normally appointed at the range minimum. 3.Candidates whose qualifications exceed the minimum may receive a starting salary proportional to their qualifications, not to exceed the range mid-point. Starting salaries above the mid-point may be approved by the City Manager under exceptional circumstances. 4.The following factors may be considered in determining an appropriate starting salary: a. Current salary rates for the specific classification in the relevant market. b. The qualifications of the candidate relative to the needs of the position and the qualifications of other available candidates. c. The relative success of the current recruitment, and relevant prior recruitment history for the classification. d. Internal equity with current incumbents of the classification, with regard for qualifications and length of service. e. For supervisory positions, the level of responsibility and salaries of subordinates. However, this will not be the sole determining factor, and it is not intended that the salary of a supervisor shall exceed that of all subordinates in every case. 53 Page 4 of 6 f. The timing of the next scheduled merit pay increase. 5.The Human Resources Director will prepare a starting salary recommendation after reviewing the factors described above and consulting with the hiring department head. The recommendation must be submitted to the City Manager for approval prior to presenting an offer of employment to a candidate. 6.Hiring incentives, such as one-time bonus payments, may be authorized by the City Manager in advance of a recruitment for a hard-to-fill position. Establishing Pay Upon Promotion 1.Upon promotion to a class in a pay grade with a higher maximum salary, an employee shall receive the minimum salary of the higher range or at least 5% over the employee’s current salary, whichever is more. The higher salary shall become effective on the date of the promotion. 2.An employee who is promoted more than one pay grade or rank may receive a promotional increase greater than 5%. 3.The guidelines outlined in paragraph 4 of the Establishing Pay Upon Initial Appointment section of this policy may also be considered in determining an appropriate salary upon promotion. Reduction in Salary Reductions in salary may be made to recognize the diminished value of a merit employee's service to the organization. An employee's salary may not be reduced below the minimum established for the class. Reductions in salary shall become effective immediately upon approval by the City Manager. Demotion A voluntary or involuntary demotion may be made to a vacant position in a class with a lower maximum salary in accordance with these Policies and Procedures. An employee who is voluntarily or involuntarily demoted must possess the minimum qualifications for the lower position. A demoted employee's salary shall be the employee's current rate of pay or the maximum of the salary range for the lower class, whichever is lower, except that an employee who receives an involuntary demotion may also be subject to a salary reduction in accordance with the Reduction in Salary section of this policy. The City Manager may also authorize an alternative salary reduction for a voluntary demotion as warranted by a review of the situation. A demoted employee's pay rate shall be effective with the first day that the employee assumes the duties of the lower class. 54 Page 5 of 6 When a demotion is made for reasons other than disciplinary action, the City Manager may authorize continuation of a merit employee's present salary rate, even if it is above the maximum for the new class. In such cases the employee shall not be eligible for pay increases until the scale maximum exceeds the employee's salary. Transfer Except where limited by statute, a voluntary or involuntary transfer may be made to a vacant position in the same classification in the same department or in another department. A transferred employee's salary shall be the employee's current rate of pay, except that an employee who receives an involuntary transfer may also be subject to a salary reduction in accordance with the Reduction in Salary section of these Policies and Procedures. Reclassification Reclassification may be made to a class with a higher, lower, or the same maximum rate of pay as the original class. An employee whose position has been reclassified to a classification with a higher maximum salary shall receive at least the minimum salary of the higher salary range or the salary received prior to reclassification, whichever is higher. In cases where the employee has performed the duties of the higher class for a period of time sufficient to demonstrate proficiency, a salary increase may be authorized. The salary guidelines for new hires and promotions shall be referred to in making such determinations. The effective date of such a pay increase will be as determined by the City Manager. In cases where an employee's position has been reclassified to a classification with a lower maximum salary, the Demotion section shall apply. Lateral Appointment An employee who accepts a lateral appointment shall normally retain the rate of pay received in the previous position. In exceptional circumstances, the City Manager may authorize a salary increase using the guidelines outlined in section 4 of Establishing Pay Upon Initial Appointment. Eligibility for merit increases shall be as provided in the Merit Increases Policy. Merit Increases Regular Employees Performance-based merit increases may be granted to regular full-time and part-time benefited employees. Merit increases shall become effective on July 1 of each year, except as otherwise provided in these Policies. New Employees Employees whose start of employment is from July 1 through December 31 shall be eligible for a merit increase on July 1 of the following fiscal year. Employees whose start of employment is from January 1 through June 30 shall not receive a merit increase on July 1, but shall be eligible for a merit increase upon completion of six months of service. 55 Page 6 of 6 Employees who have completed or will complete six months of service prior to April 30 will be evaluated during the regular evaluation schedule, normally in early April. Those employees who will complete the six-month probationary period after April 30 shall be evaluated two weeks prior to completion of six months service. Performance appraisals will be conducted in accordance with standard City procedures. Evaluation forms will be forwarded to the Human Resources Department. The merit increase will be determined by the Director of Finance in accordance with the formula authorized for July 1 merit increases. The Human Resources Department will notify the department head, who will prepare the Payroll Change Form. Promotions and Lateral Appointments Employees who have received a promotion or lateral appointment shall be eligible for merit increases in the same manner as new hires. Contact Information Human Resources Director hr@cityofames.org 515-239-5199 City Manager’s Office 515-239-5101 56 ITEM #:18 DATE:08-13-24 DEPT:ADMIN SUBJECT:REQUEST FROM THE BUXTON INITIATIVE TO EXTEND FY 2023/24 COTA ANNUAL GRANT COMPLETION DATE COUNCIL ACTION FORM BACKGROUND: On May 23, 2023, the City Council approved contracts with a variety of agencies for the Commission on the Arts (COTA) FY 2023/24 Annual Grant program. One of the agencies receiving funds through this grant process was The Buxton Initiative, which was awarded a contract for $8,000. The Buxton Initiative's purpose is to provide programs and community events in celebration of African American artists' cultural contributions. The City Council referred an email from Cameron Gray, representing the organization, at the July 23, 2024, City Council meeting. The email requested an extension of the completion date for the grant to provide an opportunity for the entirety of the funds to be drawn down. Of the $8,000 awarded, $3,426.87 remains to be drawn. Staff has prepared a contract amendment that extends the duration of the agreement as requested by the organization. All other provisions from the original contract remain in effect. The amendment has been signed and returned and is now presented for City Council approval. ALTERNATIVES: 1. Approve the attached amendment to extend the completion date for the FY 2023/24 COTA Annual Grant contract with The Buxton Initiative to December 31, 2024. 2. Do not approve the amendment and allow the unspent funds to return to the Local Option Sales Tax Fund balance. 3. Refer this item to staff for further information. CITY MANAGER'S RECOMMENDED ACTION: The City Council approved an agreement for The Buxton Initiative to complete several programs that benefit the Ames community. However, the organization has been unable to completely draw down all of its allocation prior to June 30, 2024. The proposed amendment will extend the agreement for an additional six months, providing time for the organization to complete the tasks and draw down the funds. Therefore, it is the recommendation of the City Manager that the City Council adopt Alternative No. 1, as described above. ATTACHMENT(S): Cameron Gray - COTA Grant Extension.pdf The Buxton Initiative Contract.pdf The Buxton Initiative AMENDMENT.docx 57 1 Hall, Renee From:Cameron Gray <cgrayprints@gmail.com> Sent:Tuesday, July 9, 2024 3:58 PM To:City Council and Mayor Subject:COTA grant extension [External Email] Hello all, My name is Cameron Gray and I am the founder of the nonprofit, The Buxton Initiative. I am contacting you all to request an extension on the grant period for the next 4-5 months. I received this grant of 8,000 to enact new programs to the city of Ames and this year has truly been our best year yet. We started a Black Film series with the partnership with the Ames Auditorium staff and we are currently working on a basketball program to give kids a safe space to play basketball in the fall and winter. Unfortunately, due to our size of the organization, it has been really difficult to spend the allotment of the grant sum during the grant period ($3,426.87 remaining). If granted the extension, I would put this money to use by continuing We Glow in the Dark and establish this basketball program that I believe will truly make a huge difference to the community's youth to give them a safe place where they can play basketball for free during the cold/winter months. Thank you for your time and consideration. Best, Cameron Gray 58 59 60 61 Page 1 of 2 AMENDMENT TO CONTRACT FOR ARTS FUNDING THIS AMENDMENT, made and entered into ________________, 2024, to an Agreement by and between the CITY OF AMES, IOWA,a municipal corporation organized and existing pursuant to the laws of the State of Iowa (hereinafter sometimes called "City") and The Buxton Initiative (hereinafter called "Provider"); for funding of said Provider up to and including $8,000.00; WITNESSETHS THAT: WHEREAS, the City of Ames has, by its City Council acting in open and regular session, and through the Commission on the Arts, entered into an Agreement with the Provider for the purpose of providing programs and community events in celebration of African American artists’ cultural contributions; and WHEREAS, the duration of the Agreement for these services is from July 1, 2023 through June 30, 2024; and WHEREAS, Provider has requested an extension of the term of the Agreement to allow for the projects to be completed and the entirety of the available funding to be drawn down; NOW, THEREFORE, the parties hereto have agreed and do agree as follows: I: AMENDMENT TO DURATION Article VI (Duration), of the Agreement is hereby superseded by the following paragraph: This Agreement shall be in full force and effect from and after July 1, 2023 through December 31, 2024, or, until terminated by resolution of the City Council of the City of Ames, Iowa. The City Council may terminate this Agreement prior to December 31, 2024, by giving written notice to the Provider at least sixty (60) days before the effective date of such termination. From and after the effective date of termination, no further disbursement under this Agreement shall be made by the City. Any money disbursed to the Provider and unencumbered or unspent as of the effective date of termination, shall be repaid to the City. II: REMAINING TERMS OF AGREEMENT The remaining terms of the Agreement shall remain in full force and effect. 62 Page 2 of 2 IN WITNESS WHEREOF the parties hereto have, by their authorized representatives, set their hand and seal as of the date first above written. CITY OF AMES, IOWA ATTEST: BY________________________________________________________________ John Haila, Mayor Renee Hall, City Clerk The Buxton Initiative BY______________________________ Authorized Representative Print Name: _________________________________ 63 To:Mayor & City Council From:City Clerk's Office Date:August 9, 2024 Subject:Investment Report for Quater Ending June 30, 2024 Item No. 19 MEMO Please see attached memo and report provided by the City Treasurer for your review and approval. ATTACHMENT(S): QTR Investment Report June 2024.pdf City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 64 Caring People  Quality Programs  Exceptional Service 515.239.5119 main 515.239-5320 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org City Treasurer MEMO To: Mayor and City Council From: Roger Wisecup, CPA City Treasurer Date: July 15, 2024 Subject: Investment Report for Fiscal Year Ending June 30, 2024 Introduction The purpose of this memorandum is to present a report summarizing the performance of the City of Ames investment portfolio for the fiscal year ending June 30, 2024. Discussion This report covers the period ending June 30, 2024, and presents a summary of the investments on hand at the end of June 2024. The investments are valued at amortized cost; this reflects the same basis that the assets are carried on the financial records of the City. All investments are in compliance with the current Investment Policy. Comments The Federal Reserve maintained the federal fund rate at 5.25-5.50 percent in the last quarter. The yield curve is currently inverted, making shorter maturities pay higher interest rates than longer maturities. Future investments will be made at current interest rates and future interest income should stay steady. We will continue to evaluate our current investment strategy, remaining flexible to future investments while the Federal Reserve evaluates the target rate. A brief comparison of fiscal year 2023 to fiscal year 2024 follows: FY23 FY24 Increase Interest Income $5,130,047 $9,166,027 $4,035,980 Portfolio Effective Rate of Return 2.75% 3.90% 65 BOOK MARKET UN-REALIZED DESCRIPTION VALUE VALUE GAIN/(LOSS) CERTIFICATES OF DEPOSIT 0 FEDERAL AGENCY DISCOUNTS 1,975,164 1,974,194 (970) FEDERAL AGENCY SECURITIES 114,399,426 113,545,834 (853,592) COMMERCIAL PAPER 16,837,073 16,830,601 (6,473) MISC COUPON SECURITIES 0 PASS THRU SECURITIES PAC/CMO 5,185,933 5,256,355 70,423 MONEY FUND SAVINGS ACCOUNTS 303,132 303,132 0 PASSBOOK/CHECKING ACCOUNTS 0 US TREASURY DISCOUNTS 2,439,431 2,436,772 (2,659) US TREASURY SECURITIES 66,731,565 65,271,264 (1,460,301) INVESTMENTS 207,871,724 205,618,151 (2,253,573) CASH ACCOUNTS 42,802,247 42,802,247 TOTAL FUNDS AVAILABLE 250,673,970 248,420,398 (2,253,573) ACCRUAL BASIS INVESTMENT EARNINGS YR-TO-DATE GROSS EARNINGS ON INVESTMENTS:7,286,893 INTEREST EARNED ON CASH:1,879,134 TOTAL INTEREST EARNED:9,166,027 AND THE ACCUMULATED YEAR-TO-DATE CITY OF AMES, IOWA CASH AND INVESTMENTS SUMMARY AND SUMMARY OF INVESTMENT EARNINGS FOR THE FISCAL YEAR ENDED JUNE 30, 2024 66 67 YTM 365 Page 1 Par Value Book Value Maturity Date Stated RateMarket Value June 30, 2024 Portfolio Details - Investments Average BalanceIssuer Portfolio Management Investments FY 2023-2024 Days to Maturity YTM 360CUSIPInvestment # Purchase Date Money Market 0.300First Interstate Bank4531558874 303,131.74 303,131.74 0.300303,131.74 0.296SYS4531558874B 1 303,131.74 0.296303,131.74303,131.74302,919.84Subtotal and Average 0.300 1 Commercial Paper Disc. -Amortizing 5.460AlingHi Funding1163-24 2,000,000.00 1,967,732.22 10/22/20245.14003/05/2024 1,966,320.00 5.38501626FKN7 113 5.531Bank of America1146-23 1,050,000.00 1,048,328.46 07/12/20245.21012/06/2023 1,048,330.50 5.45606054NGC9 11 5.456Credit Agricole1167-24 3,000,000.00 2,965,000.00 09/19/20245.25004/05/2024 2,964,510.00 5.38122533TJK3 80 5.517Credit Agricole1169-24 3,000,000.00 2,953,978.34 10/15/20245.21004/12/2024 2,953,980.00 5.44222533TKF2 106 5.563KOOKNY1170-24 1,500,000.00 1,473,968.75 10/28/20245.25004/15/2024 1,473,150.00 5.48750050EKU6 119 5.373MountCliff Funding1153-24 1,000,000.00 1,000,000.00 07/01/20245.18001/26/2024 1,000,000.00 5.30062455FG18 0 5.201Misubishi Union Financial of J1155-24A 1,500,000.00 1,475,704.17 10/28/20244.90002/02/2024 1,473,450.00 5.13062479LKU8 119 5.201Misubishi Union Financial of J1155-24B 1,000,000.00 983,802.78 10/28/20244.90002/02/2024 982,300.00 5.13062479LKU8 119 5.209Toronto Dominion Bank1148-23 3,000,000.00 2,968,558.34 09/16/20244.90012/28/2023 2,968,560.00 5.13889119AJG4 77 16,837,073.06 5.32216,830,600.5017,050,000.0021,862,154.20Subtotal and Average 5.396 88 Federal Agency Coupon Securities 0.600Farmer Mac0962-20 1,000,000.00 1,000,000.00 11/20/20250.60011/20/2020 933,137.80 0.59231422B3F5 507 5.094Farmer Mac1118-23A 1,500,000.00 1,496,131.54 08/14/20254.85008/23/2023 1,490,218.65 5.02531422X5Y4 409 5.094Farmer Mac1118-23B 1,000,000.00 997,421.03 08/14/20254.85008/23/2023 993,479.10 5.02531422X5Y4 409 5.400Farmer Mac1152-24A 2,700,000.00 2,699,458.47 06/26/20255.38001/05/2024 2,688,696.72 5.32631424WDP4 360 5.400Farmer Mac1152-24B 2,000,000.00 1,999,598.87 06/26/20255.38001/05/2024 1,991,627.20 5.32631424WDP4 360 4.701Farmer Mac1160-24A 1,500,000.00 1,408,525.72 01/15/20260.48002/20/2024 1,394,900.05 4.63631422B6K1 563 4.701Farmer Mac1160-24B 1,000,000.00 939,017.15 01/15/20260.48002/20/2024 929,933.37 4.63631422B6K1 563 0.341Federal Farm Credit0977-21A 1,000,000.00 999,852.26 11/12/20240.30003/02/2021 981,287.60 0.3363133EMQQ8 134 0.341Federal Farm Credit0977-21B 1,500,000.00 1,499,778.38 11/12/20240.30003/02/2021 1,471,931.40 0.3363133EMQQ8 134 3.232Federal Farm Credit1045-22A 1,500,000.00 1,491,478.26 11/25/20252.80006/13/2022 1,455,331.35 3.1883133ENXQ8 512 3.232Federal Farm Credit1045-22B 1,000,000.00 994,318.84 11/25/20252.80006/13/2022 970,220.90 3.1883133ENXQ8 512 3.554Federal Farm Credit1058-22 1,000,000.00 999,737.06 08/26/20243.37509/09/2022 996,631.50 3.5053133ENJ84 56 3.565Federal Farm Credit1059-22 1,000,000.00 999,875.60 09/13/20243.50009/13/2022 995,862.40 3.5163133ENL40 74 4.710Federal Farm Credit1069-22 2,500,000.00 2,324,485.61 05/27/20260.66010/14/2022 2,309,314.50 4.6463133EMHH8 695 4.585Federal Farm Credit1084-22 1,500,000.00 1,496,899.41 09/13/20243.50011/30/2022 1,493,793.60 4.5233133ENL40 74 5.401Federal Farm Credit1135-23 3,091,000.00 3,092,229.02 11/25/20245.50010/13/2023 3,090,877.29 5.3273133EPWP6 147 4.675Federal Farm Credit1179-24 1,000,000.00 845,951.00 06/01/20291.12505/31/2024 852,317.40 4.6113133EMHZ8 1,796 0.581Federal Home Loan Bank0975-21 1,000,000.00 998,857.38 02/17/20260.65002/22/2021 932,093.80 0.5733130AL4V3 596 0.841Federal Home Loan Bank0978-21 1,000,000.00 995,894.68 02/11/20260.58003/15/2021 931,729.60 0.8293130AKXB7 590 1.116Federal Home Loan Bank0980-21 2,650,000.00 2,648,958.70 04/14/20261.50004/14/2021 2,494,213.92 1.1013130ALVT8 652 Portfolio 2024 AC Run Date: 07/09/2024 - 10:21 PM (PRF_PM2) 7.3.11 Report Ver. 7.3.11 68 YTM 365 Page 2 Par Value Book Value Maturity Date Stated RateMarket Value June 30, 2024 Portfolio Details - Investments Average BalanceIssuer Portfolio Management Investments FY 2023-2024 Days to Maturity YTM 360CUSIPInvestment # Purchase Date Federal Agency Coupon Securities 0.450Federal Home Loan Bank0984-21A 1,500,000.00 1,500,000.00 07/15/20240.45004/20/2021 1,497,117.45 0.4443130ALTV6 14 0.450Federal Home Loan Bank0984-21B 1,000,000.00 1,000,000.00 07/15/20240.45004/20/2021 998,078.30 0.4443130ALTV6 14 0.458Federal Home Loan Bank0985-21A 1,500,000.00 1,499,991.96 07/26/20240.45004/30/2021 1,494,863.40 0.4523130ALVQ4 25 0.458Federal Home Loan Bank0985-21B 1,000,000.00 999,994.64 07/26/20240.45004/30/2021 996,575.60 0.4523130ALVQ4 25 0.510Federal Home Loan Bank0992-21 1,500,000.00 1,500,000.00 08/30/20240.51007/01/2021 1,487,858.70 0.5033130AMZQ8 60 0.600Federal Home Loan Bank0994-21 2,000,000.00 2,000,000.00 05/28/20250.60009/03/2021 1,918,151.60 0.5923130ANKM1 331 0.409Federal Home Loan Bank1002-21 1,000,000.00 999,933.33 09/13/20240.37509/13/2021 989,817.70 0.4033130ANR28 74 3.210Federal Home Loan Bank1056-22 1,810,000.00 1,791,848.01 11/27/20240.62508/05/2022 1,775,206.19 3.1663130AMNR9 149 3.210Federal Home Loan Bank1057-22A 1,500,000.00 1,483,884.47 01/13/20251.10008/05/2022 1,466,318.85 3.1663130AQGT4 196 3.210Federal Home Loan Bank1057-22B 1,000,000.00 989,256.31 01/13/20251.10008/05/2022 977,545.90 3.1663130AQGT4 196 3.746Federal Home Loan Bank1060-22 1,500,000.00 1,493,461.88 06/06/20253.25009/13/2022 1,472,642.55 3.6943130AS6N4 340 4.148Federal Home Loan Bank1061-22 1,500,000.00 1,499,706.34 08/28/20254.13009/13/2022 1,482,160.95 4.0913130ASZD4 423 4.000Federal Home Loan Bank1062-22 1,500,000.00 1,500,000.00 09/29/20254.00009/29/2022 1,478,830.65 3.9453130AT7A9 455 3.660Federal Home Loan Bank1064-22 1,500,000.00 1,494,144.87 12/13/20242.75009/14/2022 1,482,422.70 3.6103130A3GE8 165 4.600Federal Home Loan Bank1085-22 1,000,000.00 992,136.48 12/13/20242.75011/30/2022 988,281.80 4.5373130A3GE8 165 5.063Federal Home Loan Bank1093-23A 1,500,000.00 1,500,883.52 07/28/20255.12503/27/2023 1,497,544.05 4.9943130AUNY6 392 5.063Federal Home Loan Bank1093-23B 1,000,000.00 1,000,589.01 07/28/20255.12503/27/2023 998,362.70 4.9943130AUNY6 392 5.355Federal Home Loan Bank1094-23 1,000,000.00 1,000,000.00 12/30/20245.35003/30/2023 999,355.40 5.2823130AVJ60 182 5.279Federal Home Loan Bank1103-23 1,500,000.00 1,500,994.15 03/28/20255.37504/13/2023 1,499,087.25 5.2063130AVHB1 270 2.997Federal Home Loan Bank1107-23 1,000,000.00 1,001,294.59 03/14/20254.62504/20/2023 995,320.00 2.9563130AUZC1 256 5.310Federal Home Loan Bank1109-23A 1,500,000.00 1,499,868.44 05/15/20255.30005/19/2023 1,498,700.40 5.2383130AW2L3 318 5.310Federal Home Loan Bank1109-23B 1,175,000.00 1,174,896.94 05/15/20255.30005/19/2023 1,173,981.98 5.2383130AW2L3 318 5.070Federal Home Loan Bank1119-23 1,000,000.00 999,555.44 02/28/20255.00009/06/2023 997,905.00 5.0013130AV7L0 242 5.050Federal Home Loan Bank1120-23A 1,500,000.00 1,449,067.37 04/14/20250.50009/08/2023 1,460,619.00 4.9813130AJHU6 287 5.050Federal Home Loan Bank1120-23B 1,000,000.00 966,044.91 04/14/20250.50009/08/2023 963,746.00 4.9813130AJHU6 287 5.029Federal Home Loan Bank1126-23A 1,000,000.00 989,908.06 07/14/20254.00009/15/2023 987,613.20 4.9603130ASGW3 378 5.029Federal Home Loan Bank1126-23B 1,000,000.00 989,908.06 07/14/20254.00009/15/2023 987,613.20 4.9603130ASGW3 378 5.194Federal Home Loan Bank1143-23 2,000,000.00 1,925,502.94 06/30/20251.25011/09/2023 1,923,136.80 5.1233130AQ5S8 364 5.111Federal Home Loan Bank1154-24 1,000,000.00 999,910.39 02/21/20255.10001/26/2024 998,112.50 5.0413130AUTM6 235 4.532Federal Home Loan Bank1156-24 2,000,000.00 2,000,000.00 09/08/20254.53002/05/2024 1,986,682.40 4.4703130AYTS5 434 4.591Federal Home Loan Bank1157-24 2,000,000.00 2,000,000.00 08/01/20254.59002/08/2024 1,988,287.60 4.5283130AYVK9 396 5.060Federal Home Loan Bank1159-24 1,500,000.00 1,500,000.00 02/13/20265.06002/16/2024 1,496,826.00 4.9913130AYZV1 592 4.770Federal Home Loan Bank1161-24 1,250,000.00 1,189,291.47 12/30/20250.75002/26/2024 1,186,110.38 4.7053130AKLS3 547 4.770Federal Home Loan Bank1162-24 900,000.00 860,191.12 12/30/20251.50002/26/2024 857,213.19 4.7053130AQFB4 547 5.040Federal Home Loan Bank1166-24A 1,500,000.00 1,500,752.87 03/13/20265.02003/20/2024 1,498,027.30 4.9713130B0GG8 620 5.040Federal Home Loan Bank1166-24B 1,000,000.00 1,000,501.92 03/13/20265.02003/20/2024 998,684.87 4.9713130B0GG8 620 Portfolio 2024 AC Run Date: 07/09/2024 - 10:21 PM (PRF_PM2) 7.3.11 69 YTM 365 Page 3 Par Value Book Value Maturity Date Stated RateMarket Value June 30, 2024 Portfolio Details - Investments Average BalanceIssuer Portfolio Management Investments FY 2023-2024 Days to Maturity YTM 360CUSIPInvestment # Purchase Date Federal Agency Coupon Securities 5.494Federal Home Loan Bank1168-24A 1,500,000.00 1,501,604.17 09/28/20245.50004/05/2024 1,501,182.67 5.4193130BONT2 89 5.494Federal Home Loan Bank1168-24B 1,000,000.00 1,001,069.44 09/28/20245.50004/05/2024 1,000,788.44 5.4193130BONT2 89 4.891Federal Home Loan Bank1175-24 4,000,000.00 3,904,915.25 05/26/20274.00004/15/2024 3,926,882.80 4.8243130ARYA3 1,059 5.394Federal Home Loan Bank1176-24 4,000,000.00 3,991,585.54 04/10/20285.31004/15/2024 4,002,449.20 5.3203130B0PY9 1,379 2.496Federal Home Loan Bank1178-24 600,000.00 566,452.19 05/26/20262.00004/19/2024 568,368.72 2.4613130AMFN7 694 4.750Federal Home Loan Bank1181-24 1,500,000.00 1,395,119.87 08/13/20261.05006/21/2024 1,392,551.75 4.6853130ANGM6 773 3.360Federal Home Loan Mortgage Co.1050-22 1,500,000.00 1,497,545.10 12/23/20243.00006/23/2022 1,482,454.35 3.3143134GXVF8 175 5.000Federal Home Loan Mortgage Co.1083-22 1,000,000.00 1,000,000.00 11/27/20245.00011/30/2022 997,710.40 4.9323134GY5C2 149 4.429Federal Home Loan Mortgage Co.1100-23 1,500,000.00 1,494,434.16 01/27/20253.75004/13/2023 1,485,528.45 4.3683134GXH98 210 4.793Federal Home Loan Mortgage Co.1104-23 1,000,000.00 999,493.80 09/30/20254.75004/13/2023 994,725.40 4.7273134GX3A0 456 4.927Federal Home Loan Mortgage Co.1106-23A 1,500,000.00 1,501,925.91 02/14/20255.15004/14/2023 1,496,982.90 4.8593134GYJ29 228 4.927Federal Home Loan Mortgage Co.1106-23B 1,000,000.00 1,001,283.94 02/14/20255.15004/14/2023 997,988.60 4.8593134GYJ29 228 5.320Federal Home Loan Mortgage Co.1110-23A 1,500,000.00 1,502,959.09 09/15/20255.50005/19/2023 1,496,962.35 5.2473134GYLM2 441 5.320Federal Home Loan Mortgage Co.1110-23B 851,000.00 852,678.79 09/15/20255.50005/19/2023 849,276.64 5.2473134GYLM2 441 5.332Federal Home Loan Mortgage Co.1141-23 2,000,000.00 1,997,735.28 12/30/20245.10011/09/2023 1,996,135.00 5.2583134GYC34 182 5.101Federal Home Loan Mortgage Co.1150-23 2,000,000.00 1,999,903.77 08/01/20245.05012/29/2023 1,998,811.60 5.0313134GYFM9 31 5.305Federal Home Loan Mortgage Co.1165-24 1,423,000.00 1,432,457.62 01/27/20265.30003/13/2024 1,431,135.32 5.2323134GYEA6 575 3.715Federal Nat'l Mtg. Assoc.1063-22 1,500,000.00 1,491,420.47 10/15/20241.62509/14/2022 1,483,375.95 3.6643135G0W66 106 4.723Federal Nat'l Mtg. Assoc.1074-22 1,000,000.00 991,593.33 10/15/20241.62511/09/2022 988,917.30 4.6583135G0W66 106 5.490Federal Nat'l Mtg. Assoc.1136-23 3,000,000.00 2,995,521.86 12/13/20245.15010/13/2023 2,996,039.10 5.4153135GADJ7 165 4.938Federal Nat'l Mtg. Assoc.1174-24 3,850,000.00 3,557,738.22 05/28/20260.70004/15/2024 3,561,167.23 4.8713135GA4Q1 696 114,399,426.27 4.051113,545,833.88115,800,000.00118,638,944.49Subtotal and Average 4.107 401 Federal Agency Disc. -Amortizing 5.409Federal Home Loan Bank1140-23 2,000,000.00 1,975,164.44 09/27/20245.08011/09/2023 1,974,194.21 5.335313384H51 88 1,975,164.44 5.3351,974,194.212,000,000.001,971,072.22Subtotal and Average 5.409 88 Treasury Coupon Securities 0.663U.S. Treasury0983-21 6,000,000.00 5,977,663.61 05/31/20250.25004/15/2021 5,737,828.20 0.654912828ZT0 334 0.360U.S. Treasury0986-21A 1,500,000.00 1,503,700.29 08/15/20242.37505/14/2021 1,494,257.85 0.355912828D56 45 0.360U.S. Treasury0986-21B 1,000,000.00 1,002,466.86 08/15/20242.37505/14/2021 996,171.90 0.355912828D56 45 0.515U.S. Treasury0988-21 4,000,000.00 3,990,417.66 05/31/20250.25006/11/2021 3,825,218.80 0.508912828ZT0 334 0.460U.S. Treasury0990-21A 1,500,000.00 1,503,851.57 09/30/20241.50006/18/2021 1,485,585.90 0.454912828YH7 91 0.460U.S. Treasury0990-21B 1,000,000.00 1,002,567.72 09/30/20241.50006/18/2021 990,390.60 0.454912828YH7 91 0.785U.S. Treasury1011-21 4,000,000.00 3,980,725.31 05/31/20250.25010/15/2021 3,825,218.80 0.775912828ZT0 334 1.005U.S. Treasury1012-21 3,500,000.00 3,483,365.00 05/31/20260.75010/15/2021 3,245,785.20 0.99191282CCF6 699 Portfolio 2024 AC Run Date: 07/09/2024 - 10:21 PM (PRF_PM2) 7.3.11 70 YTM 365 Page 4 Par Value Book Value Maturity Date Stated RateMarket Value June 30, 2024 Portfolio Details - Investments Average BalanceIssuer Portfolio Management Investments FY 2023-2024 Days to Maturity YTM 360CUSIPInvestment # Purchase Date Treasury Coupon Securities 2.641U.S. Treasury1032-22 9,000,000.00 8,693,311.14 05/31/20260.75004/14/2022 8,346,304.80 2.60591282CCF6 699 2.756U.S. Treasury1037-22 4,500,000.00 4,225,807.59 05/31/20270.50004/18/2022 4,009,113.45 2.719912828ZS2 1,064 4.320U.S. Treasury1070-22 5,000,000.00 4,749,092.74 05/15/20272.37510/14/2022 4,708,867.00 4.260912828X88 1,048 4.301U.S. Treasury1071-22 1,000,000.00 900,525.44 05/31/20270.50010/14/2022 890,914.10 4.242912828ZS2 1,064 5.251U.S. Treasury1122-23 1,000,000.00 978,412.97 01/31/20251.37509/27/2023 977,632.80 5.179912828Z52 214 5.091U.S. Treasury1123-23 1,000,000.00 946,907.33 08/31/20250.25009/27/2023 946,093.80 5.02191282CAJ0 426 5.150U.S. Treasury1124-23A 1,500,000.00 1,473,098.30 04/30/20252.87509/28/2023 1,471,828.20 5.0809128284M9 303 5.150U.S. Treasury1124-23B 1,000,000.00 982,065.53 04/30/20252.87509/28/2023 981,218.80 5.0809128284M9 303 5.080U.S. Treasury1125-23 500,000.00 489,794.15 07/15/20253.00009/28/2023 489,570.30 5.01191282CEY3 379 5.450U.S. Treasury1126-23 550,000.00 544,428.25 09/15/20240.37509/29/2023 544,329.83 5.37591282CCX7 76 5.160U.S. Treasury1128-23 1,000,000.00 979,330.19 06/15/20252.87510/04/2023 978,875.00 5.09091282CEU1 349 5.060U.S. Treasury1129-23 1,500,000.00 1,485,279.66 10/15/20254.25010/04/2023 1,486,019.55 4.99191282CFP1 471 5.050U.S. Treasury1130-23 1,500,000.00 1,410,007.80 10/31/20250.25010/04/2023 1,409,695.35 4.98191282CAT8 487 5.020U.S. Treasury1131-23A 1,500,000.00 1,489,904.73 11/15/20254.50010/05/2023 1,490,941.35 4.95291282CFW6 502 5.020U.S. Treasury1131-23B 1,000,000.00 993,269.82 11/15/20254.50010/05/2023 993,960.90 4.95291282CFW6 502 4.725U.S. Treasury1158-24A 1,500,000.00 1,490,778.81 03/31/20253.87502/12/2024 1,485,351.60 4.66091282CGU9 273 4.725U.S. Treasury1158-24B 1,000,000.00 993,852.54 03/31/20253.87502/12/2024 990,234.40 4.66091282CGU9 273 4.645U.S. Treasury1164-24A 1,500,000.00 1,491,505.17 12/31/20254.25003/13/2024 1,485,667.95 4.58191282CJS1 548 4.645U.S. Treasury1164-24B 1,000,000.00 994,336.78 12/31/20254.25003/13/2024 990,445.30 4.58191282CJS1 548 5.106U.S. Treasury1172-24 4,000,000.00 3,969,779.50 05/31/20254.25004/15/2024 3,966,656.40 5.03691282CHD6 334 4.988U.S. Treasury1173-24 1,500,000.00 1,479,474.68 12/15/20254.00004/15/2024 1,480,617.15 4.91991282CGA3 532 4.609U.S. Treasury1177-24 4,000,000.00 3,525,843.98 05/31/20281.25004/15/2024 3,546,468.80 4.54691282CCE9 1,430 66,731,565.12 2.97265,271,264.0868,550,000.0066,729,130.20Subtotal and Average 3.013 565 Treasury Discounts -Amortizing 5.181U.S. Treasury1171-24A 1,500,000.00 1,463,658.33 12/26/20244.90004/15/2024 1,462,062.90 5.110912796ZV4 178 5.181U.S. Treasury1171-24B 1,000,000.00 975,772.22 12/26/20244.90004/15/2024 974,708.60 5.110912796ZV4 178 2,439,430.55 5.1102,436,771.502,500,000.002,434,496.53Subtotal and Average 5.181 178 Pass Through Securities /PAC/CMO 6.003Federal Nat'l Mtg. Assoc.1137-23A 1,500,000.00 1,441,500.00 07/25/20284.50010/31/2023 1,481,190.60 5.9203136BQCS6 1,485 6.003Federal Nat'l Mtg. Assoc.1137-23B 1,000,000.00 961,000.00 07/25/20284.50010/31/2023 987,460.40 5.9203136BQCS6 1,485 4.323Federal Nat'l Mtg. Assoc.1180-24 2,887,026.33 2,783,432.58 04/01/20293.00005/31/2024 2,787,704.25 4.2633140XP6F1 1,735 5,185,932.58 5.0315,256,355.255,387,026.335,282,311.52Subtotal and Average 5.101 1,619 Portfolio 2024 AC Run Date: 07/09/2024 - 10:21 PM (PRF_PM2) 7.3.11 71 YTM 365 Page 5 Par Value Book Value Stated RateMarket Value June 30, 2024 Portfolio Details - Investments Average BalanceIssuer Portfolio Management Investments FY 2023-2024 Days to Maturity YTM 360CUSIPInvestment # Purchase Date 3.851217,221,028.99 211,590,158.07 3.905 453205,618,151.16 207,871,723.76Total and Average Portfolio 2024 AC Run Date: 07/09/2024 - 10:21 PM (PRF_PM2) 7.3.11 72 YTM 365 Page 6 Par Value Book Value Stated RateMarket Value June 30, 2024 Portfolio Details - Cash Average BalanceIssuer Portfolio Management Investments FY 2023-2024 Days to Maturity YTM 360CUSIPInvestment # Purchase Date 0.00 3.851217,221,028.99 211,590,158.07 3.905 453 0Average Balance 205,618,151.16 207,871,723.76Total Cash and Investments Portfolio 2024 AC Run Date: 07/09/2024 - 10:21 PM (PRF_PM2) 7.3.11 73 Page 1 Par Value Stated Rate June 30, 2024 Investment Status Report - Investments Portfolio Management Book Value Maturity Date Current Principal Investments FY 2023-2024 YTM 365 YTM 360 Payment DatesCUSIPInvestment #Issuer Purchase Date Accrued Interest At Purchase Money Market FIB4531558874 303,131.74 303,131.740.300SYS4531558874B 03/01 - Monthly 303,131.740.3000.296 303,131.74Money Market Totals 303,131.740.000.296303,131.74 0.300 Commercial Paper Disc. -Amortizing ALIFDG1163-24 2,000,000.00 1,967,732.225.140 10/22/202401626FKN7 10/22 - At Maturity03/05/2024 1,934,036.675.4605.385 BOFACP1146-23 1,050,000.00 1,048,328.465.210 07/12/202406054NGC9 07/12 - At Maturity12/06/2023 1,016,721.135.5315.456 CACPNY1167-24 3,000,000.00 2,965,000.005.250 09/19/202422533TJK3 09/19 - At Maturity04/05/2024 2,926,937.505.4565.381 CACPNY1169-24 3,000,000.00 2,953,978.345.210 10/15/202422533TKF2 10/15 - At Maturity04/12/2024 2,919,245.015.5175.442 KOOKNY1170-24 1,500,000.00 1,473,968.755.250 10/28/202450050EKU6 10/28 - At Maturity04/15/2024 1,457,125.005.5635.487 MCFUND1153-24 1,000,000.00 1,000,000.005.180 07/01/202462455FG18 07/01 - At Maturity01/26/2024 977,409.445.3735.300 MUFGBK1155-24A 1,500,000.00 1,475,704.174.900 10/28/202462479LKU8 10/28 - At Maturity02/02/2024 1,445,079.175.2015.130 MUFGBK1155-24B 1,000,000.00 983,802.784.900 10/28/202462479LKU8 10/28 - At Maturity02/02/2024 963,386.115.2015.130 TDBANK1148-23 3,000,000.00 2,968,558.344.900 09/16/202489119AJG4 09/16 - At Maturity12/28/2023 2,892,608.345.2095.138 16,837,073.06Commercial Paper Disc. -Amortizing Totals 16,532,548.370.005.32217,050,000.00 5.396 Federal Agency Coupon Securities FAMCA0962-20 1,000,000.00 1,000,000.000.600 11/20/202531422B3F5 05/20 - 11/2011/20/2020 1,000,000.000.6000.592 FAMCA1118-23A 1,500,000.00 1,496,131.544.850 08/14/202531422X5Y4 02/14 - 08/14 Received08/23/2023 1,493,175.005.0945.025 FAMCA1118-23B 1,000,000.00 997,421.034.850 08/14/202531422X5Y4 02/14 - 08/14 Received08/23/2023 995,450.005.0945.025 FAMCA1152-24A 2,700,000.00 2,699,458.475.380 06/26/202531424WDP4 06/26 - 12/26 Received01/05/2024 2,699,190.005.4005.326 FAMCA1152-24B 2,000,000.00 1,999,598.875.380 06/26/202531424WDP4 06/26 - 12/26 Received01/05/2024 1,999,400.005.4005.326 FAMCA1160-24A 1,500,000.00 1,408,525.720.480 01/15/202631422B6K1 07/15 - 01/15 700.0002/20/2024 1,386,030.004.7014.636 FAMCA1160-24B 1,000,000.00 939,017.150.480 01/15/202631422B6K1 07/15 - 01/15 466.6702/20/2024 924,020.004.7014.636 FFCB0977-21A 1,000,000.00 999,852.260.300 11/12/20243133EMQQ8 05/12 - 11/12 Received03/02/2021 998,500.000.3410.336 FFCB0977-21B 1,500,000.00 1,499,778.380.300 11/12/20243133EMQQ8 05/12 - 11/12 Received03/02/2021 1,497,750.000.3410.336 FFCB1045-22A 1,500,000.00 1,491,478.262.800 11/25/20253133ENXQ8 11/25 - 05/25 Received06/13/2022 1,479,000.003.2323.188 FFCB1045-22B 1,000,000.00 994,318.842.800 11/25/20253133ENXQ8 11/25 - 05/25 Received06/13/2022 986,000.003.2323.188 FFCB1058-22 1,000,000.00 999,737.063.375 08/26/20243133ENJ84 02/26 - 08/26 Received09/09/2022 996,620.003.5543.505 FFCB1059-22 1,000,000.00 999,875.603.500 09/13/20243133ENL40 03/13 - 09/1309/13/2022 998,756.003.5653.516 FFCB1069-22 2,500,000.00 2,324,485.610.660 05/27/20263133EMHH8 11/27 - 05/27 Received10/14/2022 2,166,625.004.7104.646 FFCB1084-22 1,500,000.00 1,496,899.413.500 09/13/20243133ENL40 03/13 - 09/13 Received11/30/2022 1,472,310.004.5854.523 FFCB1135-23 3,091,000.00 3,092,229.025.500 11/25/20243133EPWP6 11/25 - 05/25 Received10/13/2023 3,094,431.015.4015.327 FFCB1179-24 1,000,000.00 845,951.001.125 06/01/20293133EMHZ8 06/01 - 12/01 Received05/31/2024 843,340.004.6754.611 FHLB0975-21 1,000,000.00 998,857.380.650 02/17/20263130AL4V3 08/17 - 02/17 Received02/22/2021 996,500.000.5810.573 FHLB0978-21 1,000,000.00 995,894.680.580 02/11/20263130AKXB7 08/11 - 02/11 Received03/15/2021 987,500.000.8410.829 Portfolio 2024 AC Run Date: 07/09/2024 - 10:21 PM (PRF_PMS) 7.3.11 Report Ver. 7.3.11 74 Page 2 Par Value Stated Rate June 30, 2024 Investment Status Report - Investments Portfolio Management Book Value Maturity Date Current Principal Investments FY 2023-2024 YTM 365 YTM 360 Payment DatesCUSIPInvestment #Issuer Purchase Date Accrued Interest At Purchase Federal Agency Coupon Securities FHLB0980-21 2,650,000.00 2,648,958.701.500 04/14/20263130ALVT8 10/14 - 04/1404/14/2021 2,647,085.001.1161.101 FHLB0984-21A 1,500,000.00 1,500,000.000.450 07/15/20243130ALTV6 07/15 - 01/15 Received04/20/2021 1,500,000.000.4500.444 FHLB0984-21B 1,000,000.00 1,000,000.000.450 07/15/20243130ALTV6 07/15 - 01/15 Received04/20/2021 1,000,000.000.4500.444 FHLB0985-21A 1,500,000.00 1,499,991.960.450 07/26/20243130ALVQ4 10/26 - 04/26 Received04/30/2021 1,499,625.000.4580.452 FHLB0985-21B 1,000,000.00 999,994.640.450 07/26/20243130ALVQ4 10/26 - 04/26 Received04/30/2021 999,750.000.4580.452 FHLB0992-21 1,500,000.00 1,500,000.000.510 08/30/20243130AMZQ8 12/30 - 06/30 Received07/01/2021 1,500,000.000.5100.503 FHLB0994-21 2,000,000.00 2,000,000.000.600 05/28/20253130ANKM1 02/28 - 08/28 Received09/03/2021 2,000,000.000.6000.592 FHLB1002-21 1,000,000.00 999,933.330.375 09/13/20243130ANR28 03/13 - 09/13 Received09/13/2021 999,000.000.4090.403 FHLB1056-22 1,810,000.00 1,791,848.010.625 11/27/20243130AMNR9 11/28 - 05/28 Received08/05/2022 1,706,558.503.2103.166 FHLB1057-22A 1,500,000.00 1,483,884.471.100 01/13/20253130AQGT4 01/13 - 07/13 Received08/05/2022 1,426,305.013.2103.166 FHLB1057-22B 1,000,000.00 989,256.311.100 01/13/20253130AQGT4 01/13 - 07/13 Received08/05/2022 950,870.003.2103.166 FHLB1060-22 1,500,000.00 1,493,461.883.250 06/06/20253130AS6N4 12/06 - 06/06 Received09/13/2022 1,480,815.003.7463.694 FHLB1061-22 1,500,000.00 1,499,706.344.130 08/28/20253130ASZD4 02/28 - 08/28 Received09/13/2022 1,499,250.004.1484.091 FHLB1062-22 1,500,000.00 1,500,000.004.000 09/29/20253130AT7A9 03/29 - 09/2909/29/2022 1,500,000.004.0003.945 FHLB1064-22 1,500,000.00 1,494,144.872.750 12/13/20243130A3GE8 12/13 - 06/13 Received09/14/2022 1,470,760.503.6603.610 FHLB1085-22 1,000,000.00 992,136.482.750 12/13/20243130A3GE8 12/13 - 06/13 Received11/30/2022 964,420.004.6004.537 FHLB1093-23A 1,500,000.00 1,500,883.525.125 07/28/20253130AUNY6 07/28 - 01/28 Received03/27/2023 1,501,920.005.0634.994 FHLB1093-23B 1,000,000.00 1,000,589.015.125 07/28/20253130AUNY6 07/28 - 01/28 Received03/27/2023 1,001,280.005.0634.994 FHLB1094-23 1,000,000.00 1,000,000.005.350 12/30/20243130AVJ60 06/30 - 12/3003/30/2023 1,000,000.005.3555.282 FHLB1103-23 1,500,000.00 1,500,994.155.375 03/28/20253130AVHB1 09/28 - 03/28 Received04/13/2023 1,502,625.005.2795.206 FHLB1107-23 1,000,000.00 1,001,294.594.625 03/14/20253130AUZC1 09/14 - 03/14 Received04/20/2023 1,003,500.002.9972.956 FHLB1109-23A 1,500,000.00 1,499,868.445.300 05/15/20253130AW2L3 11/15 - 05/15 Received05/19/2023 1,499,700.005.3105.238 FHLB1109-23B 1,175,000.00 1,174,896.945.300 05/15/20253130AW2L3 11/15 - 05/15 Received05/19/2023 1,174,765.005.3105.238 FHLB1119-23 1,000,000.00 999,555.445.000 02/28/20253130AV7L0 02/28 - 08/28 Received09/06/2023 999,002.095.0705.001 FHLB1120-23A 1,500,000.00 1,449,067.370.500 04/14/20253130AJHU6 10/14 - 04/14 Received09/08/2023 1,396,335.005.0504.981 FHLB1120-23B 1,000,000.00 966,044.910.500 04/14/20253130AJHU6 10/14 - 04/14 Received09/08/2023 930,890.005.0504.981 FHLB1126-23A 1,000,000.00 989,908.064.000 07/14/20253130ASGW3 01/14 - 07/14 Received09/15/2023 982,170.005.0294.960 FHLB1126-23B 1,000,000.00 989,908.064.000 07/14/20253130ASGW3 01/14 - 07/14 Received09/15/2023 982,170.005.0294.960 FHLB1143-23 2,000,000.00 1,925,502.941.250 06/30/20253130AQ5S8 12/30 - 06/30 Received11/09/2023 1,877,360.005.1945.123 FHLB1154-24 1,000,000.00 999,910.395.100 02/21/20253130AUTM6 02/21 - 08/21 Received01/26/2024 999,850.005.1115.041 FHLB1156-24 2,000,000.00 2,000,000.004.530 09/08/20253130AYTS5 03/08 - 09/0802/05/2024 2,000,000.004.5324.470 FHLB1157-24 2,000,000.00 2,000,000.004.590 08/01/20253130AYVK9 08/01 - 02/0102/08/2024 2,000,000.004.5914.528 FHLB1159-24 1,500,000.00 1,500,000.005.060 02/13/20263130AYZV1 08/13 - 02/1302/16/2024 1,500,000.005.0604.991 FHLB1161-24 1,250,000.00 1,189,291.470.750 12/30/20253130AKLS3 06/30 - 12/30 Received02/26/2024 1,175,212.504.7704.705 FHLB1162-24 900,000.00 860,191.121.500 12/30/20253130AQFB4 06/30 - 12/30 Received02/26/2024 850,959.004.7704.705 Portfolio 2024 AC Run Date: 07/09/2024 - 10:21 PM (PRF_PMS) 7.3.11 75 Page 3 Par Value Stated Rate June 30, 2024 Investment Status Report - Investments Portfolio Management Book Value Maturity Date Current Principal Investments FY 2023-2024 YTM 365 YTM 360 Payment DatesCUSIPInvestment #Issuer Purchase Date Accrued Interest At Purchase Federal Agency Coupon Securities FHLB1166-24A 1,500,000.00 1,500,752.875.020 03/13/20263130B0GG8 09/13 - 03/13 1,255.0003/20/2024 1,499,415.005.0404.971 FHLB1166-24B 1,000,000.00 1,000,501.925.020 03/13/20263130B0GG8 09/13 - 03/13 836.6703/20/2024 999,610.005.0404.971 FHLB1168-24A 1,500,000.00 1,501,604.175.500 09/28/20243130BONT2 09/28 - Final Pmt.1,604.1704/05/2024 1,500,000.005.4945.419 FHLB1168-24B 1,000,000.00 1,001,069.445.500 09/28/20243130BONT2 09/28 - Final Pmt.1,069.4404/05/2024 1,000,000.005.4945.419 FHLB1175-24 4,000,000.00 3,904,915.254.000 05/26/20273130ARYA3 05/26 - 11/26 Received04/15/2024 3,898,000.004.8914.824 FHLB1176-24 4,000,000.00 3,991,585.545.310 04/10/20283130B0PY9 10/10 - 04/10 2,950.0004/15/2024 3,988,000.005.3945.320 FHLB1178-24 600,000.00 566,452.192.000 05/26/20263130AMFN7 05/26 - 11/26 Received04/19/2024 562,926.002.4962.461 FHLB1181-24 1,500,000.00 1,395,119.871.050 08/13/20263130ANGM6 08/13 - 02/13 5,600.0006/21/2024 1,388,070.004.7504.685 FHLMC1050-22 1,500,000.00 1,497,545.103.000 12/23/20243134GXVF8 12/23 - 06/2306/23/2022 1,487,154.603.3603.314 FHLMC1083-22 1,000,000.00 1,000,000.005.000 11/27/20243134GY5C2 05/27 - 11/2711/30/2022 1,000,000.005.0004.932 FHLMC1100-23 1,500,000.00 1,494,434.163.750 01/27/20253134GXH98 07/27 - 01/27 Received04/13/2023 1,482,600.004.4294.368 FHLMC1104-23 1,000,000.00 999,493.804.750 09/30/20253134GX3A0 09/30 - 03/30 Received04/13/2023 999,000.004.7934.727 FHLMC1106-23A 1,500,000.00 1,501,925.915.150 02/14/20253134GYJ29 08/14 - 02/14 Received04/14/2023 1,505,700.004.9274.859 FHLMC1106-23B 1,000,000.00 1,001,283.945.150 02/14/20253134GYJ29 08/14 - 02/14 Received04/14/2023 1,003,800.004.9274.859 FHLMC1110-23A 1,500,000.00 1,502,959.095.500 09/15/20253134GYLM2 09/15 - 03/15 Received05/19/2023 1,505,700.005.3205.247 FHLMC1110-23B 851,000.00 852,678.795.500 09/15/20253134GYLM2 09/15 - 03/15 Received05/19/2023 854,233.805.3205.247 FHLMC1141-23 2,000,000.00 1,997,735.285.100 12/30/20243134GYC34 12/30 - 06/30 Received11/09/2023 1,994,800.005.3325.258 FHLMC1150-23 2,000,000.00 1,999,903.775.050 08/01/20243134GYFM9 02/01 - 08/01 Received12/29/2023 1,999,320.005.1015.031 FHLMC1165-24 1,423,000.00 1,432,457.625.300 01/27/20263134GYEA6 07/27 - 01/27 9,636.8703/13/2024 1,422,786.555.3055.232 FNMA1063-22 1,500,000.00 1,491,420.471.625 10/15/20243135G0W66 10/15 - 04/15 Received09/14/2022 1,438,045.863.7153.664 FNMA1074-22 1,000,000.00 991,593.331.625 10/15/20243135G0W66 04/15 - 10/15 Received11/09/2022 943,740.004.7234.658 FNMA1136-23 3,000,000.00 2,995,521.865.150 12/13/20243135GADJ7 12/13 - 06/13 Received10/13/2023 2,988,390.005.4905.415 FNMA1174-24 3,850,000.00 3,557,738.220.700 05/28/20263135GA4Q1 05/28 - 11/28 Received04/15/2024 3,525,406.504.9384.871 114,399,426.27Federal Agency Coupon Securities Totals 113,523,472.9224,118.824.051115,800,000.00 4.107 Federal Agency Disc. -Amortizing FHLB1140-23 2,000,000.00 1,975,164.445.080 09/27/2024313384H51 09/27 - At Maturity11/09/2023 1,908,842.225.4095.335 1,975,164.44Federal Agency Disc. -Amortizing Totals 1,908,842.220.005.3352,000,000.00 5.409 Treasury Coupon Securities US TRE0983-21 6,000,000.00 5,977,663.610.250 05/31/2025912828ZT0 05/31 - 11/30 Received04/15/2021 5,899,218.750.6630.654 US TRE0986-21A 1,500,000.00 1,503,700.292.375 08/15/2024912828D56 08/15 - 02/15 Received05/14/2021 1,597,770.000.3600.355 US TRE0986-21B 1,000,000.00 1,002,466.862.375 08/15/2024912828D56 08/15 - 02/15 Received05/14/2021 1,065,180.000.3600.355 US TRE0988-21 4,000,000.00 3,990,417.660.250 05/31/2025912828ZT0 11/30 - 05/31 Received06/11/2021 3,958,400.000.5150.508 US TRE0990-21A 1,500,000.00 1,503,851.571.500 09/30/2024912828YH7 09/30 - 03/31 Received06/18/2021 1,550,790.000.4600.454 Portfolio 2024 AC Run Date: 07/09/2024 - 10:21 PM (PRF_PMS) 7.3.11 76 Page 4 Par Value Stated Rate June 30, 2024 Investment Status Report - Investments Portfolio Management Book Value Maturity Date Current Principal Investments FY 2023-2024 YTM 365 YTM 360 Payment DatesCUSIPInvestment #Issuer Purchase Date Accrued Interest At Purchase Treasury Coupon Securities US TRE0990-21B 1,000,000.00 1,002,567.721.500 09/30/2024912828YH7 09/30 - 03/31 Received06/18/2021 1,033,860.000.4600.454 US TRE1011-21 4,000,000.00 3,980,725.310.250 05/31/2025912828ZT0 11/30 - 05/31 Received10/15/2021 3,923,593.750.7850.775 US TRE1012-21 3,500,000.00 3,483,365.000.750 05/31/202691282CCF6 11/30 - 05/31 Received10/15/2021 3,459,804.691.0050.991 US TRE1032-22 9,000,000.00 8,693,311.140.750 05/31/202691282CCF6 05/31 - 11/30 Received04/14/2022 8,338,359.382.6412.605 US TRE1037-22 4,500,000.00 4,225,807.590.500 05/31/2027912828ZS2 05/31 - 11/30 Received04/18/2022 4,018,359.382.7562.719 US TRE1070-22 5,000,000.00 4,749,092.742.375 05/15/2027912828X88 11/15 - 05/15 Received10/14/2022 4,599,218.754.3204.260 US TRE1071-22 1,000,000.00 900,525.440.500 05/31/2027912828ZS2 11/30 - 05/31 Received10/14/2022 842,000.004.3014.242 US TRE1122-23 1,000,000.00 978,412.971.375 01/31/2025912828Z52 01/31 - 07/31 Received09/27/2023 950,370.005.2515.179 US TRE1123-23 1,000,000.00 946,907.330.250 08/31/202591282CAJ0 02/29 - 08/31 Received09/27/2023 912,260.005.0915.021 US TRE1124-23A 1,500,000.00 1,473,098.302.875 04/30/20259128284M9 10/31 - 04/30 Received09/28/2023 1,448,505.005.1505.080 US TRE1124-23B 1,000,000.00 982,065.532.875 04/30/20259128284M9 10/31 - 04/30 Received09/28/2023 965,670.005.1505.080 US TRE1125-23 500,000.00 489,794.153.000 07/15/202591282CEY3 01/15 - 07/15 Received09/28/2023 482,335.005.0805.011 US TRE1126-23 550,000.00 544,428.250.375 09/15/202491282CCX7 03/15 - 09/15 Received09/29/2023 524,194.005.4505.375 US TRE1128-23 1,000,000.00 979,330.192.875 06/15/202591282CEU1 12/15 - 06/15 Received10/04/2023 963,280.005.1605.090 US TRE1129-23 1,500,000.00 1,485,279.664.250 10/15/202591282CFP1 10/15 - 04/15 Received10/04/2023 1,476,810.005.0604.991 US TRE1130-23 1,500,000.00 1,410,007.800.250 10/31/202591282CAT8 10/31 - 04/30 Received10/04/2023 1,359,930.005.0504.981 US TRE1131-23A 1,500,000.00 1,489,904.734.500 11/15/202591282CFW6 11/15 - 05/15 Received10/05/2023 1,484,475.005.0204.952 US TRE1131-23B 1,000,000.00 993,269.824.500 11/15/202591282CFW6 11/15 - 05/15 Received10/05/2023 989,650.005.0204.952 US TRE1158-24A 1,500,000.00 1,490,778.813.875 03/31/202591282CGU9 03/31 - 09/30 Received02/12/2024 1,486,050.004.7254.660 US TRE1158-24B 1,000,000.00 993,852.543.875 03/31/202591282CGU9 03/31 - 09/30 Received02/12/2024 990,700.004.7254.660 US TRE1164-24A 1,500,000.00 1,491,505.174.250 12/31/202591282CJS1 06/30 - 12/31 Received03/13/2024 1,489,800.004.6454.581 US TRE1164-24B 1,000,000.00 994,336.784.250 12/31/202591282CJS1 06/30 - 12/31 Received03/13/2024 993,200.004.6454.581 US TRE1172-24 4,000,000.00 3,969,779.504.250 05/31/202591282CHD6 05/31 - 11/30 Received04/15/2024 3,962,812.505.1065.036 US TRE1173-24 1,500,000.00 1,479,474.684.000 12/15/202591282CGA3 06/15 - 12/15 Received04/15/2024 1,476,503.914.9884.919 US TRE1177-24 4,000,000.00 3,525,843.981.250 05/31/202891282CCE9 05/31 - 11/30 Received04/15/2024 3,500,312.504.6094.546 66,731,565.12Treasury Coupon Securities Totals 65,743,412.610.002.97268,550,000.00 3.013 Treasury Discounts -Amortizing US TRE1171-24A 1,500,000.00 1,463,658.334.900 12/26/2024912796ZV4 12/26 - At Maturity04/15/2024 1,447,937.505.1815.110 US TRE1171-24B 1,000,000.00 975,772.224.900 12/26/2024912796ZV4 12/26 - At Maturity04/15/2024 965,291.675.1815.110 2,439,430.55Treasury Discounts -Amortizing Totals 2,413,229.170.005.1102,500,000.00 5.181 Pass Through Securities /PAC/CMO FNMA1137-23A 1,500,000.00 1,441,500.004.500 07/25/20283136BQCS6 11/25 - Monthly Received10/31/2023 1,441,500.006.0035.920 FNMA1137-23B 1,000,000.00 961,000.004.500 07/25/20283136BQCS6 11/25 - Monthly Received10/31/2023 961,000.006.0035.920 Portfolio 2024 AC Run Date: 07/09/2024 - 10:21 PM (PRF_PMS) 7.3.11 77 Page 5 Par Value Stated Rate June 30, 2024 Investment Status Report - Investments Portfolio Management Book Value Maturity Date Current Principal Investments FY 2023-2024 YTM 365 YTM 360 Payment DatesCUSIPInvestment #Issuer Purchase Date Accrued Interest At Purchase Pass Through Securities /PAC/CMO FNMA1180-24 2,887,026.33 2,783,432.583.000 04/01/20293140XP6F1 06/25 - Monthly Received05/31/2024 2,787,333.704.3234.263 5,185,932.58Pass Through Securities /PAC/CMO Totals 5,189,833.700.005.0315,387,026.33 5.101 207,871,723.76Investment Totals 205,614,470.7324,118.82211,590,158.07 3.851 3.905 Portfolio 2024 AC Run Date: 07/09/2024 - 10:21 PM (PRF_PMS) 7.3.11 78 For Fiscal Year Ending June 30, 2024 0.62% 44.99% 54.39% Portfolio by Asset Class Cash and Equivalents Long Term Short Term 79 For Fiscal Year Ending June 30, 2024 0.95% 0.50%2.84% 5.06% 7.13% 31.85% 7.22% 0.14% 6.96% 0.71%0.47% 1.18% 1.42% 33.58% Par Value by Issuer Graph ALIFOG BOFACP CACPNY FAMCA FFCB FHLB FHLMC FIB FNMA KOOKY MCFUND MUFGBK TDBANK UST 80 For Fiscal Year Ending June 30, 2024 0.15% 8.10% 55.03% 0.95% 2.49% 1.17% 32.10% Book Value By Investment Type Money Market Commercial Paper Federal Agency Coupon Securities Federal Agency Discount Securities Pass Through Securities Treasury Discount Notes Treasury Coupon Securities 81 For Fiscal Year Ending June 30, 2024 0.00 1.00 2.00 3.00 4.00 5.00 6.00 Investment Yield by Type 82 ITEM #:20 DATE:08-13-24 DEPT:P&R SUBJECT:HUNZIKER YOUTH SPORTS COMPLEX RIGHT-OF-WAY SALE TO IOWA DOT COUNCIL ACTION FORM BACKGROUND: The Iowa DOT is working on plans to widen Highway 30 to six lanes from Interstate 35 to University Boulevard. The first project of these improvements is to reconstruct the Highway 30 bridges over the South Skunk River. The bridge replacement will also include overflow culverts on both sides of the river to help lower flood waters. The culvert west of the Skunk River is directly north of the City-owned property adjacent the Hunziker Youth Sports Complex (800 Billy Sunday Road). Construction requires a partial acquisition of a small strip of property to construct the culvert and shape the drainage channel. Attached is a preliminary plan sheet showing the proposed improvements. The proposed acquisition is a small strip of land to the north of the Skunk River Trail that currently has some shrubs and trees, as shown in the attachment. The City has no current or planned future uses of the proposed acquisition area. The affected area is outside the boundaries of the Youth Sport Complex lease area. The culvert and channel has been designed to avoid impacts to the adjacent Skunk River Trail. It is anticipated that this section of the Skunk River Trail will be closed at times throughout the bridge construction to avoid safety issues with trail users. As part of its acquisition process, the DOT has completed an appraisal, and subsequent review, for the proposed acquisition. This appraisal and review have determined the just compensation to be $3,300, which equates to a valuation of $17,000/acre. ALTERNATIVES: 1. Set August 27, 2024, as the date of public hearing for the Sale of Real Property at 800 Billy Sunday Road to the State of Iowa for Highway 30 Improvements. 2. Direct staff to work with the Iowa DOT to see if impacts to the 800 Billy Sunday Road property can be avoided. CITY MANAGER'S RECOMMENDED ACTION: A review of the valuation for the proposed acquisition shows the proposed amount to be just compensation. The City has no current or planned future use of the proposed acquisition area and that the Iowa DOT's project will be mutually beneficial to the City of Ames. Therefore, it is the recommendation of the City Manager that the City Council adopt Alternative No. 1, as described above. ATTACHMENT(S): City_Instructional_Memo-Publication_Story_par_1.pdf Current Plan - City of Ames.pdf Site Picture.png 83 Review Appraiser's Report.pdf 84 INSTRUCTIONAL MEMORANDUM NOTICE OF PUBLICATION SALE OF REAL PROPERTY AND CONVEYANCE OF REAL ESTATE INTEREST CITIES Parcel No. 1 Story County Project No. NHSN-030-5(272)--2R-85 Primary Road No. Hwy 30 CLERK PLEASE NOTE: Sections 362.3 and 364.7 of the Code of Iowa require cities to publish notice to hold a public hearing before they dispose of the title or interest in real estate. Said published notice shall set forth the date, time and place of the public hearing and must be published at least once, not less than four nor more than twenty days before the date of the public hearing. After the public hearing, the Council may make final determination of the proposal by resolution. CLERK SHOULD DETERMINE place, date and time of REQUIRED PUBLIC HEARING; complete lower portion of form and submit it to a newspaper as defined in Sections 618.3 and 618.14 for REQUIRED PUBLICATION. CLERK SHOULD SECURE a Proof of Publication sworn to by the publisher or employee of the newspapers, signed and acknowledged to enable recording in the public records with the conveyance document and resolution in accord with Title Standard 2.1 of the Iowa Land Title Examination Standards, adopted by the Iowa State Bar Association. The actual cost of this publication will be reimbursed by the Highway Division of the Iowa Department of Transportation with submittal of bill and Proof of Publication. Instructional Memorandum for City Above Notice Information For Newspaper Below TO WHOM IT MAY CONCERN: NOTICE is hereby given that there is now on file in the office of the Clerk of the City of Ames, Iowa, Sale of Real Property and Delivery of Conveyance Resolution No. __________________, under and by virtue of which it is proposed to sell and convey the following described real estate: A parcel of land in the NW¼ of the NW¼ of Section 13, Township 83 North, Range 24 West of the 5th Principal Meridian, now included in and forming a part of the City of Ames, Story County, Iowa, as shown on Acquisition Plat, Exhibit “A”, attached hereto, which by this reference is made a part hereof, more particularly described as follows: Commencing at the SE corner of the NW¼ of the NW¼ of said Section 13; thence N00°19’48”W, 292.68 feet on the east line of said NW¼ of the NW¼ to the existing southerly right of way line of Primary Road No. U.S. 30; thence S84°31’54”W, 82.80 feet on said existing southerly right of way line; thence N00°19’48”W, 24.10 feet on said existing southerly right of way line to the Point of Beginning; thence, continuing, N00°19'48"W, 16.06 feet on said existing southerly right of way line; thence S84°31'54"W, 464.41 feet on said existing southerly right of way line; thence S72°11'35"E, 68.33 feet; thence N84°31'54"E, 62.00 feet; thence N42°01'16"E, 16.28 feet; thence N84°31'54"E, 326.20 feet to the Point of Beginning, containing 8010 square feet. to the STATE OF IOWA for $3,300.00 and Other Valuable Considerations in connection with its improvement of Primary Road No. U.S. 30. Said Resolution and proposal to sell and convey said real estate will come up for public hearing before the Council of the City of Ames, Iowa, at ________ o'clock ___.M., on the ______ day of ________________, 20____, and said Resolution, and proposed Purchase Agreement and Quitclaim Deed are now on file in the office of the Clerk of the City of Ames, Iowa. For further particulars, see said Resolution, and proposed Purchase Agreement and Quitclaim Deed now on file. CITY OF AMES, IOWA By: Renee Hall, City Clerk 85 86 87 88 89 90 91 92 ITEM #:21 DATE:08-13-24 DEPT:PW SUBJECT:2024/25 TRAFFIC SYSTEM CAPACITY IMPROVEMENTS (13TH & GRAND) - PROFESSIONAL SERVICES AGREEMENT COUNCIL ACTION FORM BACKGROUND: The 2045 Metropolitan Transportation Plan (MTP) identified several critical intersections that were at or nearing capacity to the extent that improvements were needed. This program will provide for the planning, design, and construction of those improvements. This contract involves the engineering design of a project at 13th Street & Grand Avenue. The project is anticipated to include widening of all four legs of the intersection to five lanes, construction of a new traffic signal, installing a shared use path along the west side of Grand Avenue, upgrading all pedestrian ramps to be ADA compliant, and installing new 8" water main and services within the project area. The Council may recall that a project was proposed for this intersection in the mid-2000s, but it did not proceed. For the upcoming project, City staff has explored different approaches from the previous design process to minimize the impacts to existing properties and reduce potential property acquisitions to the smallest possible number. This preliminary concept (attached) will be more fully evaluated and refined by the design consultant hired through this Council action. Engineering services will include a base survey, evaluation of construction techniques, area drainage analysis, preparation of plans and specifications, and notification and coordination with the Iowa DOT and contractors of nearby construction projects. The contract will also include at least one meeting w i t h affected property owners to kick off the project, at least one general public informational meeting, and coordination with right-of-way users that require relocation. Land acquisition services for the project are anticipated to be necessary for two full parcel acquisitions and several easement acquisitions. These services will be procured under a separate contract. Staff believes that procuring these services separately, following completion of some initial design work, will more clearly identify the land needs and lead to better value on the acquisitions. The acquisition services will also include additional meetings and coordination with affected property owners. Proposals for this work were received from five engineering firms and were evaluated according to the following criteria: Project Understanding, Design Team, Previous Experience, Ability to Perform Work, and Estimated Contract Cost. Listed below is the ranking information based on this evaluation: 93 Engineering Firm Overall Rank Estimated Design Fee WHKS & Co.1 $ 326,750 Shive-Hattery 2 $ 402,000 HR Green, Inc.3 $ 244,340 Snyder & Associates 4 $ 237,500 Bolton & Menk, Inc.5 $ 254,100 Given the above rankings, staff has negotiated a contract with the highest ranked firm, WHKS & Co., of Ames, Iowa. The design and acquisition services are shown in the 2024-25 Capital Improvements Plan (CIP) with funding in the amount of $750,000 in Road Use Tax. The construction and construction administration is shown in FY 2025/26 of the CIP with a total funding of $3,070,000 utilizing G.O. Bonds, Road Use Tax, and State Grants. ALTERNATIVES: 1. Approve the Professional Services Agreement with WHKS & Co. of Ames, Iowa for the 2024/25 Traffic System Capacity Improvements (13th & Grand) in an amount not to exceed $326,750. 2. Direct staff to negotiate an engineering agreement with another consulting firm. CITY MANAGER'S RECOMMENDED ACTION: Based on staff evaluation using the selection criteria listed above, WHKS & Co. provides the best value to the City for design services of this project. Separating the acquisition services contract also will provide the best value to the City. Therefore, it is the recommendation of the City Manager that the City Council adopt Alternative No. 1, as noted above. ATTACHMENT(S): 13th & Grand Attachment.pdf Stamped WHKS PSA.pdf 94 HARDING AVE ROOSEVELT AVE WILSON AVE HARDING AVE W ILSON AVE 13th STREET GRAND AVE HARDING AVE ROOSEVELT AVE HARDING AVE GRAND AVE 1B 13th STREET AND GRAND AVENUE SCALE IN FEET 0 Date Figure NOT FINAL - SUBJECT TO CHANGE LEGEND PROPOSED PAVEMENT TRAFFIC SIGNAL LOCATION STOP SIGN LOCATION PRELIMINARY PLAN PROPOSED SIDEWALK N Concept - Aerial Photography - 2. 1. Sources: 100 Iowa Geographic Server 2016-2018 March 2022 PAVEMENT REMOVAL Concept Study Grand Avenue - Ames, Iowa HDR, March 2022 95 96 97 98 99 100 101 102 103 104 ITEM #:22 DATE:08-13-24 DEPT:PW SUBJECT:HOUSEHOLD HAZARDOUS MATERIALS COLLECTION COUNCIL ACTION FORM BACKGROUND: Since 1998, the City of Ames, through the Resource Recovery System, has contracted with Metro Waste Authority (MWA) to operate a satellite Household Hazardous Materials (HHM) collection program. MWA owns the small building where the collected materials are received and stored for pick- up. The collected materials are then transported to MWA’s facility in Bondurant, Iowa, and are safely processed in accordance with State and Federal regulations. Resource Recovery staff members receive HHM training from MWA and work with the customers when they drop-off HHM. Several agencies across Iowa are participating in this program to keep costs at a reasonable level. The 2021-2024 contract cost was $0.94 per capita, or a total of $82,580 annually. A new contract for FY 2024/25 through FY 2026/27 has been prepared. The proposed new agreement includes a rate of $1.02 per capita for the first year, with the second and third years being increased in accordance with the Consumer Price Index for All Urban Consumers (CPI-U). The first year represents an 8.5% increase in per capita costs, plus an increase in the per capita population, for a total cost of $98,838. Although the contract price has increased, the amount of hazardous waste collected has increased significantly over the past several years. The total weight collected increased by 16.8% over a two-year period, and the weight collected per customer has increased by 28.8%, as shown in the table below: YEAR CUSTOMERS TOTAL WEIGHT LBS/CUSTOMER 2021 581 28,263 48.65 2022 479 24,846 51.87 2023 527 33,019 62.65 Resource Recovery's program far exceeds the national average of 20 pounds per customer. Over one- half of the material is oil-based paints or paint-related products. While the program has the benefit of assuring that the materials are properly disposed of in an environmentally safe manner, the HHM service is also a requirement of the City’s National Pollutant Discharge Elimination System (NPDES) stormwater permit. The general provisions of the proposed three-year agreement remain the same. The agreement contains a cancellation clause which the City may exercise in the event funding in future years is not available. The City Attorney and Risk Manager have reviewed the agreement and approve it as to form. The $98,838 in costs are divided into four equal quarterly payments. The FY 2024/25 Resource Recovery budget contains $85,000 for this contract. Prior to the final payment, the Resource Recovery budget will be amended to cover the $13,838 shortfall from savings identified elsewhere in the operating budget. Staff anticipates savings to exist in the Resource Recovery CIP for FY 2024/25 that can be used for this purpose. 105 ALTERNATIVES: 1. Approve the proposed 2024-2027 intergovernmental agreement with MWA for a satellite HHM collection and disposal operation at an annual cost of $98,838, with annual increases for subsequent years based on (CPI-U). 2. Do not approve the proposed agreement. CITY MANAGER'S RECOMMENDED ACTION: It is important for the City to continue this service in order to provide an easy, proactive means for the public to dispose of hazardous materials. In addition to providing a means for keeping these pollutants out of the environment, this service is a requirement of the City’s NPDES stormwater permit. Therefore, it is the recommendation of the City Manger that the City Council adopt Alternative No. 1, as noted above. 106 ITEM #:23 DATE:08-13-24 DEPT:Fleet SUBJECT:AUDITORIUM HVAC REPLACEMENT PROJECT COUNCIL ACTION FORM BACKGROUND: The City Auditorium is currently served by a HVAC system that contains a fan and heating coils dating to the building's original construction in 1938. A condenser and cooling coils were added in 1990. Over the last several years there have been ongoing maintenance issues with the system. Due to the age of the equipment and the ongoing maintenance issues, it was determined that the best course of action is to replace the system and modernize it for ease of use and maintenance. The project design consisted of removing the existing systems and installing a traditional rooftop unit to provide heating and cooling to the Auditorium. The project was bid and rejected twice in 2021 due to proposals being significantly over budget. During the budget cycle for FY 2021/22, additional funding was identified from American Rescue Plan funds. Subsequent to designing a new system, the City accepted a Climate Action Plan for the City in June 2023. One of the Six Big Moves identified in the Climate Action Plan is building retrofits. After two failed bids, City staff approached the consultant, Resource Consulting Engineers, and inquired if a new system could be designed without natural gas to align with the City's sustainability goals and remain within the new budgeted amount. As a result of this inquiry, the consultant suggested adding a heat pump to replace the air-cooled condenser. This new approach could significantly reduce electrical use during the winter by using the heat pump to heat the loop serving all the heat pumps in City Hall in lieu of electric boilers. The engineer's estimate for this project is $1,097,912 and engineering costs are $30,221, for a total project cost of $1,128,133. The current total funding for the project is $1,128,140 and the sources of funds are as follows: $650,000 from one-time general fund savings; $200,000 from American Rescue Plan funds; $150,100 from City Hall Improvements Capital Improvement Project; $128,040 from Electric through the Department of Energy's (DOE) Energy, Efficiency and Conservation Block Grant (EECBG). The consultant calculated that the additional cost for the upgrade to the heat pump would be paid back in approximately 10 years assuming no increases in electric rates. Staff and the consultant worked with Electric Services to identify possible rebates and estimate the rebate amount will be approximately $10,000, since the savings are lower during the summer peak used by Electric for calculating rebates. ALTERNATIVES: 1. Approve the plans and specifications for the Auditorium HVAC Replacement project and establish September 4, 2024, as the bid due date with September 10, 2024, as the date for report of bids. 2. Reject the project. 107 CITY MANAGER'S RECOMMENDED ACTION: The City Hall Auditorium is in need of replacing its HVAC system, which is a critical equipment for operations. Therefore, it is the recommendation of the City Manager that the City Council adopt Alternative No. 1, as described above. 108 ITEM #:24 DATE:08-13-24 DEPT:PW SUBJECT:2024/25 WATER SYSTEM IMPROVEMENTS PROGRAM (N RUSSELL AVENUE - LINCOLN WAY TO N 2ND STREET) COUNCIL ACTION FORM BACKGROUND: The Water System Improvements program provides for replacing water mains in areas that are experiencing rusty water problems. It also provides for installing larger distribution mains in areas that have a high concentration of 4” supply lines, transferring water services from 4” water mains in streets where larger water mains exist, and abandoning 4” water mains. Eliminating duplicate water mains, where possible, improves water flow and helps reduce rusty water. This project will include improvements on N Russell Avenue from Lincoln Way to N 2nd Street . City staff has completed plans and specifications for this project with revenue and estimated expenses as follows: Funding Source Available Revenue Estimated Expenses 24/25 Water Utility Fund $2,050,000 Construction (This project) $ 171,856.50 Construction (Future project) 1,500,000.00 Engineering/Administration 280,000.00 TOTAL $2,050,000 $1,951,856.50 The water infrastructure on N. Russell Avenue from Lincoln Way to N. 2nd Street is in urgent need of repair. There are multiple leaks in the main and services that require this section to be replaced this year. The remaining water main along other portions of N. Russell will be replaced next year through a Community Development Block Grant project. ALTERNATIVES: 1. Approve the plans and specifications for the 2024/25 Water System Improvements Program (N Russell Avenue - Lincoln Way to N 2nd Street) project, setting September 4, 2024, as the bid due date and September 10, 2024, as the date of Public Hearing. 2. Direct staff to revise the project. CITY MANAGER'S RECOMMENDED ACTION: By improving the water systems in these local neighborhoods, residents will see improved water quality and firefighting capacity. Therefore, it is the recommendation of the City Manager that the City Council adopt Alternative No. 1, as describe above. ATTACHMENT(S): N Russell Water.pdf 109 2024/25 Water System Improvements Program Open trenching Sanitary Force main on South side of East Lincoln Way Lift Station Single Lane Alternating Traffic North Side of intersectionS 16TH ST S D U F F A V E GO L D E N A S P E N D R S K E L L O G G A V E BU C K E Y E A V E ASPEN RIDGE RD ¯N Russell Ave - Lincoln Way to N 2nd St New Signal Vet Med Trail Box Culvert D D D D D D D D D D D D D D D D !!2 !!2 !!2!!2 !!2 !!2 !!2 !!2!!2 !!2!!2 !!2 !!2 #* #*#*#* #* %2 %2 %2 "S "S "S "S "S "S "S "S"S !!2 !!2 S R I V E R S I D E D R AP P L E P L UNIVE R S I T Y B L V D S 16TH ST Project Location N 2ND ST LINCOLN WAY N 3RD ST N H A Z E L A V E N 4TH S T N R I V E R S I D E D R N R U S S E L L A V E N M A P L E A V E N O A K A V E 5TH ST N 4TH S T 110 ITEM #:25 DATE:08-13-24 DEPT:ELEC SUBJECT:TIPPING FEES FOR ASH DISPOSAL FOR THE POWER PLANT COUNCIL ACTION FORM BACKGROUND: The City's Power Plant currently uses a small section of the ash pond where combusted Refuse Derived Fuel (RDF) residue settles to the bottom. The ash itself is composed of inorganic materials in the fuel that do not burn and must be removed from the boilers to allow continual operation. Once deposited in the ash pond, the relatively clean water on the top of the pond can be recycled to the Power Plant to transport additional ash from the bottom of the boilers. Over time the ash builds up on the bottom of the pond and reduces the available capacity. The ash must be regularly removed via excavating or dredging and hauled to a landfill to provide continual space so the boilers can continue to burn RDF. Boone County Landfill is the designated landfill for Ames' solid waste, and therefore would be the landfill where dredged ash is typically disposed. However, Boone County Landfill does not want to receive the RDF combustion ash and has instructed the City to haul all ash to Metro Park East Landfill in Mitchellville, Iowa. Wulfekuhle Injection & Pumping holds the contract to remove the ash from the pond. A separate contract with Metro Waste Authority is necessary to complete the disposal of the ash. Funding for this contract will come from the Power Plant Ash System account where $300,000 is allocated for ash hauling and disposal. A contract for removal of the ash with Wulfekuhle Injection & Pumping in the amount of $200,000 was approved by City Council on May 28, 2024. The remaining $100,000 is allocated to cover the contract the tipping fees from Metro Waste Authority (this action). In addition to approving the contract, the Council is being asked to waive the Purchasing Policies and Procedures requirement for formal bids, since solid waste planning area regulations would prevent the City from bidding the disposal location for this material. ALTERNATIVES: 1. Waive the City’s purchasing policy requirement for formal bidding procedures and award a contract to Metro Waste Authority, Des Moines, IA for landfill tipping fees for ash disposal for the Power Plant in the amount of $100,000 from date of award through June 30, 2025. 2. Do not approve the contract and bid this service. CITY MANAGER'S RECOMMENDED ACTION: The Power Plant needs to continuously remove ash from the ash pond when a unit is burning RDF. This contract will provide the necessary funds to address the disposal of the ash. Therefore, it is the recommendation of the City Manager that the City Council adopt Alternative No. 1. 111 ITEM #:26 DATE:08-13-24 DEPT:ELEC SUBJECT:ELECTRIC DEPARTMENT STEEL LIGHT POLE PURCHASE COUNCIL ACTION FORM BACKGROUND: This request is for the purchase of steel light poles necessary to meet the anticipated needs of the City's electric distribution system. The poles are kept on hand in order to ensure availability which will enable staff to quickly make repairs to maintain or restore streetlighting. Staff issued a Request for Quotation (RFQ) for an inventory restock, containing 16 poles. On July 15, 2024, the RFQ was posted to AmesBids, the City's electronic bidding site. A total of 22 potential bidders viewed the items to bid. On July 23, 2024, the following bids were received: VENDOR TOTAL BID (inclusive of tax) LEAD TIME Border States Electric, Ames, IA $53,955.56 12-14 weeks RESCO, Ankeny, IA $54,541.75 12-14 weeks WESCO Distribution, Des Moines, IA $57,021.24 12-14 weeks Border States Electric, Ames, IA submitted the low bid for the poles and with no difference in lead time, staff determined that the low bid from Border States Electric, Ames, IA is acceptable. There is no budgeted amount for this purchase. The steel light poles will be placed into inventory, where costs will be charged to each specific projects as the material is put into service. ALTERNATIVES: 1. Award a contract to Border States Electric, Ames, Iowa for the purchase of steel light poles in the amount of $53,955.56, inclusive of sales tax. Payments will be based on unit prices and quantities ordered. 2. Direct staff to award to another bidder. 3. Reject the bids. CITY MANAGER'S RECOMMENDED ACTION: Steel light poles are a critical component to provide reliable streetlighting services to the community. Having poles readily available for quick repairs is imperative. Therefore, it is the recommendation of the City Manager that the City Council adopt Alternative No. 1, as described above. 112 ITEM #:27 DATE:08-13-24 DEPT:PW SUBJECT:2020/21 CONCRETE PAVEMENT IMPROVEMENTS PROGRAM (FORD ST, BELL AVE, S. 17TH ST, S. KELLOGG AVE) COUNCIL ACTION FORM BACKGROUND: This is an annual program to rehabilitate or reconstruct concrete streets that have deteriorated in order to prevent further breakdown of the pavement. This work will provide enhanced rideability, lower routine maintenance costs, and an improved aesthetic. This project included locations on Ford St, Bell Ave, S. 17th St, S. Kellogg Ave. On May 10, 2022, City Council awarded the contract to Con-Struct Inc. of Ames, Iowa in the amount of $666,666. One change order was approved as part of the project. Change Order No. 1 (Final - Balancing), was a deduction in the amount of $2,652. The balancing change order reflects the actual measured quantities completed during construction. Construction was completed in the amount of $664,014. Revenues and expenses associated with this program are estimated, as follows: Program Revenue Expenses G.O. Bonds $2,300,000 Road Use Tax 100,000 20/21 Concrete Imp - 8th St. (Completed) $1,284,528.26 Construction (This project) $ 664,014.00 Engineering/Administration $ 300,000.00 TOTAL $2,400,000 $2,248,542.26 ALTERNATIVES: 1. Accept the 2020/21 Concrete Pavement Improvements Program (Ford St, Bell Ave, S. 17th St, S. Kellogg Ave) project as completed by Con-Struct Inc. of Ames, Iowa in the amount of $664,014. 2. Direct staff to pursue changes to the project. CITY MANAGER'S RECOMMENDED ACTION: This project was completed in accordance with the approved plans and specifications. Therefore, it is the recommendation of the City Manager that the City Council adopt Alternative No. 1, as noted above. ATTACHMENT(S): Bell and Ford Map.pdf S Kellogg and S 17th St.pdf Certification Letter- 2020-21 Concrete Pavement Improvements (Ford, Bell, S 17th, S Kellogg).pdf 113 FORD ST E LINCOLN WAY DAYTON AVE EDISON ST 2021/22 Concrete StreetPavement Improvements ¯Bell Avenue - E Lincoln Way to Ford StFord Street - Dayton Ave to Bell Ave 1 in ch = 292 feet114 S 16TH ST S 17TH ST GOLDEN ASPEN DR 2021/22 Concrete StreetPavement Improvements ¯S Kellogg Ave - S 17th St to S 16th StS 17th St - S Kellogg Ave to End 1 in ch = 187 feet115 Smart Choice Public Works Department 515.239.5160 main 515 Clark Ave. P.O. Box 811 515.239.5404 fax Ames, IA 50010 www.CityofAmes.org August 8, 2024 Honorable Mayor and Council Members City of Ames Ames, Iowa 50010 Dear Mayor and Council Members: I hereby certify the 2020/21 Concrete Pavement Improvements Program (Ford St, Bell Ave, S. 17th St, S. Kellogg Ave) project was completed in an acceptable manner by Con-Struct Inc. of Ames, Iowa, in the amount of $664,014 and was inspected by the Public Works Department of the City of Ames, Iowa. Sincerely, John C. Joiner, P.E. Public Works Director JCJ/lbc cc: City Clerk, Finance, Contractor, Administrative Services, Project File 116 ITEM #:28 DATE:08-13-24 DEPT:PW SUBJECT:2022/23 ASPHALT STREET PAVEMENT IMPROVEMENTS (OAKWOOD ROAD) COUNCIL ACTION FORM BACKGROUND: This project was located on Oakwood Road from University Boulevard to Timberland Road. Oakwood Road was widened to three lanes to accommodate the large turning volumes in the corridor. A new 24- inch storm sewer was constructed to reduce flooding and ponding on both the north and south sides of Oakwood Road. Pedestrian safety improvements included updated ADA ramps with enhanced crosswalks with additional pedestrian crossings for the Timberland Road and Woodview Road neighborhoods. A rapid flashing beacon was placed at the Green Hills Drive intersection. Improvements were made to the existing shared-use path as well, including the relocation of the trail crossing at Cedar Lane to improve safety and raising the trail near Wessex Drive. On March 14, 2023, City Council awarded the 2022/23 Asphalt Street Pavement Improvements (Oakwood Rd) project to Con-Struct of Ames, Iowa, in the amount of $2,034,969.90. Change Order 1, in the amount of $27,090, was for a hydrant relocation and a water main insertion valve to reduce the number of residents affected by temporary water shutoffs during this project and future maintenance. Change Order 2 (Final - Balancing), in the amount of $3,903.12, included the actual measured field quantities. With the addition of these two change orders, the final contract price was $2,065,963.02. A table of total costs is shown below: Available Revenue Estimated Expenses 2022/23 Asphalt Pav Improv G.O. Bonds $3,000,000 2023/24 Storm Water Improvement Program $ 200,000 Water System Improvements (CO1)$ 27,090 Shared Use Path Expansion/Maintenance savings $ 69,433 28th St Final Contract Amount $ 867,082.40 Oakwood Rd Final Contract Amount $2,065,963.02 Engineering/Administration $ 360,000.00 TOTAL $3,296,523.00 $3,293,045.42 117 ALTERNATIVES: 1. Accept the 2022/23 Asphalt Street Pavement Improvements (Oakwood Road) as completed by Con-Struct, of Ames, Iowa in the amount of $2,065,963.02 2. Direct staff to pursue modifications to the project. CITY MANAGER'S RECOMMENDED ACTION: This project has been completed in accordance with the approved plans and specifications. Therefore, it is the recommendation of the City Manager that the City Council adopt Alternative No. 1, as noted above. ATTACHMENT(S): Certification Letter-2023-24 Asphalt Street Pavement Improvements (Oakwood Rd).pdf 118 Smart Choice Public Works Department 515.239.5160 main 515 Clark Ave. P.O. Box 811 515.239.5404 fax Ames, IA 50010 www.CityofAmes.org August 8, 2024 Honorable Mayor and Council Members City of Ames Ames, Iowa 50010 Dear Mayor and Council Members: I hereby certify the 2022/23 Asphalt Street Pavement Improvements Program (Oakwood Road) project was completed in an acceptable manner by Con-Struct Inc. of Ames, Iowa, in the amount of $2,065,963.02 and was inspected by the Public Works Department of the City of Ames, Iowa. Sincerely, John C. Joiner, P.E. Public Works Director JCJ/lbc cc: City Clerk, Finance, Contractor, Administrative Services, Project File 119 ITEM #:29 DATE:08-13-24 DEPT:WPC SUBJECT:FINAL COMPLETION OF WATER TREATMENT PLANT, SOUTHEAST WELLFIELD, AND TECHNICAL SERVICES COMPLEX SECURITY FENCE IMPROVEMENTS COUNCIL ACTION FORM BACKGROUND: On September 26, 2023, Council awarded a contract to American Fence of Iowa, Inc. for construction of security fencing at the Water Treatment Plant, Southeast Wellfield, and Technical Services Complex in the amount of $78,247.60. One change order was approved for $4,979.20, bringing the final contract amount to $83,226.80. All work on the contract is complete, and an engineer's certificate of completion is attached. Staff is recommending that Council accept the work as complete and authorize final payment in accordance with the contract documents. ALTERNATIVES: 1. Accept final completion of the Water Treatment Plant, Southeast Wellfield, and Technical Services Complex Security Fence Improvements and authorize the release of final payments in accordance with the contract documents. 2. Do not accept the work as complete at this time. CITY MANAGER'S RECOMMENDED ACTION: Construction of this important physical security measure has been completed, and an engineer's statement of completion has been received. Therefore, it is the recommendation of the City Manager that the City Council adopt Alternative No. 1 as described above. ATTACHMENT(S): Engineer's Statement of Completion - Security Fencing.pdf 120 515.239.5150 main 515.239.5496 fax 1800 E. 13th Street Ames, IA 50010 www.CityofAmes.org Water & Pollution Control Department Smart Choice ENGINEER’S STATEMENT OF COMPLETION Water Treatment Plant, Southeast Wellfield, and Technical Services Complex Security Fence Improvements Contract No. 2023-527 Engineer: Ames Water and Pollution Control Department Contractor: American Fence Company I hereby certify that the Water Treatment Plant, Southeast Wellfield, and Technical Services Complex Security Fence Improvements, by a contract awarded by the Ames City Council on September 26, 2023, has been satisfactorily completed in general compliance with the terms, conditions, and stipulations of said contract. The work was completed on July 31, 2024. I further state that the total amount due to the contractor for the fulfillment of said contract is $83,226.80. _______________________________ Date: July 31, 2024 John R. Dunn, PE #14826 Director, Water & Pollution Control 121 To:Mayor & City Council From:John C. Joiner, P. E. Date:August 9, 2024 Subject:Financial Reduction of Quarry Estates 4th Addition Item No. 30 MEMO Please see the attached documentation for a partial release of funds. /gb ATTACHMENT(S): Subdivision LOC -Quarry Estates #4 Partial Release Letter #5.docx City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 122 Smart Choice Public Works Department 515.239.5160 main 515 Clark Ave. P.O. Box 811 Engineering 515.239.5404 fax Ames, IA 50010 www.CityofAmes.org Public Works Department 515 Clark Avenue, Ames, Iowa 50010 Phone 515-239-5160 Fax 515-239-5404 July 26, 2024 Honorable Mayor and Council Members City of Ames Ames, Iowa 50010 RE: Quarry Estates 4th Addition Financial Security Reduction #5 Mayor and Council Members: I hereby certify that Turf Reinforcement Mats, Type 4 required for approval of the final plat of Quarry Estates #4 Addition have been completed in an acceptable manner by various home- builders. The above-mentioned improvements have been inspected by the Engineering Division of the Public Works Department of the City of Ames, Iowa, and found to meet City specifications and standards. As a result of this certification, it is recommended that the financial security for public improvements on file with the City for this subdivision be reduced to $21,850.00.The remaining work covered by this financial security includes street trees, native seeding, and native seeding (swales) as shown in attachment. Sincerely, John C. Joiner, P.E. Director JJ/cc cc:Finance, Planning & Housing, Subdivision file 123 Quarry Estates 4th Addition Financial Security Reduction # 4 September 27, 2023 Page 2 Description Unit Quantity Native Seeding (Swales)AC 0.5 Native Seeding AC 5 Street Trees EA 27 124 To:Mayor & City Council From:John C. Joiner, P.E. Date:August 9, 2024 Subject:Quarry Estates Subdivision 3rd Addition Financial Reduction Item No. 31 MEMO Please see the attached documentation for a partial release of funds. /rh ATTACHMENT(S): Quarry Estates 3rd - Partial Release #6.docx City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 125 Smart Choice Public Works Department 515.239.5160 main 515 Clark Ave. P.O. Box 811 Engineering 515.239.5404 fax Ames, IA 50010 www.CityofAmes.org Public Works Department 515 Clark Avenue, Ames, Iowa 50010 Phone 515-239-5160 Fax 515-239-5404 July 26, 2024 Honorable Mayor and Council Members City of Ames Ames, Iowa 50010 RE: Quarry Estates Subdivision 3rd Addition Financial Security Reduction #6 Mayor and Council Members: I hereby certify that Conservation Area Maintenance required as a condition for approval of the final plat of Quarry Estates Subdivision, 3rd Addition has been completed in an acceptable manner by Topline Construction of Pleasant Hill, Iowa. The above-mentioned improvements have been inspected by the Engineering Division of the Public Works Department of the City of Ames, Iowa, and found to meet City specifications and standards. As a result of this certification, it is recommended that the financial security for public improvements on file with the City for this subdivision be reduced to $20,205.The remaining work covered by this financial security includes Outlot D Landscaping -Trees, and Stormwater Management. Sincerely, John C. Joiner, P.E. Director JJ/cc cc:Finance, Planning & Housing, Subdivision file 126 Quarry Estates Subdivision, 3rd Addition Financial Security Reduction #5 September 27, 2023 Page 2 Description of Remaining Work Covered by this financial security Unit Quantity Outlot D Landscaping -Trees EA 16 Stormwater Management LS 1 127 ITEM #:32 DATE:08-13-24 DEPT:PW SUBJECT:2021/22 SANITARY SEWER REHABILITATION (AMES HIGH SCHOOL AND VEENKER GOLF) COUNCIL ACTION FORM BACKGROUND: This is the annual program for rehabilitation/reconstruction of deficient sanitary sewers and deteriorated manholes at various locations throughout the city. The goal of this program is to identify and remove major sources of inflow/infiltration as a means of lowering the peak wet weather flow at the Water Pollution Control Facility. On November 22, 2022, City Council awarded a contract to Municipal Pipe Tool Co. LLC of Hudson, Iowa, in the amount of $3,791,558.69. The project is substantially complete, with only minimal work remaining, including street patching, grading, and seeding of the project. Public Works has received a request from Municipal Pipe Tool Co. LLC to reduce the amount of project retainage, which is currently $173,441.10. The remaining work has an estimated value of $10,000. Section 26.13 of Iowa Code requires that a minimum of 200% of the value of the work remaining must be withheld as retainage when a project is substantially complete, which would be $20,000. All paperwork required per Iowa Code has been received by the Public Works Department. Revenues and expenses associated with this program are estimated, as follows: Program Revenue Expenses 2021/22 State Revolving Fund $3,922,000 2021/22 Sewer Utility Fund 350,000 20/21 Sanitary Sewer Rehab $3,791,558.69 Engineering/Administration 222,000.00 TOTAL $4,272,000 $4,013,558.69 ALTERNATIVES: 1. Reduce project retainage for the 2021/22 Sanitary Sewer Rehabilitation (Ames High School and Veenker Golf) project to $20,000. 2. Maintain project retainage for the 2021/22 Sanitary Sewer Rehabilitation (Ames High School and Veenker Golf) project in the amount of $173,441.10. CITY MANAGER'S RECOMMENDED ACTION: The value of remaining work is substantially less than the original contract, and the Iowa Code provides for the City to reduce the retainage being withheld under these circumstances to reflect the lower value of the remaining work. Therefore, it is the recommendation of the City Manager that the City Council adopt Alternative No. 1, as noted above. 128 ATTACHMENT(S): Sanitary Sewer Rehab - Expansion and Rehab Trunkline (High School and Veenker Golf Course).pdf 129 D D D D D D D D D D D D D D D D D D D DD D D D D !!2 !!2!!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2!!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2!!2!!2!!2 !!2 !!2 !!2 !!2 !!2 !!2!!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2!!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2!!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2!!2 !!2!!2!!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2!!2 !!2 !!2 !!2!!2 !!2!!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2 !!2!!2 !!2!!2 !!2!!2 !!2 !!2 !!2 !!2 HABER RD WOI RD WANDA DALEY DR STOTTS RD LONG RD MORRILL RD N KOOSER DR N UNIVERSITY BLVDPAMMEL DR WINLOCK RD BRUNER DR HAWTHORN COURT DR STOTTS RD HABER RD LONG RD HAWTHORN COURT DR 13TH ST STANGE RD HYLAND AVE ROSS RD ONTARIO ST 20TH ST PRAIRIE VIEW EAST KINGMAN RD 2021/22 Sanitary Sewer Rehab -Expansion/Rehab Trunkline (High School and Veenker Golf Course)East of Hyland Ave to Approx. 2000' E of Stange Road ¯ 130 ITEM #:33 DATE:08-13-24 DEPT:PW SUBJECT:2022/23 EAST 13TH STREET SANITARY SEWER EXTENSION COUNCIL ACTION FORM BACKGROUND: In Ames Plan 2040, the growth and land use elements establish the City’s development vision. One of the elements of the development vision is public infrastructure. Expansion of infrastructure is needed to facilitate continuing commercial, industrial, and residential growth. The East 13th Street Sanitary Extension affirms the commitment to growth in the east and northeastern part of the city by providing sanitary sewer in addition to the existing water distribution infrastructure. On October 10, 2023, City Council approved the contract with On Track Construction, LLC of Nevada, Iowa, in the amount of $2,125,500. Change Order No.1 was approved in the amount of $44,675 for the placement of temporary road stone to allow two-way traffic during the winter construction break. Change Order No. 2 (with this action), is the balancing change order for this project in the amount of $111,917.96, bringing the total construction cost of the project to $2,282,092.96. Major items in Change Order No. 2 include considerable additional pavement removal and replacement that was necessary due to unexpected poor soil conditions encountered during construction. The project is substantially complete, with only minimal work remaining, including grading, and seeding of the project, which will occur early this fall. Public Works has received a request from On Track Construction, LLC to reduce the amount of project retainage, which is currently $114,104.65. The remaining work has an estimated value of $5,000. Section 26.13 of Iowa Code requires that a minimum of 200% of the value of the work remaining must be withheld as retainage when a project is substantially completed, which would be $10,000. All paperwork required per Iowa Code has been received by the Public Works Department. Revenues and expenses associated with this program are estimated, as follows: Program Revenue Expenses Ames Plan 2040 Sanitary Sewer - Federal ARPA Funds $2,881,981 Construction $2,282,092.96 Engineering/Administration 300,000.00 TOTAL $2,881,981 $2,582,092.96 *ARPA - American Rescue Plan Act ALTERNATIVES: 1. Approve the following for the 2022/23 East 13th Street Sanitary Sewer Extension project : a. Reduce project retainage to $10,000. b. Approve Change Order No. 2 increasing the contract in the amount of $111,917.96. 2. Direct staff to pursue changes to the project. 131 CITY MANAGER'S RECOMMENDED ACTION: By extending the sanitary sewer along east of 13th Street, development in the east and northeastern parts of the city is facilitated by providing the proper public infrastructure such as sanitary sewer. Therefore, it is the recommendation of the City Manager that the City Council adopt Alternative No. 1, as noted above. ATTACHMENT(S): E 13th Sewer Ext..pdf 132 0 HORIZ. 300300 600 13 3 ITEM #:34 DEPT:P&H August 13, 2024 Staff Report REQUEST TO MODIFY DOWNTOWN FACADE GRANT FUNDING ELIGIBILITY FOR MAINTENANCE ACTIVITIES AND REAR FACADES BACKGROUND: On June 25, 2024, Council received a letter from Scott Moorman of Moorman Clothiers, requesting that the Downtown Facade Grant Program be made available for use on the rear of the Moorman's building at 226-228 Main Street (Attachment A). Council directed staff to place the item on a future agenda for discussion of the Facade Program requirements as it related to this request. Staff has since followed up with Scott Moorman about the planned project and learned the project would consist of maintenance and rehabilitation of the existing rear facade. This is discussed in greater detail below in relation to the Facade Program criteria and eligibility. The Downtown Facade Grant Program was created in 2000 to facilitate private improvements to Downtown retail and other commercial storefronts. The program provides money to eligible properties within the boundary area (Attachment B) to bring front facades into compliance with the adopted guidelines. The Downtown Design Guideline s for building facades can be found on the Planning Division webpage. The most recent application packet from Spring 2024 that describes the program requirements is also available online. The guidelines focus on traditional commercial storefronts, specifically within the period of historical significance from the 1920s to 1940s for the district. In addition to historic facades, the program has an "other facade" design guideline option for non-traditional buildings, such as the Wheatsfield building on Northwestern. The program is structured around improvements to front facades. The rears of the buildings are not included within the design guidelines and have never been eligible for a grant. City Council has from time to time revisited the Downtown Facade Program and its requirements. Staff believes the most significant Council decisions about the program and how it currently operates include: 2011/12 updates to project eligibility for front facades, two grant application periods, and creation of scoring criteria for competitive grant reviews; May 2022 review of the program for historic preservation, resulting in the creation of a new Historic Feature rehabilitation grant option; and May 2023 decision to increase the per grant funding from $15,000 to a maximum of $25,000. Although not directly part of the Facade program, City Council also reviewed Downtown stakeholder feedback about building and business owner interests in August 2023 and then modified the Urban Revitalization Area (URA) tax abatement program in August 2023 to distinguish facade program participation from receipt of property tax abatement incentives. 134 The current Facade Program utilizes matching grants to encourage building owners to make changes to the non-compliant facades that will bring traditional structures into line with the historic character of D own t own . A building is only eligible for the grant if changes needed to be made to update its appearance for removal of non-compliant elements or for rehabilitation of historic character defining features, such as original wood windows. Replacement of like for like features that are already compliant elements are not eligible. Maintenance of a building facade as a standalone activity is not eligible. However, maintenance activities could be funded if associated with eligible work. For instance, repointing of mortar could be funded if done in conjunction with the removal of facade elements that did not comply with the Downtown guidelines. Moorman Clothiers-226 Main Street In August 2011, Moorman Clothiers was awarded a grant to remove noncompliant features the facade of the two buildings. The two buildings which make up Moorman Clothiers had been visually unified with a design that obscured the traditional commercial character. The grant paid to have the facade on the ground floor removed and the brick facade underneath repaired (Attachment C). The grant was for the full amount: $15,000 for the work and $1,000 for design services. Staff spoke with Scott Moorman about his June request to Council for the rear of Moorman Clothiers (Attachment D). He outlined the following as his intent for the property for the back of the building at 226 Main Street: Paint a mural Repoint the brick (the brick facade at the rear is not original to the building) Structural repairs Repair the stucco on the east and west sides Replace the windows Mr. Moorman explained that no design changes were proposed to the existing facade. Staff notes that after the conversation that the scope of described improvements are not eligible activities, regardless of them being on a front or rear facade. Mr. Moorman also stated that he would like to see other properties on the south side of Main Street have funds available for work on the rear of those structures. OPTIONS: Mr. Moorman's request relates to two specific program eligibility restrictions regarding grants: The first issue is whether maintenance activities could be eligible, and the second is whether rear facade improvements could be eligible. Both issues would need changes to accommodate Mr. Moorman's request. Staff believes City Council should consider the two issues separately to determine if Council desires to proceed with any changes to the Downtown Facade Program. Once decisions about the two primary issues are answered, program details about minimum design requirements, scope of work, timing, and grant amounts could then be addressed. Option 1- Add a Maintenance option for the exterior maintenance of buildings and maintain the other Downtown Facade program requirements. This option expands the types of activities that could be funded to include general maintenance of the 135 building. In previous discussions about the program, the Council received requests to incorporate maintenance or other building improvement grants and Council did not choose to proceed with addressing these activities within the Facade Grant program. Adding maintenance could include a wide range of work ranging from structural improvements, roof repairs, tuck pointing of brick, to painting or replacing windows. Some activities are critical to the maintaining the integrity of a building while others are more routine building maintenance or cosmetic in nature. With this option, a building owner would not be obligated to make any other facade improvements to remove noncompliant elements or enhancing the appearance of the building. Ultimately, Council would need to provide direction regarding how to balance supporting the City's downtown interests versus property owner responsibilities to maintain property, the type of work that would be eligible, the extent of work, meaningful maintenance of building, partial or one facade allowed, what types of buildings would be eligible (historic or not), amount of a matching grant, competitiveness to other grant priorities, etc. This type of program modification would likely warrant prioritization in staff's Work Plan. Option 2- Maintain the existing Downtown Facade Grant Program, and create new design guidelines for the facade grant to apply to the rear of buildings. The current design standards and scoring criteria do not lend themselves to evaluating changes to the rear facade of buildings. The use of the rear of building varies greatly between businesses and their location in downtown along alleys or the CBD parking lot. Input from Council regarding this type of change would be needed for factors related to design requirements or guidelines, whether the building would have to have a compliant front facade first, and prioritization compared to front facades. Additionally, the interface of some properties along the CBD lot may also be influenced by the outcome of the Downtown Master Plan being undertaken by Downtown Ames. This could impact priorities of the program in upcoming years. This type of program modification would likely warrant prioritization in the Work Plan to define priorities of the City and building owners. Option 3- No Action If City Council determines that the program as it is currently structured addresses the City's priorities for Downtown improvements, no changes are needed to the program at this time. STAFF COMMENTS: The goal of the Downtown Facade Grant Program is to facilitate improvement in Downtown Ames and reinforce its historic character. Since its inception, the Downtown Facade Grant Program has awarded three loans and 53 grants, four of which were later withdrawn by the applicants. Along with other City investments Downtown, the program has had a noticeable impact on Downtown, including the Moorman's Clothier building that is part of this discussion. Mr. Moorman's current request brings up two issues that Council has at times had previous requests for to expand the Facade program to include additional activities or maintenance and/or rear facades. Rear facades that add usability to a building would be similar to the goal of the front facade grants in expanding commercial activity and attractiveness. However, staff believes there are balancing issues with the City's priorities of front facades as the defining character of Downtown and the high degree of variability in rear building usage. Staff also believes that the upcoming Downtown Plan may outline 136 goals for businesses and building investments and the future of the CBD lots that could influence this discussion as well, especially when considering the limited financial resources of the City to address all of the investment requests of Downtown. Staff believes providing maintenance grants is a different priority than that of the current Downtown Facade program. The current program focus is on making improvements to a building to realize a City goal, where the property owners otherwise is not required to improve the look of their building. Maintenance and other types of improvements grants are more difficult to distinguish as a City goal compared to individual responsibilities that apply citywide when there are not unique building requirements Downtown. There are no property or building maintenance grants within the City as a model for this type of request. Adding maintenance activities as an eligible activity will need a robust discussion to help define parameters of City support. Staff identified an initial list of issues as part of the Option 1 discussion. With either or both options, staff believes business and property owner outreach would be needed to discuss the various interests and limitations of the facade program. Discussion of other funding mechanisms besides grants may also be necessary to address the breadth of requests for Downtown. New requirements or guidelines would have to be drafted for administration of the grant program. If Council chooses to proceed with either option, the next step would be to return to Council with a more defined set or parameters for Council to then direct staff regarding how to proceed with outreach and the timing of amendments as it relates to the Work Plan. ATTACHMENT(S): Attachment A.pdf Attachment B.pdf Attachment C.pdf Attachment D.pdf 137 Attachment A Letter to Council 138 Attachment B Eligibility Map 139 Attachment C 226-228 Main Street – Images from 2011 Moorman Clothiers Façade Grant Moorman Clothiers at the time of grant in 2011 Proposed façade as awarded by grant in 2011 140 Attachment D 226-228 Main Street – Rear 141 ITEM #:35 DATE:08-13-24 DEPT:P&H SUBJECT:INITIATE ANNEXATION OF APPROXIMATELY 126.7 ACRES AND 1.07 ACRES OF COUNTY RIGHT-OF-WAY ALONG ONTARIO STREET COUNCIL ACTION FORM BACKGROUND: The City has received an application for annexation of six parcels totaling approximately 77 acres of land situated between Ontario Street, County Line Road, and Lincoln Way. (Attachment A-Territory Map) To complete the annexation as proposed, the City would need to include an additional 48.6 acres of land recently purchased for a future city park and a 1.07-acre Ontario Street county right-of-way parcel for a total annexation of approximately 126.7 acres. Approval of the annexation would bring all remaining county properties into the City between County Line Road, Ontario, and Lincoln Way. The annexation is 100% voluntary and there are no non-consenting properties included in the request. The property owners have signed a waiver to withdraw as part of the annexation applications. The proposed territory for annexation is consistent with Ames Plan 2040 for expansion of the City to the west as depicted with the Land Use Map. Acceptance of the application will initiate the formal annexation process. Mailed and published notice of the application is required prior to a City Council public hearing for approval of the actual annexation. As a 100% voluntary annexation in a non- urbanized area, the Council's decision will be final. No review and approval from the state City Development Board will be necessary to complete the annexation. Future development of the area will be subject to rezoning and development under the RN-3 land use designation. Although no specific proposal accompanies the annexation application, the developer believes the sites will be rezoned and developed separately through a future request for RL (Residential Low-Density) zoning along Lincoln Way and typical FS-RL (Floating Suburban Residential Low Density) for properties along Ontario Street. Development within the Lincoln Way area may include a proposal for development of a church in lieu of residential development. Development of a church is subject to approval of a Special Use Permit by the Zoning Board of Adjustment for consideration of site-specific compatibility issues. Generally, infrastructure is available to serve the annexation area through extensions at the time of future development. More specific development requirements will be considered with future rezoning and subdivision requests. ALTERNATIVES: 1. Accept the voluntary annexation application from four property owners for six total properties with waivers to withdraw, and to include two City of Ames parcels consistent with area shown within Attachment A. 2. Decline to initiate the application for annexation. 142 CITY MANAGER'S RECOMMENDED ACTION: The proposed annexation is consistent with Ames Plan 2040 for the growth of the City. Including the City-owned land with this annexation is ideal to facilitate the comprehensive annexation of developable land in this area. Additionally, this annexation facilitates the City moving ahead with park development plans under the City's jurisdiction. Acceptance of the application will initiate the annexation notification process and culminate in a public hearing for City Council approval in September. Therefore, it is the recommendation of the City Manager that the City Council adopt Alternative 1. ATTACHMENT(S): Attachment A-Proposed Annexation Territory.pdf 143 144 ITEM #:36 DATE:08-13-24 DEPT:POLICE SUBJECT:MOTION APPROVING/DENYING A CLASS C RETAIL LICENSE - CELAYA, 217 SOUTH DUFF COUNCIL ACTION FORM BACKGROUND: State alcoholic beverage licenses and permits must receive approval by the local authority (City Council), before they can be issued by the State. On June 11, 2024, the City Council considered a request made by the Alcoholic Beverages Division (ABD) of the Iowa Department of Revenue for the City's opinion regarding a potential settlement between ABD and Celaya, located at 217 South Duff Avenue. Prior to finalizing any settlement with Celaya, ABD wanted to give City Council the opportunity to provide its opinion as to whether ABD should move forward with revocation of Celaya's liquor license or allow Celaya to surrender its liquor license for a period of time as an alternative to revocation. At that time, the City Council chose to advise ABD to proceed with revocation. ABD issued an order on June 27, 2024, revoking Celaya's liquor license. Celaya has appealed that order and a hearing should be held before an Administrative Law Judge with the Department of Inspections and Appeals in the next few months. Celaya has now applied for renewal of a 12-month Class C Retail Alcohol License, which is before the City Council for consideration of local approval. A review of the police records for past 12 months found four consecutive compliance check failures: September 30, 2023, November 3, 2023, November 17, 2023, and February 23, 2024. As a reminder, the Police Department conducts compliance checks for establishments that hold liquor licenses in the City of Ames. The compliance checks are completed by taking a person under the legal age to liquor licenses establishments who then attempts to purchase alcohol using their state-issued identification. A business passes the check if the employee asks for identification and rightly refuses the purchase. An establishment fails the compliance check if the employee sells alcohol to the underage person without exercising reasonable care to ascertain whether the person is under legal age. On September 30, 2023, two minors entered Celaya and ordered alcoholic drinks which were then served to them. While the waiter asked for IDs, he failed to determine that their IDs showed them to be underage. When officers wrote the citation, they also gave the waiter information regarding Police Department ID talks. On November 3, 2023, two minors entered Celaya and ordered alcoholic drinks which were then served to them. While the waiter asked for IDs, he failed to determine their IDs showed them to be underage. The waiter said the restaurant was busy and this contributed to his failure to recognize the IDs showed both to be underage to purchase alcohol. On November 17, 2023, two minors entered Celaya and ordered alcoholic drinks which were then served to them. The waiter did not ask for ID nor ask their age. On December 13, 2023, following the third failure, police department staff met with the owner, Kevin Fajardo, to speak with him about the liquor laws and the consequences of the numerous failed compliance checks. The owner was given the Iowa code sections pertaining to liquor 145 license revocations as well as information regarding ID trainings provided by the Ames PD and IPACT. Only one employee has attended an ID training provided by Ames PD, but this was over one year ago. On February 23, 2024, two minors entered Celaya and ordered alcoholic drinks which were then served to them. The waitress did not ask for IDs nor ask their age. Celaya did pass the most recent follow-up compliance check on April 12, 2024. Iowa Code section 123.50(3)(d) states that: "A fourth violation [involving the sale of alcohol to a person under the legal age] within three years s h a l l result in revocation of the license." (emphasis added). Under Iowa Code section 123.40, a revocation would prevent the premises of the license holder from being relicensed for a period of one year. Further, the license holder would not be allowed to hold a liquor license in the state for a period of two years. In the last year, Celaya failed four compliance checks in less than six months. It is the recommendation of the Chief of Police that the City Council deny the renewal application. Celaya was given ample time and information to make necessary changes to ensure they were not selling or providing alcohol to minors. As a liquor license holder, it is the responsibility of the business to know and understand the laws applicable to their license and follow them. In addition, a recommendation of revocation is consistent with past recommendations of similar businesses in similar situations. ALTERNATIVES: 1. Deny the renewal application of Celaya's Class C license. 2. Approve the renewal application of Celaya's Class C license. CITY MANAGER'S RECOMMENDED ACTION: Ames Police Department and the Department of Revenue conduct compliance checks to ensure liquor license holders are complying with their obligation to not sell alcohol to underage individuals. Celaya, has failed four such compliance checks in less than three years, in fact, less than six months. Iowa Code section 123.50(3)(d) states that: "A fourth violation within three years s h a l l result in revocation of the license." (emphasis added). Under Iowa Code section 123.40, a revocation would prevent the premises of the license holder from being relicensed for a period of one year. Further, the license holder would not be allowed to hold a liquor license in the state for a period of two years. It is consistent with past actions of the City Council for the City Council to deny the renewal application. Therefore, it is the recommendation of the City Manager that the City Council support the recommendation of the Chief of Police to approve Alternative No. 1, as noted above. 146 ITEM #:37 DATE:08-13-24 DEPT:W&PC SUBJECT:NUTRIENT REDUCTION MODIFICATIONS PHASE 1 - AWARD OF CONTRACT COUNCIL ACTION FORM BACKGROUND: In early 2019, Council approved the results of a Nutrient Reduction Feasibility study for the Water Pollution Control Facility. The study recommended the following course of action. “The Ames Water Pollution Control Facility Nutrient Reduction Feasibility Study recommends an integrated strategy that … would transition the Ames WPCF from an existing trickling filter/solids contact process to a future biological nutrient reduction process ... In doing so, the Ames WPCF would provide capacity for projected flows and loadings and would progressively achieve compliance with the 2013 Iowa Nutrient Reduction Strategy. The transition would occur … over the next 20 years to take advantage of the remaining useful life of existing facilities, most notably the trickling filters.” Design work began in June 2022, and on May 14, 2024, Council issued a Notice to Bidders. The bids received were accepted by Council on July 9, 2024, and are shown below in Table 1. Table 1. Bidder Lump Sum Base Bid Engineer's Opinion of Probable Construction Costs $44,770,000 Woodruff Construction, Inc. Ames, IA $53,370,000 Williams Brothers Construction, Inc. Peoria, IL $60,780,000 If the low bid were to be accepted, the updated project budget would be as follows (Table 2): Table 2. Expenses Funding Engineering Original Agreement $ 1,675,000 Amendment #1 763,000 Amendment #2 3,600,000 Other Professional Services Geotechnical 16,620 Commissioning 74,600 Special Inspections (estimated)75,000 Construction (this action)53,370,000 147 Owner's Equipment Allowance 275,000 Owner's Contingency (5% of the construction award)2,667,780 Project Funding FY 22/23 CIP Actual Expenses $ 1,000,473 FY 23/24 CIP Final Amendment 2,289,527 FY 24/25 CIP Adopted 25,760,000 FY 25/26 CIP Projected 26,240,000 TOTALS $62,517,000 $55,290,000 The updated project budget shows a $7.227 million shortfall in the authorized funding. Staff, in partnership with the design team from Strand Associates, has undertaken a comprehensive review of the bids and an evaluation of multiple options moving forward. EVALUATION OF BIDS: The first action taken was to review the qualifications of the apparent low bidder. Woodruff Construction has documented successful completion of numerous projects similar in scope and scale, including multiple projects at the Ames WPCF. The City's Finance Director has reviewed audited financial statements and found nothing to suggest that Woodruff would not be a fiscally responsible contractor. Strand likewise noted that in its experience Woodruff has been a responsible contractor. Staff has determined that Woodruff is the lowest responsive, responsible bidder. SOURCE OF ESTIMATE/BID DISCREPANCY: The next step was to meet with the low bidder to compare their bid pricing versus the estimated costs. It should be noted that the contractor may have grouped some costs into different categories than what the engineer used, but the comparison table below (Table 3) still offers some useful insights. Table 3. Engineers' Opinion of Probable Construction Costs Bid Pricing Difference Divisions 2-10 (General construction)$ 7,172,335 $ 7,671,508 $ 499,173 Divisions 22 and 23 (Plumbing and HVAC)1,235,061 2,105,218 870,157 Divisions 26-28 (Electrical)6,982,545 12,907,820 5,925,275 Divisions 31-32 (Sitework)3,004,755 4,312,493 1,307,738 Division 33 (Utilities)3,268,231 4,070,819 802,588 Divisions 40-46 (Process Piping and Equipment)11,712,357 11,047,140 -665,217 General Conditions 4,523,330 3,732,481 -790,849 Administration Building 7,101,386 7,522,521 421,135 Total $ 45,000,000 $ 53,370,000 $ 8,370,000 148 The pricing for the electrical portion of the work is an obvious outlier. Discussions with the low bidder revealed that while they had talked with as many as 15 electrical subcontractors, they ultimately received pricing from only two. They received quotes from only one system integrator (System Integration includes the construction of control panels, switchgear, motor control centers, and the plant operational control systems, and is a component of the electrical line item). The electrical subcontractor, Van Maanen Electric, provided a written statement with the following observations as to why their bid price differed so significantly from the engineer’s estimate: Over the past few years, electrical gear and distribution equipment prices have increased by 80% Fire alarm equipment has gone up by 12% Lighting is up by 35% Conduit and material are up by 60% Wire is up by 80% and pricing is highly unstable. They also noted that copper is at an all-time high price right now, and it is impossible to get material suppliers to give firm pricing. Labor is up 14%. Strand compared the electrician’s labor rates against their estimate and found that it was higher by considerably more than 14% from what the engineer had estimated. Strand also reached out to some of the key equipment suppliers about their experience with recent construction bids. They provided these insights: Labor right now is hard to find, and what they are able to get is less skilled than in years past, so the work simply takes longer to get done. That additional time translates into additional cost. Overhead has increased significantly as of late. They noted that insurance rates are climbing rapidly. Interest rates are up, and the length of time to get paid by owners is increasing. This leads to contractors needing to borrow to cash flow their work at higher financing costs. Electrical has been a pervasive source of cost overruns. COMPETITIVENESS OF BID PRICING: After reviewing the pricing with the low bidder, Strand believes that the pricing received is representative of the actual cost of the work, given the current construction climate. Woodruff had pursued the project aggressively for several years. They did extensive research during their bid preparation including multiple site visits and significant correspondence with Strand to understand the project. They had a team of multiple staff fine tuning their bid, and Strand stated that they very clearly did not just “throw out a number.” Similarly, Williams Brothers is wrapping up construction of the Nevada wastewater treatment plant project, and was hoping to transition their staff to Ames, giving them a motive to be competitive in their pricing. As an anecdotal perspective, an equipment manufacturer ’s representative noted that they felt like the bids were “fairly” priced and were not inflated. OPTIONS FOR MOVING FORWARD: Staff has identified six different options for next steps, which are presented below along with a discussion of potential advantages and drawbacks: Option 1: Reject Bids and Rebid. One option that the Council could consider is to reject the bids and 149 direct staff to rebid the project. Staff and the consultant could aggressively promote the project to potential bidders with the goal of having more than two bids. Staff and Strand have posed the question of rebidding directly to the bidders, their subcontractors, and the equipment suppliers. Every one of them commented that based on the current labor market and material pricing, their prices would almost certainly be higher if the work was to be rebid. Their consensus was that rebidding would result in pricing that was 10- 15% higher. Option 1A: Rebid with Some Elements Deferred Until the Second Phase . It is possible to redesign the project to delay some portions of the work until the second phase. As an example, the current design includes a mixed liquor splitter structure that is set up to handle the ultimate five aeration tanks, even though only two are being constructed in Phase 1. Constructing for all five in the first phase is more practical and cost effective overall, but technically the cost of Phase 1 could be reduced by only constructing two boxes now. After reviewing the elements that were included in Phase 1, but sized for the needs of Phase 2, staff and Strand concluded that deferring those items would result in an awkward operational configuration in the future and would result in overall higher costs. As a result, staff does not recommend that any of those items be deferred. Option 1B: Rebid Following Redesign to Reduce Costs. During the design process, controlling the cost of the project was a high priority. Staff had initially selected an innovative treatment technology that had the potential to offer greater nutrient reduction potential, but was more expensive. That system was proprietary in nature, and as the design progressed staff became concerned that the cost estimates from the manufacturer seemed to be continually increasing. Staff ultimately chose to switch to a more conventional treatment scheme where more competitive pricing could be obtained. The system that was ultimately bid, while slightly less efficient at removing nutrients, is still expected to achieve the goals of the Iowa Nutrient Reduction Strategy. In the Council Action Form provided on May 14, 2024 to authorize issuance of the Notice to Bidders, staff identified a number of other design modifications that were implemented during the design phase as a part of an internal value engineering evaluation. Those changes include the following items. De-rated the raw pump station to avoid the need to provide expensive explosion-proof motors by reworking the building ventilation Reconfigured the aeration basin orientation to reduce the length of pipe required Modified the basin drainage pumps to allow one single pump across multiple basins instead of providing a dedicated pump in each basin Selected a "variable refrigerant flow" HVAC option for the Administration Building that has lower up-front costs and a higher energy efficiency than conventional HVAC systems Adopted the use of turbo blowers for aeration that have a smaller footprint, allowing them to fit within the existing space without the need for a new or expanded building Adopted a large bubble mixing system over traditional prop-style mixers. This requires fewer motors, higher energy efficiency, and lower construction cost. Following the bid opening, staff and Strand met multiple times to discuss other options that could be redesigned or deleted to attempt to reduce the construction cost. These potential modifications are listed below (note that these costs are approximate, and changes would require concurrence by the Iowa Department of Natural Resources): 1. Change buried piping from ductile iron to PVC: approximate savings of $750,000. Ductile iron 150 piping is the industry standard piping material used for water pollution control facilities. This material is more durable and less subject to damage in the heavily congested yard piping areas that are typical at treatment facilities. The Ames WPCF has historically used ductile iron for buried piping. 2. Eliminate concrete encasement of buried electrical conduit: approximate savings of $215,000. Similar to the rationale described above for ductile iron piping, concrete encased conduit duct banks are typically used at wastewater facilities for buried electrical conduit. This helps to prevent damage to the conduit that powers and communicates with the critical wastewater equipment necessary to keep the plant operational. 3. Eliminate one of the two grit washers: approximate savings of $125,000. Although the plant could operate with one grit washer, this would eliminate redundancy for the grit removal process. It is not clear if this would comply with the Iowa DNR requirements for redundancy. 4. Eliminate one of the three grit pumps: approximate savings of $50,000. Although the plant could operate with two grit pumps, this would eliminate redundancy for the grit removal process. Again, it is not clear this would be approved by the Iowa DNR. 5. Eliminate a portion of the yard hydrants: approximate savings of $50,000. The number of yard hydrants could be reduced; however, this would make maintenance on the flow equalization lagoons and sludge lagoon more difficult. 6. Eliminate the Administration Building energy efficiency components: approximate savings of $300,000. These include improved insulation, improved windows and doors, electric vehicle charging, energy metering, indoor air quality improvements, recycling goals, stormwater management, and other miscellaneous items. The Administration Building would not be “net zero ready.” These elements add 4% to the total cost of the building, and 0.5% of the total project costs. 7. Eliminate in-floor heating in garage and shop: approximate savings of $100,000. The in-floor heating results in a more comfortable working environment for the maintenance staff working in the area, but is not required for operation of the treatment plant. 8. Eliminate Administration Building exterior canopies: approximate savings of $75,000. Canopies were designed at one of the primary staff entrances to provide shelter while transferring items to the building, such as sampling materials, and one at outdoor break area for shelter. 9. Eliminate trench drains in the maintenance garage: approximate savings of $20,000. The multiple trench drains in the garage bays would be consolidated into a single trench drain. The multiple drain layout provides better localized draining conditions. 10. Eliminate vertical laminate ceiling in Administration Building lobby: approximate savings of $12,000. This would provide a standard acoustic ceiling in lieu of the upgraded ceiling in the lobby area. This treatment was added to provide architectural interest in the lobby area only of the building. 11. Eliminate the fire alarm system in the Raw Wastewater and Grit Buildings: approximate savings of $12,000. The alarm system was requested by staff but is not code-required. 151 12. Eliminate selected electrical manholes: approximate savings of $25,000. It may be possible to reduce the number of electrical manholes, although this may make future electrical and controls work more difficult. 13. Eliminate relocated and new telephone and paging equipment for the process buildings: approximate savings of $50,000. This system is an important safety feature for operators working alone in the facility. It is used when operators do not have cellular service inside the concrete process buildings. Cellular signal boosting equipment could be investigated for buildings with weak service, although this would reduce the actual cost savings. 14. Eliminate replacement of electrical distribution equipment and lighting in the Solids Contact Basin Building that has exceeded its expected useful life: approximate savings of $75,000. This would still need to happen in the near future; and while it would reduce the cost of the project, it would not be expected to result in an overall savings to the Sewer Fund in the long term. Staff and the consultant spent considerable effort during the design phase to eliminate unnecessary items. All of the above items were incorporated into the design of the project for specific reasons. Staff does not believe that there is a combination of these changes that would amount to a significant enough change in the scope of the project to warrant rebidding. However, some of these items may be appropriate for a change order following award. That option is outlined in more detail below (Option 3). The low bidder was asked if they saw any opportunity for meaningful cost reduction through redesign. They commented that the design and construction sequencing all seemed reasonable, and they had no suggestions to eliminate cost through redesign. Option 2: Reject Bids and Construct as a Single Phased Project. This option would defer all work for approximately five to seven years, and then completion of all nutrient reduction modifications would become a single project. This could reduce some of the contractor's overhead by requiring only a single mobilization. This approach is not recommended by staff. The reason that the project was broken into multiple phases is to provide short-term redundant treatment capacity for the existing trickling filters. These trickling filter units are the workhorses of the current plant. They rely on a packing of corrugated plastic sheeting. The manufacturer’s published life expectancy of the plastic sheeting is 25 to 30 years. The filter media at WPCF has already been in service for 35 years. If this nutrient reduction modifications project were to be delayed, the City would be at a heightened risk for a failure of these essential treatment units. The estimated cost to repack the four filters is between $12 and $15 million. If the Phase 1 work were deferred until some future date, the City would also not gain the additional treatment capacity the project will provide. Staff has met with a continual string of potential industrial users interested in locating in the Prairie View Industrial Park, many of which are requesting treatment capacity beyond what is currently available. The Phase 1 work will allow up to a 20% increase in the plant's wet weather hydraulic capacity, and up to a 40% increase in organic loading capacity. These increases could be utilized for new industrial customers, which in turn could generate new revenue that would help offset the increased debt service expense. Option 3: Award a Contract and Enter into Change Order(s) to Reduce Costs . Some of the options listed under Option 1B above could be incorporated into the project via change order without 152 the need to reject and rebid. Staff has intentionally refrained from attempting to negotiate with the low bidder prior to an award being made in order to respect the competitive bidding approach. There is already one change order item that has surfaced during the bid evaluation process that will reduce the contract cost: Strand’s estimates for process equipment pricing were fairly accurate, as they were able to get solid quotes from the manufacturer ’s representatives. However, as they reviewed the bid pricing for specific pieces of equipment, they noticed one item where the cost was significantly higher than they were expecting. After working with the bidder, it was identified that there was an incorrect price transcribed by the supplier in the price sheet provided to the bidder. If the contract is awarded, Woodruff has stated in writing that they are agreeable to a deductive change order of $200,000 to correct that pricing. Additionally, a fter reviewing the list presented under Option 1B above of possible items to be eliminated under Option 1B, the City Manager recommends that staff work with the low bidder after the award to obtain pricing for a change order to delete the following: 1) in-floor garage and shop heating; 2) administration building exterior canopies; 3) the vertical laminate ceiling in the administration building lobby, and 4) the fire alarm system (it was required in the existing raw water pump station, but will not be required following changes made with the new construction). Council should note that the $199,000 in total estimated savings from these four modifications are the engineer’s estimates for potential savings (itemized in Option 1B, above), and not firm pricing from the contractor. The ultimate decision as to whether to eliminate any or all of these four items can be made once an actual cost proposal from the contractor has been received and evaluated. Option 4: Award a Contract and Adjust Other Utility Capital Projects to Offset the Cost Increase. This option looks for opportunities to offset the increased debt service by reducing, delaying, or eliminating other projects planned in the Capital Improvements Plan. As shown in the FY 2024-2028 Capital Improvements Plan, the five-year projection for the Water Pollution Control Facility was $58.403 million, with $52 million being designated for Phase 1 of the nutrient reduction modifications. If every other project were to be eliminated, it would save $6.4 million; not enough to completely cover the additional cost of the nutrients project. Table 4 shows all projects (in $ millions) that were incorporated into the most recent ten-year rate projections presented to Council in April of this year: Table 4. Project Budgeted Amount Nutrient Reduction Phase 1(does not include prior year expenses)52.000 Replace Methane Generator 2 5.160 Watershed-based Nutrients Note that the net savings would be $2.000, as outside partners fund more than 60% of this work 5.250 TSC Renovation (sewer portion of expense)2.244 Purchase Biosolids Land 1.600 FOG Receiving Station 1.384 153 Replace Emergency Generator 1.356 Clarifier Maintenance 0.750 Raw Pump Station Clear Well Cleaning 0.414 Overhaul Methane Generator 3 0.405 Renovate Northwood Lift Station 0.361 Replace Freel Drive Lift Station Pump & Controls 0.325 Replace Membrane Roofs 0.260 Replace Splitter Structure Gates/Vales 0.200 Switchgear Maintenance 0.199 Replace Generator Radiators 0.158 Maintenance on Buried Valves 0.100 Install Wireless Flow Monitoring & Lift Station Controls 0.100 Replace Laboratory Atomic Absorption Spectrophotometer 0.094 Replace Grain Storage Bin Controls 0.050 Over the past two years, a significant number of projects have been delayed or eliminated by both Public Works and Water & Pollution Control to make room in the budget for the nutrient reduction project. Nearly all the remaining projects are maintenance activities that are very likely to be needed within the time frame they are planned for. The City Manager has identified two projects which could be considered: The Watershed-based Nutrient Reduction Modifications include installing land practices in the watershed in and upstream of Ames. The Sewer Utility is “banking” the nutrient reduction credits as a hedge against further future tightening of the nutrient discharge standards. The projects also provide additional benefits such as: increased recreational opportunities, improved habitat, and flood and drought mitigation (both of which depend on keeping water on the landscape for longer). These projects are not a regulatory requirement and could be eliminated. Approximately half the budget is dedicated to the Edge of Field project, where more than 60% of the funding for the work shown in the CIP comes from outside funding partners. The City Manager is recommending that the $100,000 per year budgeted for the Edge of Field projects be retained, but the other $100,000 per year be eliminated from the budget moving forward, resulting in a $1,000,000 savings to the Sewer Fund over the next ten years. The other discretionary project is the renovation to the Technical Services Complex (TSC) that houses the Water Meter and Laboratory Services Division. The project is shown in the CIP as a part of the Water Production/Treatment program with funding coming from a Drinking Water State Revolving Fund loan. The rate models for both water and sewer anticipated that the annual debt service payments would be split evenly between the two funds. The estimate was approximately $2.5 million for a renovation of the existing building, and $2 million for a building addition. The interior renovation of the building is intended to address peeling paint, cracked walls, stained ceiling tiles, leaking windows, an aging HVAC system, and the addition of the elevator. The building addition would provide better conference and training space, a more appropriately sized breakroom, and a new IT closet for the staff housed in the TSC building. It would also permit the 154 existing breakroom and conference room to be repurposed into an office and a first aid room. Because the project is non-regulatory in nature, the City Manager recommends that the project be eliminated from the Capital Improvements Plan. Staff will evaluate how to address the more urgent of these needs through the Department's operating budget in future years. Option 5: Award the Contract and Implement an Additional Rate Increase to Offset the Higher Debt Service. Staff has evaluated the magnitude of a rate increase that is likely to be required to cover the increased debt service. Council is not being asked to consider any action on rates at this time. The next round of rate recommendations will come in the late fall during the budget process as usual. Staff is sharing this information now so that Council has an awareness of the potential rate impacts. Due to the time-value of money, the sooner an increase is implemented, the smaller the magnitude of the increase that is needed. If an adjustment were to be made in July 2025, an additional rate increase of 7% is needed to maintain the same ending fund balance at the end of the ten-year projection. This timing keeps the percentage amount as low as possible over the next 10 years, but it would also coincide with planned Water and Electric rate increases. Staff has evaluated the overall magnitude of simultaneous increases of 9% in water, 7% in sewer, and 1.5% in electric. For a median residential customer who uses 600 cubic feet of water and 600 kilowatt-hours of electricity, the overall increase in a monthly utility bill would be 4.26%. For comparison, recent utility rate increases had the following net increase in the median customer bill: 2022 - 1.23%; 2023 - 1.58%; 2024 - 1.48%. All were well below the corresponding annual increase in the Consumer Price Index. If there was a desire to defer the additional increase until FY 2027-2028 to give customers additional notice, the increase would need to be 9%. This would still overlap planned water and electric rate increases. Staff has developed an alternate rate pattern that Council may find more desirable. Instead of alternating water and sewer increases on an every-other-year pattern, rates for each utility could be adjusted annually, beginning in FY 2025/26. This approach would have a minimal impact on overall customer bills. If the watershed-based nutrient reduction CIP were to be reduced and the TSC renovation project eliminated, the magnitude of the necessary rate increases could be reduced further. Table 5, below, illustrates the pattern of alternating rate increases the Council has previously been presented, alongside an alternative pattern of rate increases that are smaller but applied each year: Table 5. Previously Presented Revised Water Rates Sewer Rates Combined Water Rates Sewer Rates Combined Current --7.00%7.00% --7.00%7.00% FY 25/26 9.00%--9.00% 3.50%5.50%9.00% FY 26/27 --9.00%9.00% 3.50%5.50%9.00% FY 27/28 9.00%--9.00% 3.50%5.50%9.00% 155 FY 28/29 --9.00%9.00% 3.50%5.50%9.00% FY 29/30 9.00%--9.00% 3.50%5.50%9.00% FY 30/31 --9.00%9.00% 3.50%5.50%9.00% FY 31/32 8.00%--8.00% 3.50%5.50%9.00% FY 32/33 --9.00%9.00% 3.50%5.50%9.00% FY 33/34 8.00%--8.00% 3.50%5.50%9.00% FY 34/35 --9.00%9.00% 3.50%5.50%9.00% Staff would need to complete more analysis to finalize the exact amounts necessary to increase rates in future years, and would present that information as the Council considers each rate increase. As a point of reference, based on the annual statewide water and sewer rate surveys performed by Ames staff, the current sewer and water rates in Ames are well below the statewide median. The 2023 sewer rate survey showed that Ames came in at the 26th percentile with 32 of the 44 responding utilities having higher rates than Ames. The 2023 water rate survey similarly showed Ames at the 22nd percentile with 21 of the 28 responding utilities charging more than Ames. Option 6: Hybrid Option. The most feasible alternative could be a combination of one or more of the options presented above. For example, some elements could be deleted by change order and/or some current CIP projects could be dropped, thereby softening the magnitude of rate increases that would be needed. PROJECT FINANCING: Should Council proceed with a contract award, staff would wor k with the City’s financial advisor and bond counsel to initiate the Clean Water State Revolving Fund loan. As has been done with previous SRF loans, the amount of the loan will be in excess of the actual amount that is anticipated to be used. The City will only draw the necessary funding to finance the project (never more than Council has authorized), and nothing above that amount will be drawn against the loan. ALTERNATIVES: 1. Award a contract to Woodruff Construction, Inc. of Ames, Iowa for the Water Pollution Control Facility Nutrient Reduction Modifications Phase 1 project in the lump sum amount of $53,370,000. Included in this alternative is direction to staff from the City Council in accordance with Option 6, to: A) Pursue reductions in the contract cost via change order(s); B) Adjust the CIP to eliminate the TSC Building Renovation Project resulting in a $2,245,000 savings to the Sewer Fund and a $2,245,000 savings to the Water Fund; C) Adjust the CIP to reduce the Watershed-based Nutrient Reduction Program financed from the Sewer Fund from $200,000 to $100,000 per year for the next ten years resulting in a $1,000,000 savings to the 156 Sewer Fund, and D) Present an alternate rate increase strategy to the City Council for future consideration that involves smaller annual increases to each utility rather than larger, alternating-year rate increases (as indicated in Table 6). 2. Determine that it is in the best interests of the City to award a contract to the other bidder. 3. Direct staff to pursue some alternate combination of options presented. 4. Reject all bids and provide direction to staff on the future of the project. CITY MANAGER'S RECOMMENDED ACTION: The design of the project was completed in accordance with the City Council-approved Facility Plan. Following the City Council's Notice to Bidders on May 14, 2024, the work was competitively bid in accordance with the City's Purchasing Policies and Procedures. Four addenda to the plans and specifications were issued during the bidding window. Staff and the design professionals have reviewed the bids received. Despite the bids exceeding the estimate by nearly 20%, staff has determined that moving forward with an award is in the utility's best interests. Therefore, it is the recommendation of the City Manager that the City Council approve Alternative No. 1, thereby awarding a contract to Woodruff Construction, Inc. of Ames, Iowa for the Water Pollution Control Facility Nutrient Reduction Modifications Phase 1 project in the lump sum amount of $53,370,000. In addition, in order to mitigate the impact of this significant differential between the project cost as compared to the budgeted amount, the City Manager is also recommending that: Staff pursue reductions in the contract cost via change order(s) - currently estimated to be approximately $399,000, The CIP be adjusted to eliminate the TSC Building Renovation Project from the CIP, resulting in a $2,244,000 savings to the Sewer Fund and a $2,244,000 savings to the Water Fund over the next 20 years, and The CIP be adjusted to reduce the Watershed-based Nutrient Reduction Program financed in the Sewer Fund from $200,000 to $100,000 per year for the next ten years, resulting in a $1,000,000 savings to the Sewer Fund. In addition, the previous estimates indicated that there would be a 0% increase in Sewer rates and a 9% increase in Water rates in FY 2025/26. If the the contract is awarded and the two CIP projects are modified as suggested above, staff will present a proposal for a combination of water and sewer rates for FY 2025/26 that totals 9%, which would be the same total percentage increase a customer would experience according to previous estimates provided to Council. This strategy is outlined in greater detail in Table 5 in this report. ATTACHMENT(S): Ames.2024-089.BidTab.pdf 157 158 159 16 0 16 1 16 2 16 3 16 4 16 5 ITEM #:38 DATE:08-13-24 DEPT:W&PC SUBJECT:FY 2022/23 STORY COUNTY EDGE OF FIELD PROJECT COUNCIL ACTION FORM BACKGROUND: The Water Pollution Control (WPC) Facility is being converted to implement nutrient removal treatment technology over a period of 20 years. Separate from the work that will occur at the treatment plant, watershed-based improvements performed by the City can be “banked” as credit toward any future, more stringent nutrient reduction regulations imposed on the WPC Facility. On June 11, 2024, Council issued a Notice to Bidders for the FY 2022/23 Story County Edge of Field Project. The project will install five saturated buffers and ten bioreactors that will intercept and treat 19 agricultural tile outlets. These practices allow for the natural removal of nitrogen from subsurface drainage before it enters a stream or other surface waters. A single bid was received in response to the Notice, and a copy of the bid tabulation is attached. The Engineer's estimate for the work was $257,711. The lone bid received, at $374,228, was significantly higher (45%) than the estimate. After conversations with other contractors who had expressed interest but did not submit a bid, staff learned that they already had work lined up during the construction window allowed by the specifications. They indicated they would be interested if the construction deadline were to be extended. Staff has consulted with the two funding partners who will be sharing in the expense of the project. Both Story County Conservation and the Iowa Department of Agriculture and Land Stewardship are agreeable to rejecting the bid and reissuing a Notice to Bidders with an extended construction window. Both partners have confirmed that the delay will not jeopardize their ability to participate in the project expenses. As a result, staff is recommending that Council reject the bid received. Staff would then bring a new bid package with a longer construction period to Council in the near future. Should Council instead decide to award a contract to the sole bidder, the City's portion of the total project costs would be $78,150. The funding would come from the Watershed Based Nutrient Reduction capital improvements project budgeted at $200,000 per year, with $100,000 earmarked specifically for edge of field projects. Adequate funding is available in that account to cover the City's portion of the cost. ALTERNATIVES: 1. Reject the bid and direct staff to return to Council with revised specifications to allow for a later construction deadline. 2. Award a contract to On Track Construction LLC of Nevada, Iowa for the FY 2022/23 Story County Edge of Field Project in the lump sum amount of $374,228. CITY MANAGER'S RECOMMENDED ACTION: After consulting with other interested contractors, staff believes there is a possibility to obtain additional competitive bids for this project if the construction deadline were to be pushed further into 166 the future. Since having multiple bids helps ensure that the City is getting the best price for the work, staff is optimistic that the new bids' prices will be lower than the single bid received. Therefore, it is the recommendation of the City Manager that the City Council adopt Alternative No. 1, as described above. ATTACHMENT(S): 2024-195 FY22-23 Story County Edge of Field Project Bid Tabulation.pdf 167 CITY OF AMES, IOWA amanda.moore@cityofames.org BID NO. 2024-195 BIDDERS On Track Construction LLC Nevada, IA x x x $374,228.00 168 ITEM #:39 DATE:08-13-24 DEPT:P&H SUBJECT:PUBLIC HEARING ON RESOLUTION APPROVING SUBMITTAL OF 2024- 2029 CONSOLIDATED PLAN AND 2024-2025 ANNUAL ACTION PLAN IN CONNECTION WITH THE CITY'S COMMUNITY DEVELOPMENT (CDBG) AND HOME PROGRAMS COUNCIL ACTION FORM BACKGROUND: One major requirement in receiving the Community Development Block Grant (CDBG) funds is for the City to submit a Consolidated Plan with a duration of 3-5 years to the federal Department of Housing and Urban Development (HUD). The Consolidated Plan is the planning document (Comprehensive Housing Affordability Strategy, or CHAS) for the jurisdiction. This plan requires detailed background information on the community, derived both from census data and other comprehensive studies performed for the community. City Council previously reviewed background data and draft goals for a five-year plan at its April 9 meeting. Council directed staff to proceed with finalizing a draft Plan for public comment and to return for final approval. Council is now asked to review and approve the final draft 2024-2029 Five-Year Plan and the updated budget for the 2024-25 Annual Action Plan for submittal to HUD on or by August 16, 2024. The Plans must identify, over the selected period, the goals and priorities to address the housing and community development needs of both low and moderate-income persons and non-low and moderate- income persons. The City of Ames has selected the five-year period option to submit its Consolidated Plan. The Action Plan is always a one-year plan approved annually. CDBG regulations require that the City must now submit an updated five-year plan for the period from July 1, 2024 through June 30, 2029, along with a 2024-25 Annual Action Plan, which will cover the period of July 1, 2024 through June 30, 2025. The regulations require that the Consolidated and Action Plans be submitted for HUD’s approval within 45 days before the beginning of the program fiscal year, which is on or before May 17, 2024. Due to the late notification of the City's 2024-25 funding allocation by HUD, staff requested and received approval to submit the Plans on or before August 16, 2024, which is the latest statutory submittal date. Additionally, the regulations require that both proposed Plans be published for 30 days to allow for citizen review of the proposed Consolidated Plan and Annual Action Plan project(s) for the utilization of the funds. That occurred from July 9, 2024 to August 8, 2024 (see Attachment A- Executive Summary). The City received two comments during the period (Attachment B). One comment focused on the missing data regarding homelessness in the Plan, updating agency names and services provided, along with informational edits. Staff discussed the issue with the commenter and the City's consultants and the all of the comments were addressed. The second comment letter does not suggest specific changes to the Plan but has general programming and land use comments. Staff has responded to the commenter with specific information regarding past and current programming that may address their comments. Additionally, staff updated tables in the Public Housing section, along with making formatting and 169 grammatical updates throughout the Plans. These updates were published in a separate document during the comment period. No changes to the conclusions, goals or priorities were part of the updated portions of the Plan. Preparation of the 2024-29 Five-Year Consolidated Plan and the required Fair Housing Impediments Study, using both the ACS and the CHAS data, continued to identify the following top two as barriers and needs of the community: 1) the cost of housing for lower income households for both renting and home buying was #1 and 2) the supply of housing for lower income households for renting was #2. The overview of this data was presented to Council at a February workshop. Based on the information staff presented, on April 9, 2024 the City Council approved the proposed 2024-29 Consolidated Plan goals and priorities and approved the proposed 2024-25 Action Plan projects to be placed for public comment as outlined below: 2024-29 Five-Year Consolidated Plan: Attachment A i s the Executive Summary of the Plan that includes the: Executive Summary 2023 Fair Housing Impediments Study, the 2024 Limited English Proficiency Plan, the 2024 Citizen Participation Plan, and the 2024 Neighborhood Revitalization Strategy Area Plan Update for City Council review. The full and complete documents will be located on the housing website at www.cityofames.org/housing. City Council directed staff to prepare goals for the Plan that utilize and leverage CDBG and HOME Funds through “private, non-profit and public” partnerships to: 1. To create and expand sustainable, affordable housing for low and moderate-income households through the following outcomes: Increase the supply of single-family and multi-family housing in the Neighborhood Revitalization Strategy Area (NRSA) and Citywide; Reduce the cost burden for low-income households to access or maintain rental housing and/or homeownership in the NRSA and citywide; Strengthen neighborhoods by implementing housing programs and services, including acquiring, demolishing, and rehabilitating housing units that support homeowners, homebuyers, and renters in obtaining and remaining in affordable housing. Strengthen neighborhoods by implementing programs that increase or improve public facilities, infrastructure, and services in low and moderate-income census tracts. 2. To create and expand sustainable, affordable housing for NON-low-and moderate-income households through the following outcomes: Integrate affordable and market-rate residential developments; Remove blight and deteriorated housing to reuse into new housing; Support and address code enforcement of deteriorated housing; Remove blight and deteriorated housing in floodplains and other hazardous areas. Staff believes these goals are easily understood and broad enough to allow the flexibility and variety to implement annual programs during the five-year period. 170 2024-25 Annual Action Plan: At the April 9th City Council meeting, HUD had not announced the 2024 CDBG/HOME funding allocations; therefore, staff presented a "proposed" project activities budget based on funding received for 2023. The City was notified on May 18, 2024, of its new allocations of $534,122 for CDBG and $256,483 for HOME, which were less than the amounts anticipated (original assumptions were CDBG: $557,990, HOME: $273,500). Staff has modified the draft project budgets to reflect the changes in funding. No projects are proposed to be eliminated; only the funding was adjusted to reflect the reduced funding amounts. Attached is a table summarizing the proposed 2024-25 Annual Action Plan funding resources as described within the draft Action Plan. ALTERNATIVES: 1. Approve the submittal of the proposed 2024-2029 Five-year Consolidated Plan and the proposed 2024-25 Annual Action Plan Activities, (that includes the Executive Summary 2023 Fair Housing Impediments Study, the 2024 Limited English Proficiency Plan, 2024 Citizen Participation Plan, and the 2024 Neighborhood Revitalization Strategy Area Update Plan) in connection with the City’s Community Development Block Grant and HOME Programs. 2. Modify, then approve the submittal of the proposed 2024-2029 Five-year Consolidated Plan and the proposed 2024-25 Annual Action Plan Activities, (that includes the Executive Summary 2023 Fair Housing Impediments Study, the 2024 Limited English Proficiency Plan, the 2024 Citizen Participation Plan, and the 2024 Neighborhood Revitalization Strategy Area Update Plan) in connection with the City’s Community Development Block Grant and HOME Programs. CITY MANAGER'S RECOMMENDED ACTION: These CDBG and HOME grant funds continues to provide the City a unique opportunity to use federal funding to address local housing and community development priorities for the City of Ames. All of these documents must be approved in order to utilize these funds over the five-year planning and current fiscal year. The above priorities and programs will help accomplish both of these purposes. Therefore, it is the recommendation of the City Manager that the City Council adopt Alternative #1. ATTACHMENT(S): Action Plan Project Budget 24-25.xlsx Attachment A-Executive Summary.pdf Attachment B.pdf 171 # Project Name 1 General CDBG Program Administration-2024 2 Public Important Infrastructure Program (Sidewalk Repair Program) 3 Renter Affordability Program/DFMR 4 Single-family Housing Improvement Rehabilitation Program 5 Homebuyer Assistance Program 6 HOME Program General Administration-2024 7 HOME Tenant-Based Rental Assistance Program (TBRA) 8 HOME Single Family New Home Construction 172 CDBG 24-25 HOME 24-25 Other Rollover Total 106,824.00$ 106,824.00$ 142,432.00$ 142,432.00$ 142,433.00$ 142,433.00$ 142,433.00$ 174,980.00$ 317,413.00$ 246,196.00$ 246,196.00$ 25,648.00$ 25,648.00$ 50,000.00$ 150,000.00$ 200,000.00$ 91,324.00$ 217,344.00$ 308,668.00$ 173 ATTACHMENT A PROPOSED/DRAFT 2024 -2029 COMMUNITY DEVELOPMENT BLOCK GRANT (CDBG) and HOME PROGRAMS FIVE-YEAR CONSOLIDATED PLAN AND 2024-25 ANNUAL ACTION PLAN FOR HOUSING AND COMMUNITY DEVELOPMENT CITY OF AMES PLANNING AND HOUSING DEPARTMENT 515 CLARK AVE, ROOM 214 AMES, IA 50010 515-239-5400 515-239-5699-FAX 515-239-5133-TDD WWW.CITYOFAMES.ORG/HOUSING 174 Executive Summary ES-05 Executive Summary - 24 CFR 91.200(c), 91.220(b) 1. Introduction The plan development process included identifying priority needs, establishing goals to address the needs, and then identifying projects to achieve the goals. Priority needs were determined through analysis of data and an extensive public involvement process. The goals set forth in this Strategic Plan are in keeping with the overall mission of HUD’s Community Planning and Development (CPD) Programs: Community Development Block Grants (CDBG) and Home Partnership Investment (HOME). The statutes for these programs set three primary goals for the benefit of low‐, very low‐ and extremely low‐income persons: Provide Decent Housing, Provide a Suitable Living Environment, and Create and/or Expanded Economic Opportunities. The Ames Promise/ Vision Ames, Iowa, continues to be a forward‐thinking community. As a city, we are committed to fostering creativity and innovation at the forefront of the world's important issues that the Midwest is uniquely positioned to address, including agriculture, veterinary medicine, sustainability, development, diversity, education, and health care. For those who want the charms and convenience of a small town with the opportunities and amenities that come from a major university, Ames's position as an intelligent, progressive community creates a city and a region where everyone has opportunities to discover and thrive. Ames, Iowa, is the Smart Choice! With this Promise/Vision in mind, the City of Ames has a long‐standing history of having as one of its primary missions to identify, address, and implement solutions and programs that serve the needs of the elderly, disabled, homeless, extremely low‐income, low‐income, and moderate‐income, and families in its community. In identifying the needs, the City of Ames has continued to conduct and/or partner in commissioning reports and studies to collect data to assist in determining the needs and the actions that should be taken to address those needs. 2. Summary of the objectives and outcomes identified in the Plan Needs Assessment Overview As part of the 2024‐2029 Consolidated Planning process, the City of Ames’s strategies for serving the needs of homeless, extremely low‐income, low‐income, and moderate‐income families and households are to continue seeking public input, continue investing resources in both physical and financial resources, and continue implementing programs that will address the community’s priority needs. With community participation, the following Priority Goal Objectives and Outcomes were derived: 175 Utilize and leverage CDBG and HOME Funds through “private, non-profit and public” partnerships to: 1. To create and expand sustainable, affordable housing for low and moderate‐income households through the following outcomes: • Increase the supply of single‐family and multi‐family housing in the Neighborhood Revitalization Strategy Area (NRSA) and Citywide; • Reduce the cost burden for low‐income households to access or maintain rental housing and/or homeownership in the NRSA and citywide; Strengthen neighborhoods by implementing housing programs and services, including acquiring, demolishing, and rehabilitating housing units that support homeowners, homebuyers, and renters in obtaining and remaining in affordable housing. • Strengthen neighborhoods by implementing programs that increase or improve public facilities, infrastructure, and services in low and moderate‐income census tracts. 2. To create and expand sustainable, affordable housing for NON‐low‐and moderate‐income households through the following outcomes: • Integrate affordable and market‐rate residential developments; • Remove blight and deteriorated housing to reuse into new housing; • Support and address code enforcement of deteriorated housing; • Remove blight and deteriorated housing in floodplains and other hazardous areas. Based on the above Objectives, the following 2024‐25 Program activity outcomes for both CDBG and HOME funds are being proposed. (SP35‐Consolidated Plan) Anticipated Revenue Resources (SP35-Consolidated Plan) REVISED DRAFT PROPOSED 2024-25 Action Plan Revenue Budget: Subtotal CDBG $2,085,939 $2,307,229 Subtotal HOME $2,525,240 Grand Total CDBG, HOME, HOME-ARP $4,611,179 176 Proposed Action Plan Activities and Expenditures (AP-38 Consolidated Plan) Project Name General CDBG Program Administration-2024 Target Area CITY‐WIDE LOW‐INCOME CENSUS TRACT State Avenue NRSA Goals Supported Create & expand Affordable Housing for LMI Persons Needs Addressed General Program Administration of Action Plan and Staff Funding CDBG: $106,824 Description Under this activity, the cost to administer the various 2023‐24 projects and any 2022‐23 roll‐over activities. This activity will include staff salaries and benefits. Target Date 6/30/2025 Estimate the number and type of families that will benefit from the proposed activities. HUD does not require the reporting of beneficiary data for planning and administration activities. Without the planning and administration funds available to carry out required planning, environmental, monitoring, and oversight activities, none of these activities would be able to receive CDBG, HOME, and HOME‐ARP funds, and none of the beneficiaries would be able to be served. Location Description Overall day‐to‐day program administrative activities and expenses for CDBG through the city limits. Planned Activities Overall day‐to‐day program administrative activities and expenses for CDBG. 177 2 Project Name Homebuyer Assistance Program Target Area State Avenue NRSA Goals Supported Create & expand Affordable Housing for LMI Persons Needs Addressed Homebuyer Assistance Funding Rollover CDBG: $246,196 Description Under this program, down payment and closing cost assistance will be available to first‐ time homebuyers at or below 80% of the AMI for homes built in the NRSA in the Baker Subdivision. Target Date 6/30/2025 Estimate the number and type of families that will benefit from the proposed activities. It is anticipated that possibly 6 new first‐time homebuyers with incomes at or below 80% of the Ames Area Median Income limits will be provided downpayment and closing cost assistance for a newly constructed home in the NRSA Baker Subdivision in partnership with Housing Developers and Financial Institutions. Location Description Under this program, down payment and closing cost assistance will be available to first‐ time homebuyers at or below 80% of the AMI for homes built in the NRSA in the Baker Subdivision. Planned Activities The objective of this program is to provide financial assistance to qualified low‐ and moderate‐income first‐time homebuyers with incomes at or below 80% of the AMI limits to purchase newly constructed single‐family housing in the Baker Subdivision in the NRSA. The overall goal of the Homebuyer Assistance Program is to allow low‐ and moderate‐income households to gain access to housing and/or improve their housing status. 178 3 Project Name Renter Affordability Program/DFMR Target Area CITY‐WIDE Create & expand Affordable Housing for LMI Persons Public Service Needs CDBG: $142,433 Under this project will be used to provide Deposit and/or First‐month rent assistance to households with annual incomes at 60% or less of the area median income limits within the City of Ames. 6/30/2025 families that will benefit from the proposed activities 50 LMI Households at 60% or less of Ames MSA Funds under this project will be used to provide Deposit and/or First‐month rent assistance to households with annual incomes at 50% or less of the area median income limits; Activities under this program are to provide one‐time funding to households and/or families with incomes at or below 60% of the Story County Median income limits by assisting them with Security Deposits and/or First Month's rent. Project Name Single-family Housing Improvement Rehabilitation Program 179 4 Target Area CITY‐WIDE Goals Supported Create & expand Affordable Housing for LMI Persons Needs Addressed Homeowner Housing Sustainability Funding CDBG: 2024‐25 ‐$142,433; 2023‐24 Rollover: $174,980 Description The Housing Improvement Program's objective will be to provide financial assistance to qualified low‐ and moderate‐income single‐family homeowners at or below 80% of the area's median income limits to improve the physical condition of their single‐family homes in residential zoned areas. The overall goal of the Housing Improvement Program is to allow qualified low‐ and moderate‐income households to reside in decent, safe, and sanitary housing that will enhance neighborhood sustainability. Target Date 6/30/2025 Estimate the number and type of families that will benefit from the proposed activities. During the program year, 12 households with incomes at or below 80% of the Ames Median Income Limits are anticipated to be assisted. Location Description This activity will be available to households living within the City limits of Ames. Planned Activities The Housing Improvement Program's objective will be to provide financial assistance to qualified low‐ and moderate‐income single‐family homeowners at or below 80% of the area's median income limits to improve the physical condition of their single‐family homes in residentially zoned areas. The overall goal of the Single‐family Housing Rehabilitation Improvement Program is to allow qualified low‐ and moderate‐income homeowners to reside in decent, safe, and sanitary housing that will enhance neighborhood sustainability. 180 Project Name Public Infrastructure Neighborhood Improvements Program (Sidewalk Repair Program)- Target Area LMI Census Tracts and/or City‐wide Goals Supported Addressing the Needs of Non‐LMI Persons Needs Addressed Deteriorated public infrastructure sidewalks Funding CDBG-$142,432 Description Under this activity, CDBG funds would be used to replace approximately deteriorated sidewalks city‐wide and in LMI Census tracts. Target Date 6/30/2025 Estimate the number and type of families that will benefit from the proposed activities. There are over 500 deteriorated sidewalks that have been reported, of which 33% are located in LMI Census Tracts. 181 6 Project Name HOME Program General Administration Target Area CITY‐WIDE Goals Supported Create & expand Affordable Housing for LMI Persons Needs Addressed General Program Administration and Implementation Funding $25,648 Description Under this activity, the HOME Program's activities, including salaries, benefits, contractual expenses, commodities, etc., will be administered. Target Date 6/30/2025 Estimate the number and type of families that will benefit from the proposed activities. HUD does not require the reporting of beneficiary data for planning and administration activities. Without the planning and administration funds available to carry out required planning, environmental, monitoring, and oversight activities, none of these activities would be able to receive CDBG, HOME, and HOME‐ ARP funds, and none of the beneficiaries would be able to be served. Location Description Under this activity, the cost to administer the various 2024‐25 projects and any roll‐over activities will be included, as will staff salaries and benefits. Planned Activities Overall day‐to‐day program administrative activities and expenses for HOME 182 7 Project Name HOME- Tenant-Based Rental Assistance Program (TBRA) Target Area Citywide Goals Supported Create & expand Affordable Housing for LMI Persons Needs Addressed Monthly Rental Assistance Funding HOME: 2024-$50,000; 2023-$150,000 Description Under this program activity, monthly rental assistance will be provided to homeless people and/or households earning 30% or less of the Ames Income Limits for a limited period of time, not to exceed 12‐18 months. Target Date 06/30/2025 Estimate the number and type of families that will benefit from the proposed activities. It is anticipated that approximately 3‐5 families or individuals could qualify for rental assistance for a period not exceeding 12 months. Location Description City limits of Ames 183 8 Project Name HOME Single New Home Construction Target Area State Avenue NRSA—West Ames Goals Supported Create & expand Affordable Housing for LMI Persons Needs Addressed New Single‐Family Home Construction for LMI First‐time Homebuyers Funding HOME:2024-24: $142,363; 2023-24: $86,324; 2022-23-$131,110 Rollover Funds Description Under this activity, a new single‐family home will be constructed for an LMI household. Target Date 06/30/2025 Estimate the number and type of families that will benefit from the proposed activities. It is anticipated that one (1) household will be assisted. Location Description Baker Subdivision, Planned Activities New Home Construction 184 The rationale for determining the above priority objectives and outcomes are as follows: • As reported in the 2023‐24 update to the Fair Housing Impediments Study, the ACS and the CHAS data continue to identify the following top two as barriers and needs of the community: 1) the cost of housing for lower‐income households for both renting and home buying. 2) the supply of housing for lower‐income households for renting. The major difference from the 2019‐23 data is that the cost of housing is now back #1, and the availability of housing is now #2. • The proposed project activities are consistent with the 2024‐29 Draft Consolidated Plan goals and address the following two barriers that were outlined above. • The proposed project activities are consistent with the needs outlined in the Comprehensive Housing Affordability Strategy (CHAS) Data, American Community Survey (ACS) and • All of the activities proposed would be of 100% benefit to low‐ and moderate‐income persons. Additionally, these objectives and outcomes will have the most positive impact on addressing the needs of homeless, extremely low‐, low‐, and moderate‐income households in the community and will be the area of focus anticipated for the Annual Action Plans over the next five (5) years in utilizing CDBG, HOME, and other local and/or state funds to address these objectives and outcomes. Therefore, we are confident that the development of this 2024‐29 Five‐Year Strategic Plan document for the City of Ames is a comprehensive, unified, cohesive vision of the strengths, gaps, and challenges of the community's needs. It will serve as a tool to coordinate housing, community, and economic development activities for the next five years, starting July 1, 2024, through June 30, 2029. 3. Evaluation of past performance The preparation of the 2024‐29 Five‐Year Consolidated Plan will begin the City’s fifth 5‐year period as an Entitlement Community. Based on reviews and monitoring by the HUD Area Field Office of the City’s performance over the last twenty years, the City has been very successful in not only meeting the regulatory and statutory requirements of the CBDG programs but also, more specifically, the timely expenditures of funds within the required time period. Through the administration of the various housing, public service, public infrastructure, and public facility activities implemented, the City has achieved a 100% cumulative benefit to low‐ and moderate‐income persons for each of the four 5–year periods, which exceeds the regulatory standard of 70%. Additionally, as a result of four CDBG & HOME Program monitoring reviews by HUD, the City had no major or significant findings or concerns. 4. Summary of citizen participation process and consultation process The City of Ames has a Citizen Participation Plan detailing public involvement. The Plan is available at www.cityofames.org/housing. Public participation is an ongoing process in preparation for the Consolidated or Action Plans and as an ongoing part of the City of Ames’s commitment to solicit community involvement and participation. 185 Prior to the required public hearings, the public is encouraged to participate in public forums each year to be educated about the program and to give input on the activities being proposed to address the community's needs. Human service agencies, neighborhood associations, non‐profit housing providers, Section 8 participants, faith‐based organizations, and other community groups and businesses receive direct mailings inviting them to attend these public forums. This is in addition to ads in the newspaper, press releases, Facebook postings, and Twitter announcements. For the preparation of the 2024‐29 Five‐Year Consolidated Plan and Action Plan process, City Council members want to continue to be more involved in the early stages of the process to become more educated about the program and have a more hands‐on involvement with citizens. This process involved conducting public forums consisting of an overview of the CDBG Program, the Consolidated and Action Plan format, and the history of the City’s use of the funds. From there, small breakout groups were formed, and the City Council members facilitated discussions with citizen participants about the program, needs, concerns, and future use of the funds. From there, the small groups were then reconvened into large groups, and each group shared their project ideas for consideration. This format was utilized for both the Consolidated and Action Plans. Over 20 citizens from non‐profit organizations, neighborhood associations, faith‐based organizations, students, county, and other area organizations attend the sessions. In conjunction with preparing for the 5‐year Consolidated Plan process, the staff also updated its Analysis Impediments to Fair Housing Study, which involved citizen input. Additionally, surveys were conducted with housing producers/providers and housing consumers, and the Iowa State Student population was included for the second time. The other four groups of respondents were a) housing producers/providers, b) renters, c) homeowners, and d) subsidized housing renters. 5. Summary of public comments The official 30‐day public comment period began on Tuesday, July 9, 2024, and ended on Thursday, August 8, 2024 (at midnight). Any comment received during the comment period or at the public hearing will be included in this section. 6. Summary of comments or views not accepted and the reasons for not accepting them All comments will be received and shared. 7. Summary Below is a summary of the major areas addressed in the Strategic Plan for the City of Ames based on the data from the 2013‐2017 American Community Survey (ACS) data, the 2011‐2015Comprehensive Housing Affordability Strategy (CHAS) data supplied by HUD, intensive public input, 2019 Impediments to Fair Housing Analysis Study, area human service agencies, ASSET, City Departments, the State of Iowa, and other market analyses and influences. 186 Geographic Priorities The City of Ames will focus its CDBG/HOME resources on a Neighborhood Revitalization Strategy Area (NSRA), Low‐Moderate Income Census Tracts, and a City‐wide approach. The majority of the determined benefits will be based on individual income eligibility, low—and moderate‐income limited clientele benefits, and low—and moderate‐area benefits (based on census tracts containing concentrations of 51% or more low—to moderate‐ income persons, as established by HUD), except for those census tracts that have Iowa State University student housing units. Priority Needs The City of Ames has identified affordable housing and public infrastructure improvements as priorities for the next five years. High priorities for fiscal year 2024‐25 include developing and maintaining affordable housing for homeowners and renters. Influence of Market Conditions The high cost and lack of available housing units and land continue to be the biggest influences on market conditions in the city of Ames. In addition to the objectives, outcomes, and barriers addressed throughout this Strategic Plan, one additional area that should be noted is that there exists a continual reduction in funding at the federal (CDBG, HOME, etc.) level. The City’s initial CDBG allocation in 2004‐05 was $589,000. The City’s CDBG allocation for 2024‐25 is $534,122, which is still approximately $54,808 less than what was allocated in 2004. Although the City has qualified for HOME funds, beginning in 2018 at $750,000, the 2024‐25 allocation is $256,483 (a $4935,517 decrease). Meanwhile, the City’s population and number of households have steadily increased since 2004 (50,731) now in 2023 (67,184); therefore, in order to have a greater impact on the needs of the homeless, chronic homeless, extremely low‐, very low‐ and low‐ and moderate‐income households, there must be a continued effort of additional funding from all community resources (local and state) allocated: HUD programs, unfortunately, cannot do it all. 187 Executive Summary 2023/2024 ANALYSIS OF IMPEDIMENTS TO FAIR HOUSING CHOICE CITY OF AMES PLANNING AND HOUSING DEPARTMENT 515 CLARK AVE AMES, IA 50010 515-239-5400 CONDUCTED IN COOPERATION WITH INSTITUTE FOR DESIGN RESEARCH AND OUTREACH (IDRO), IOWA STATE UNIVERSITY A PROJECT OF THE CITY OF AMES HOUSING DIVISION, COMMUNITY DEVELOPMENT BLOCK GRANT (CDBG) AND HOME PROGRAMS, AMES, IOWA Research Team: Nora Ladjahasan, Iowa State University Vanessa Baker-Latimer, City of Ames Planning and Housing Department Report produced by Iowa State University Institute for Design Research and Outreach (IDRO) Nora Ladjahasan, Research Scientist III Institute for Design Research and Outreach (IDRO) Eli Wilson, Program Coordinator I If you have questions regarding this study or other services, please contact us at 515-294-0734 or nading@iastate.edu. 188 Analysis of Impediments to Fair Housing Choice, 2023-24 Page 2 Section 1 . Definition of Terms, Purpose, Methodology & Executive Summary Definition of Terms The data used in this report came from different sources. To have consistent understanding of the terms and acronyms their corresponding definitions are listed below. (1) Family The Census designation of family and households is used in this report. “A family is a group of two people or more (one of whom is the householder) related by birth, marriage, or adoption and residing together; all such people (including related subfamily members) are considered as members of one family” (U.S. Census Bureau, https://www.census.gov/programs-surveys/cps/technical-documentation/subject- definitions.html#family (2) Households A household consists of all the people who occupy a housing unit. A house, an apartment or other group of rooms, or a single room, is regarded as a housing unit when it is occupied or intended for occupancy as separate living quarters; that is, when the occupants do not live with any other persons in the structure and there is direct access from the outside or through a common hall. A household includes the related family members and all the unrelated people, if any, such as lodgers, foster children, wards, or employees who share the housing unit. A person living alone in a housing unit, or a group of unrelated people sharing a housing unit such as partners or roomers, is also counted as a household. The count of households excludes group quarters. There are two major categories of households, "family" and "nonfamily" (U.S. Census Bureau, https://www.census.gov/programs- surveys/cps/technical-documentation/subject-definitions.html#family. (3) Household income categories Definitions of household income categories are adopted from the Community Development Block Grant (CDBG) program from U.S. Department of Housing and Urban Development (HUD). Three income levels are defined as follows. • Extremely low income: 0-30% of area median income, • Low income: >30-50% of area median income, and • Moderate income: >50-80% of area median income. 189 Analysis of Impediments to Fair Housing Choice, 2023-24 Page 3 (4) The CHAS data The CHAS data (Comprehensive Housing Affordability Strategy) refer to a set of data from U.S. Census Bureau that is specially tabulated for HUD and not available through standard Census products. CHAS data demonstrates the number of households in need of housing assistance. This is estimated by the number of households that have certain housing problems and have income low enough to qualify for HUD’s programs (primarily 30, 50, and 80 percent of median income. In addition to estimating low-income housing needs, the CHAS data contribute to a more comprehensive market analysis by documenting issues like lead paint risks, "affordability mismatch," and the interaction of affordability with variables like age of homes, number of bedrooms, and type of building (HUD, http://www.huduser.org/portal/datasets/cp/CHAS/bg_chas.html). (5) HAMFI HAMFI stands for HUD area median family income. This is the median family income calculated by HUD for each jurisdiction, in order to determine Fair Market Rents (FMRs) and income limits for HUD programs (HUD, http://www.huduser.org/portal/datasets/cp/CHAS/bg_chas.html) (6) The American Community Survey (ACS) data The American Community Survey is an ongoing nationwide survey conducted by the U.S. Census Bureau every year to provide communities the current information they need to plan investments and services. It is designed to provide communities with reliable and timely demographic, housing, social, and economic data every year (U.S. Census Bureau, https://www.census.gov/acs/www/Downloads/ACS_Information_Guide.pdf). Introduction As a Community Development Block Grant (CDBG) Program Entitlement Community, the City of Ames is required by the U.S. Department of Housing and Urban Development (HUD) to conduct an analysis of impediments to fair housing choice at least once during the City’s 5- Year Consolidated Plan period. This Analysis of Impediments to Fair Housing Choice, 2019 is an update of the study done in 2014. This analysis was conducted by the City of Ames Planning and Housing Department together with Institute for Design Research and Outreach (IDRO), College of Design, Iowa State University. As an update of the 2014 analysis of impediments to fair housing choice, this analysis includes some of the responses found in 2014 survey to determine if those identified impediments and barriers still exist in Ames. 190 Analysis of Impediments to Fair Housing Choice, 2023-24 Page 4 II. Purpose of the Study The primary purpose of the analysis is to identify the impediments or barriers, if any, that the citizens of Ames have in securing safe, decent and affordable housing within the jurisdiction of the City. Special attention was given to fair housing impediments identified in the 2014 and 2019 studies. Thus, most of the questions or issues were patterned after the 2019 study. Information contained in the analysis is then utilized to establish recommendations to address the impediments found. Methodology This analysis uses both qualitative and quantitative research methods. The timing of data gathering process for the Consolidated Plan prompted the use of different sources of secondary data related to housing. The local housing statistics and information came from the census data specifically 2018-2022 American Community Survey (conducted by the U.S. Census Bureau), the 2016-2020 CHAS data, Bureau of Labor and Statistics, Iowa Workforce Development - Iowa's Employment Security Agency, and other local agencies. Along with the analysis, using secondary data, questionnaire surveys were conducted to examine a variety of local housing issues and secure the opinions and experiences of the citizens of the community. The big section of this report is the result of the surveys conducted to both housing producers/providers and housing consumers. The two main of respondents were 1) housing producers/providers such as realtors, lenders, housing service providers and property managers, and 2) housing consumers such general renters, homeowners, subsidized housing renters, and Iowa State students. The questionnaires were finalized in October, 2023 and were approved by Iowa State University's Institutional Review Board (IRB). ISU requires that all surveys that involve human beings be reviewed by this office. The lists of prospective respondents were taken from several sources. The housing provider/producer list was from different websites that provide housing to Ames residents. This group included local social services and non-profit housing providers, realtors, housing developers, landlords, property managers, and various governmental agencies involved in housing and local financial institutions. Out of the 663 identified housing providers/producers, 96 respondents completed the survey. On the housing consumer side, the list of renters was obtained from the City of Ames utilities database. Due to GIS capability of the city a separate list of renters and homeowners were obtained. An additional list of new homeowners was obtained from the assessor’s office. 191 Analysis of Impediments to Fair Housing Choice, 2023-24 Page 5 A total of 9,855 general renters were identified, geocoded to have a stratified random sampling, and 1010 were randomly selected to be respondents. Among them, only 11 general renters voluntarily participated in this survey. Homeowners respondents were new Ames homeowners who purchased their houses from 2010-present. This list was provided by the city assessor’s office. Of these, 24 completed the survey. Subsidized housing renters were tenants in the HUD Section 8 Voucher Program, tenants in the HUD assisted low-income housing complex (i.e. Eastwood, Keystone, Stonehaven, other), and tenants in low-income tax-credit housing (i.e. Laverne, Windsor Pointe, etc.). This group was identified by the city’s Planning and Housing Department. A total of 82 subsidized housing renters completed the survey. An online survey using Qualtrics program, was used for following groups: housing producers/providers, renters and homeowners. Since the list obtained from the city did not have email addresses, a postcard containing the link to the survey was sent by the City of Ames Planning and Housing Department to general renters and homeowners. However, an email invitation was sent directly to the housing producer/provider group by persons maintaining the database for these groups. The questionnaire was mailed directly to the subsidized housing renters to accommodate any issues related to internet access, physical, and/or mental disabilities in accessing the online survey. The ISU student survey was emailed to the students using Qualtrics flatform. The list of Fall 2023 registered students came from Iowa State University registrar’s office. A random selection was done. Out of 1,000 randomly selected students, 143students completed the survey. The survey was open for almost three months to increase the response rate. Follow-up emails were sent to those who has available email addresses. To determine how many samples are needed, a formula located at https://www.calculator.net/sample-size-calculator.html was used. That formula suggested a certain number of completed surveys needed to adequately generalize the findings to a population, based on a 95% confidence level and confidence interval of 5. A 95% confidence level and confidence interval of 5 means that researchers can be 95% confident that the responses to the questions are within 5% of the results that would be obtained if everybody participated. For example, if 60% of the respondents agreed with a particular statement, researchers could state that they were 95% confident that 55% to 65% of the general population would agree with the statement. The desired sample size was not achieved. A grand total of 305 surveys were completed (260 housing consumers and 45 housing providers). The desired sample size was 370. The overall response rate for this survey is 12%. (See Table 1 for response rates). 192 Analysis of Impediments to Fair Housing Choice, 2023-24 Page 6 Table 1 Sampling and response rate Table 2 shows the comparison of methodology used in both 2014, 2019 versus 2023. There were more completed surveys in 2019 compared to 2023 (325 and 305, respectively). A stratified random sampling was used in 2023 to make sure that the five groups of respondents were well represented. The online surveys were strictly directed to the intended prospective respondents (invitation postcard indicating the link to the survey was sent directly to the randomly selected respondents). 193 Analysis of Impediments to Fair Housing Choice, 2023-24 Page 7 Table 2. Methodology used, 2014, 2019 vs. 2023 2014 & 2019 2023 A. Producer/provider 1. Realtors Online survey Online survey from MLS membership B. Housing Consumers 2019 2014; 1 listening session and elderly focus group in 194 Analysis of Impediments to Fair Housing Choice, 2023-24 Page 8 Description of Group Respondents This statistical report summarizes results from 296 respondents who returned usable questionnaires, including 11 general renters, 82 subsidized housing renters, 143 ISU students, 24 homeowners and 36 housing providers/producers (specifically realtors). Due to small number of completed surveys from low-income providers (n=2), lenders (n=5), and housing service providers (n=2), their responses were not included in the analysis due to confidentiality issue. Executive Summary Demographic Characteristics of Housing Consumers This analysis was done separately for housing consumers (renters, subsidized housing renters, homeowners and ISU students) and housing producers/providers. • Gender - Among the 260 housing consumers, 48% were female and 52% were male. There were significantly more women among subsidized housing renters than among homeowners and renters. • Age - Renters were much younger than homeowners. • Marital status - Majority of the renters were single whereas 83% of homeowners were married. • Race - In terms of race/ethnicity, most of the respondents were of white/European- American descent. However, there were more minorities among Group Description of Group A. Producer/Provider 1. Realtor Realtor, appraiser, broker, MLS staff and administrative personnel 2. Low-income Rental Manager Low income Owner; Low income Manager 3. Developer Developer 4. Lender Financial Institution 5. Housing service provider Housing service provider (rental assistance, emergency shelter, emergency rental assistance, counseling service, food assistance, transportation assistance, etc.) B. Housing Consumers 6. General Renter General Renter 7. Subsidized Housing Renter Tenant in the HUD Section 8 Voucher Program; tenant in low-income housing complex (i.e. Eastwood, Keystone, Stonehaven, other); tenant in low-income tax-credit housing (Laverne, Windsor Pointe, others) 8.Homeowner Owner-occupied housing 9. ISU student ISU student except freshman 195 Analysis of Impediments to Fair Housing Choice, 2023-24 Page 9 the subsidized housing renters compared to homeowners and renters. • Household Income - Unsurprisingly, homeowners had the highest household income, followed by general renters, subsidized housing renters, and then by ISU students. • Residency in Ames – On average, subsidized housing renters have lived longer in Ames compared with general renters and students. General renters and students seem to move more frequently than subsidized housing renters. • Type of rental housing – The majority of the renters (general renter, subsidized renter and students) lived in multiple unit apartment buildings. • Programs for subsidized rental recipients - For the subsidized housing renters, about half (53%) were tenants in the HUD Section 8 Voucher Program, 25% were tenants in low-income tax-credit housing and the other 17% were tenants in a HUD assisted low-income complex. • Type of homeownership - For homeowners, 75% lived in an owner- occupied detached single family dwellings. Characteristics of Housing Producer/Provider • Housing producer role in housing - The housing producer/provider group was represented by 80% realtors, 11% lenders and 4% housing providers and local housing services providers, respectively. 196 Analysis of Impediments to Fair Housing Choice, 2023-24 Page 10 Housing Issues • Housing satisfaction - Homeowners generally had higher satisfaction levels compared to renters and subsidized housing renters. While general renters had lower satisfaction level on cost, overall condition, and amenities compared to homeowners, subsidized housing renters were satisfied with all of the housing features • Transportation access - The vast majority of housing consumers stated that they had reasonable access to the public transportation system (both distance to bus stop and adequate frequency) • Housing discrimination - Housing discrimination is not a major issue in Ames as perceived by both housing consumers and housing producers/providers. • Housing areas of concern in the provision of housing. This question was exclusively asked to the housing producers/providers only. Out of the 12 identified areas of concern, only two issues were considered as areas of concern: “building codes/zoning regulations” and “near homelessness/homelessness”. Average ratings range from 3.0 to 3.3. These are very different from 2019 study wherein the areas of concerns identified were “discrimination” and “substandard living conditions”) • . Housing Barrier - The analysis of the 2023 Fair Housing Choice survey results indicate that there were few, if any, serious barriers to fair housing choice in the City of Ames. To determine if a certain housing issue was considered a barrier, the following criteria were used: mean value of 3.5 & higher, and median of 4.0 & higher. Percent distribution of 50% and higher on “agree” and “strongly agree” responses was also considered. o For owning a house a) As perceived by housing producers/providers • Cost of housing (1st) • Restrictive zoning/building codes (2nd) o For renting a) As perceived by general renters- four barriers identified • Cost of housing (1st) • Lack of available, decent rental units in an affordable price range (2nd) • Cost of utilities (3rd) • Excessive rental deposit (4th) 197 Analysis of Impediments to Fair Housing Choice, 2023-24 Page 15 b) As perceived by subsidized housing renters – four barriers identified • Lack of available, decent rental units in an affordable price range (1st), • Excessive rental deposit (2nd), • Excessive application fees (3rd) • Cost of housing (4th) • Lack of knowledge of hoe tp file a fair housing complaint (5th) • Cost of utilities (6th) b) As perceived by ISU students– four barriers identified • Cost of housing (1st) • Lack of available, decent r), rental units in an affordable price range (2nd) • Excessive rental deposit (3rd) c) As perceived by housing producers/providers – top two barriers identified • Restrictive zoning/building codes (1st) • Job status (2nd) • Lack of available decent rental units is affordable price ranges (3rd) • Lack of knowledge about tenant responsibilities (4th) • Lack of knowledge of hoe tp file a fair housing complaint (4th) • Comparison between 2014, 2019 vs. 2023 barriers to housing a) For homeowners, cost of housing was identified to be the 1st and only barrier to fair housing choice for 2023). Housing costs include mortgage payments, property taxes, homeowner’s insurance, condo fees, and basic utilities. b) As perceived by renters: • Cost of housing • 1st housing impediment for general renters and subsidized renter for all three years; 2nd for ISU student for 2019 and 2023 • Lack of available decent rental units in affordable price ranges • by general renters and ISU student for 2019 and 2023; but 1st by subsidized renters for the 3 years 198 Analysis of Impediments to Fair Housing Choice, 2023-24 Page 16 • Excessive rental deposits • 2nd, 3rd and 4th barriers by subsidized renter, ISU student and general renters, respectively • Cost of utilities • 3rd barrier for general renter and 6th by subsidized renter for 2023 The matrix below shows if the barriers identified in 2014 and 2019 surveys still exist at the present (2023). It also shows the new identified barriers. To be able to compare it with 2014, only the top four barriers are shown in the table. 199 200 1 LANGUAGE COMMUNICATION GUIDELINES 1-A. POLICY STATEMENT It is the policy of the City of Ames to take reasonable steps to provide meaningful access to its programs and activities for persons with Limited English Proficiency (LEP). The City of Ames’s policy is to ensure that staff will communicate effectively with LEP individuals and that LEP individuals will have access to important programs and information. The City of Ames is committed to complying with federal requirements Title VI of the Civil Rights Act of 1964 in providing free meaningful access to its programs and activities for LEP persons. The City of Ames, in receiving federal funds from various federal agencies, will take affirmative steps to communicate with people who need services or information in a language other than English. For the purposes of this Policy, LEP persons are citizen’s households who are eligible to participate and/or benefit from the various federally funded programs administered by the various City Departments (e.g. Planning & Housing (CDBG Funds); Public Works (DOT Funds); Police (Homeland Security funds); Fleet and Facilities (Department of Energy funds) Water and Pollution Control (Environmental Protection Agency) and others that may receive funds in the future. Cy-Ride (Transportation funds) are not covered under this LAP; Cy-Ride is required to conduct its own specific LAP in accordance with their funding federal agency. 1-B. DEFINITIONS Beneficiary: The ultimate consumer of HUD programs and receives benefits from a HUD Recipient or Sub-recipient. Limited English Proficient Person (LEP): Individuals who do not speak English as their primary language and who have a limited ability to read, write, speak, or understand English because of national origin. Language Assistance Plan (LAP): A written implementation plan that addresses the identified needs of the LEP persons served. Recipient: Any political subdivision of the State of Iowa or an eligible nonprofit organization to whom Federal financial assistance is extended for any program or activity or who otherwise participates in carrying out such program or activity, including any successor, assign or transferee thereof, but such term does not include any Beneficiary under any such program. Sub-recipient: Any public or private agency, institution, organization, or other entity to whom Federal financial assistance is extended through another Recipient for any program or activity or who otherwise participates in carrying out such program or activity, but such term does not include any Beneficiary under any such program. Vital Document: Any document that is critical for ensuring meaningful access to the Recipient’s major activities and programs by Beneficiaries generally and LEP persons specifically. 201 2 2-B. ASSESSING NEED FOR PROGRAM ACCESS: The City has conducted an updated Four Factor Analysis (FFA) based on the most current data available using the 2022 American Community Survey (ACS) 5-year Estimate, “Language spoken at home by ability to Speak English for population 5 years and over”. The analysis was done on February 6, 2024. This Four Factor Analysis is the first step in providing meaningful access to federally funded programs for LEP persons. The Four Factor Analysis completed by the City of Ames addresses the following: 1. The number or proportion of LEP persons eligible to be serviced or likely to be encountered by the City of Ames; 2. The frequency with which LEP persons using a particular language come in contact with the City of Ames; 3. The nature and importance of the City of Ames program or activity provided to the individual’s life; and 4. The resources available to the City of Ames, and costs associated with providing LEP services. Each City Department that receives federal funding will review the Four Factor Analysis (FAA) to determine the need for program access for LEP persons based on the program and/or project being administered, as outlined above. The data used in the FFA is from the 2022 American Community Survey (ACS) 5-year Estimate. The ACS data revealed that 0.69 percent of the total population (5 years and older) in the City of Ames do not speak English as their primary language and have a limited ability to read, write, speak, or understand English. This percentage does not meet the threshold that would require the City to develop a specific Language Assistance Policy (LAP). However, the Spanish-speaking group has 14.43% who speak English less than “very well” (n=167). Also, 5% of the Asian/Pacific Island language speakers speak English less than “very well” (n=236). Based on safe harbors for LEP persons, the city must translate written documents for groups that are at least 5% of the eligible population, or 1,000 persons, whichever is less. The City being a proactive and a responsive government is creating Language Communication Guidelines for Limited English Proficiency (LEP) persons to access services and programs provided by the City of Ames. 3-C. The City of Ames’ LANGUAGE COMMUNICATION GUIDELINES (LCG) The City of Ames has established the following Language Communication Guidelines for Limited English Proficiency (LEP) persons to ensure compliance with the various Federal agencies regulations and Executive Order 13166 issued by President Clinton in 2000 along with subsequent guidance under Title VI of the Civil Rights Act of 1964. Under these requirements and guides, the City of Ames must 202 3 take reasonable steps to ensure meaningful access to their programs and activities by persons with Limited English Proficiency (LEP). 4-D. SAFE HARBORS In accordance with the safe harbors for LEP persons, the cities must translate written documents for groups that are at least 5% of the eligible population, or 1,000 persons, whichever is less. If there are fewer than 50 persons in a language group that reaches the 5% trigger above, cities are not required to translate the vital written materials but should provide written notice in the primary language of the LEP group of the right to receive a competent oral interpretation of those written materials, free of cost. DOCUMENT TRANSLATION a. The City of Ames seeks to make available all translated documents made available by the various federal agencies providing funding to the City. b. As necessary, per the results of the above analysis, the City of Ames may continue to offer documents in other languages as the analysis above reveals is necessary and/or upon a reasonable request from the Agency’s customers or service providers serving our mutual customers. c. The City of Ames will evaluate the need for posting announcements in the most common languages encountered. CURRENT RESOURCES OFFERED: The City of Ames currently offers the following resources to ensure access to LEP persons: 1. Oral Interpretation Service – The City of Ames offers the Language Line Interpretation Service. If there is a non-English speaking individual that comes into a city department, staff can show them the brochure for the Language Line Interpretation Service and have them select the language that they understand (the languages are written in both the native language and in English). Staff members can call the Language Interpretation Service and asks for the appropriate interpreter as pointed out by the customer. Staff members can utilize a speaker phone so both the staff member and the customer can be on the line at the same time. Flyers offering the Language Line Interpretation Service will be posted in the Administrative Offices. Additionally, where best appropriate, staff employees will also utilize Google Translator Interpretation Service from their computers and/or as application on their cell phones. 2. Iowa Bureau Refugee Services – the City of Ames as needed, will work with the Bureau of Refugee Services ( https://dhs.iowa.gov/refugee-services). 3. The City of Ames has developed a list of all City employees that speak, write, or read a language other than English fluently. The City of Ames may contact employees on this list for interpretation 203 4 services as their schedule permits. A current list will be maintained in the in the Human Resources internal website. 4. The City of Ames will also allow LEP persons to use an interpreter of their own choosing (whether a professional interpreter, family member, or friend) in place of or as a supplement to the Language Line interpretation services offered by the City of Ames. 5. The City’s web page has the ability to allow its information to be translated into different languages by selecting the language of choice. STEPS TO ENSURE ACCESS TO LEP PERSONS/PROVIDING ONGOING NOTICE TO LEP PERSONS 1. The City on an ongoing basis will provide its employees with a copy of Thebigword (over the phone interpreting service) display posters and/or a table stand offering the Language Line Interpretation Service in their Administrative Offices. 2. The City will include the availability of the Language Line Interpretation Service in their announcements, informational packets and other media material when administering a project and/or program. 3. Additionally, where best appropriate, staff employees will also utilize Google Translator Interpretation Service from their computers and/or as application on their cell phones. 4. The City as needed will make outreach efforts for assistance with the Iowa Bureau of Refugee Services, Iowa State University and other organizations to provide assistance with LEP needs within our jurisdiction. STAFF TRAINING The City of Ames will conduct staff training periodically, either in a group setting or by written communication with staff. The following are the subjects that will be reviewed during each training session: 1. Types of language translator services available; 2. How staff can obtain those services; 3. How to respond to Limited English Proficiency (LEP) callers; 4. How to respond to written communications from LEP persons; and 5. How to respond to LEP persons who have in-person contact with staff. MONITORING AND UPDATING THE LANGUAGE COMMUNICATION GUIDELINES The City of Ames will monitor the effectiveness of it’s Language Communication Guidelines Proficiency (LEP) Policy by reviewing information in the following areas on a three annual basis: 1. Review the current available American Community Survey data to determine the LEP populations in the City of Ames jurisdiction and if threshold numbers have changed. 204 5 2. Have Departments monitor the frequency of encounters with LEP language groups that may come in contact through the administration of their projects and/or programs. 3. Continue conducting outreach to service providers to ensure awareness and access to the City of Ames’ programs and services. 4. Review and identify available resources, including technological advances and associated costs translation software the City of Ames is made aware of via e-mail notification, newsletters, web sites, etc.; 5. Review whether the existing services are meeting the needs of the LEP persons, by reviewing the annual use of the language line and any requests for translated materials made by customers and/or service providers; 6. Conduct annual staff training; and 7. Update resources in the community that have been identified as sources for assistance to determine if they are still in operation and provide the same services to the community. 205 6 FOUR-FACTOR ANALYSIS and LANGUAGE ACCESS POLICY FOR LIMITED ENGLISH PROFICIENCY PERSONS CITY OF AMES, IOWA Purpose: In compliance with Title VI of the Civil Rights Act of 1064 and Executive Order 13166, entitled “Improving Access to Service by Persons with Limited English Proficiency” Ames has developed the following Language Access Policy (LAP) for Limited English Proficiency (LEP) persons. History: Title VI of the Civil Rights Act of 1964 is the federal law which protects individuals from discrimination on the basis of their race, color, or national origin in programs that receive federal financial assistance. In certain situations, failures to ensure that persons who have limited English proficiency can effectively participate in, or benefit from, federally assisted programs may violate Title VI’s prohibition against national origin discrimination. Persons who, as a result of national origin, do not speak English as their primary language and who have limited ability to speak, read, write, or understand English may be entitled to language assistance under Title VI in order to receive a particular service, benefit, or encounter. City of Ames Four-Factor Analysis: The following Four-Factor Analysis will serve as the guide for determining which language assistance measures the City of Ames will undertake to provide LEP customer access to the services provided by the various Departments in the City of Ames. 1. Number or proportion of LEP persons served or encountered in the eligible service population (served or encountered includes those persons who would be served by the recipient if the person received education and outreach and the recipient provided sufficient language services). The City of Ames utilized the data from The American Community Survey 5-year estimate data for 2022- Age by Language Spoken at Home By Ability to Speak English for Populations 5 Years and Over (see table) to determine the populations that may need assistance with language skills to access and/or benefit from the various programs administered throughout the City using federal funding. However, all citizen participation activities are open to the general public. Source: 2022 American Community Survey 5-year estimate – Ames, Story County, Iowa General Characteristics of persons 5 years and older: Total Population of persons 5 and older = 64, 183* Population of persons 5 to 17 years = 5,193* Population of persons 18 to 64 years = 52,044* 206 7 Population of persons 65 years and older = 6,946* *2022: American Community Survey 5-Year Estimates (B16004) B16004: Age by Language Spoken at ... - Census Bureau Table Number and percent of Spanish-speaking Population = 11,157 or 1.8%* Number and percent of persons speaking other Indo-European languages = 2,650 or 4.13%* Number and percent of persons speaking Asian and Pacific Islander languages = 4,799 or 7.5%* Number and percent of persons speaking other languages = 692 or 1.1%* *2022: American Community Survey 5-Year Estimates (B16004) B16004: Age by Language Spoken at ... - Census Bureau Table Characteristics of Persons 5 and Older Who Speak a Language other than English at Home*: Spanish-speakers: Speak English “very well” = 990; speak English “less than very well” = 167 persons or 14.43% of the total population Speakers of other Indo-European languages: Speak English “very well” = 2,637; speak English “less than very well” = 13 persons or 0.49% of the total population Speakers of Asian and Pacific Island languages: Speak English “very well” and “well” = 4,563; speak English “not well” or “not at all” = 236 persons or 5.0% of the total population Speakers of other languages: Speak English “very well” and “well” = 664; speak English “not well” or “not at all” = 28 persons or 4.05% of total population Total persons who speak English “not well” or “not at all” = 444 persons or 0.69% of total population **Age by language spoken at home by ability to speak English for population 5 years and over. American Community Survey 2021: 5-years estimate, Ames City, Story County, Iowa *2022: American Community Survey 5-Year Estimates (B16004) B16004: Age by Language Spoken at ... - Census Bureau Table 2. The frequency with which the LEP persons come into contact with the program. The City of Ames administers various projects that utilizing federal dollars, each Department receiving these funds will identify in their individuals programs the nature of the projects that residents are likely to have considerable direct contact with the project or program and its staff. 3. The nature and importance of programs, activities, or services provided by the Department. Some of the projects administered with federal funding do provide direct assistance to beneficiaries related to housing, utilities, transit, infrastructure, emergency services and protection, etc. Therefore, the nature of the activity or service is of significant importance to all eligible residents. 207 8 Other services administered with federal funding do not provide direct assistance to individuals (e.g. public infrastructure, construction and maintenance, and similar type projects). As a result, LEP persons rarely come into contact with these City programs. However, all citizen participation activities are open to the general public. 4. The resources available and costs to the recipient. Currently, the City of Ames web site can be utilized to translate information into various languages posted on this site. Additionally, the City offers the following services: a. Oral Interpretation Service – The City of Ames has contracted a Language Line Interpretation Service. If there is a non-English speaking individual that comes into the office, staff members can show them the brochure for the Language Line Interpretation Service and have them select the language that they understand (the languages are written in both the native language, and in English). The staff member can call the Language Interpretation Service and asks for the appropriate interpreter as pointed out by the customer. Staff can utilize a two line (head set) system or speaker phone so both the staff member and the customer can be on the line at the same time. A flyer indicating that the Language Line Interpretation Service will be provided to all City employees at their workstations. The flyer is also posted at customer contact areas in each Department. b. In order to ensure that any limited English or non-English speaking resident receives equal access to services, the City of Ames will display in those Departments with service desk the "I Speak" posters to provide assistance. c. The City of Ames has developed a list of all City employees that speak, write, or read a language other than English fluently. The City of Ames may contact employees on this list for interpretation services as their schedule permits. See attached list. d. The City of Ames permits LEP persons to use an interpreter of their own choosing (whether a professional interpreter, family member, or friend) in place of or as a supplement to the Language Line Interpretation Service offered by the City of Ames. Additionally, many of the common forms used in implementing City programs are available in multiple languages on the HUD, DOL, and other federal websites. Therefore, limited Language Access Policy (LAP) measures are reasonable given the resources available to the City of Ames. In conclusion, based on the data collected from The American Community Survey Data for 2022 5-year estimate Age by Language Spoken at Home By Ability to Speak English for Populations 5 Years and Over, the % of the total people 5 and over who speak English less than “very well” is only 0.69%. This means that the city does not meet the threshold that requires the city to develop a specific Language Assistance Policy (LAP). However, the Spanish-speaking group has 14.43% who speak English less than “very well” (n=167). Also, 5% of the Asian/Pacific Island language speakers speak English less than “very well” (n=236). Based on safe harbors for LEP persons, the city must translate written documents for groups that are at least 5% of the eligible population, or 1,000 persons, whichever is less. 208 9 Therefore, the percentage meets the threshold that would require the City to develop a specific Language Assistance Policy (LAP). The City, being a proactive and responsive government is creating Language Communication Guidelines for Limited English Proficiency (LEP) persons to access services and programs provided by the City of Ames Therefore, the City is required to have a Language Access Plan (LAP) for its jurisdiction. The City of Ames will adopt Language Communication Guidelines. The Four-Factor Analysis (FFA) will be kept in the City’s Fair Housing and Equal Opportunity Plan, and a copy will also be provided to the City’s Affirmative Action Officer. 209 10 Certification: Based on the above Four-Factor Analysis, the City of Ames is not required to develop a Language Access Plan (LAP). However, the City of Ames will implement Language Communication Guidelines to provide reasonable attempts to accommodate Limited English Proficiency (LEP) persons to gain access to services, programs and other activities provided by the City of Ames. Chief Elected Official __________________________ _______________________ John A. Haila, Mayor Date _________________________ _________________________ Attest: Renee Hall, City Clerk Date 210 11 Age by Language Spoken at Home by Ability to Speak English City of Ames, Story County, Iowa (2022 American Community Survey 5-year Estimate)* 5 to 17 18-64 65 & Over Total Population Total Population est. Total Population 5193 52,044 6,946 64,183 Speak Spanish 14.43% Speak other Indo-European language 0.49% Speak Asian/Pacific Island language 5.00% Speak other languages 4.05% Grand Total of people 5 and over who speak English “less than very well” 63 330 51 444 0.69% *Age by language spoken at home by ability to speak English for population 5 years and over. American Community Survey 2022: 5-years estimate, Ames City, Story County, Iowa) B16004: Age by Language Spoken at ... - Census Bureau Table 211 12 Attachment 1 Interpreters for the City of Ames willing to assist with non-English speakers or speech/hearing impaired: Language Department Contact information Arabic Hafiz Ibrahim Public Works x5245 Maher Al Jalil IT x5385 French Dominic Roberge Public Works x5278 Laos Dilok Phanchantraurai Police x5133 Spanish Casandra Eames City Manager’s Office x5219 Amber Christian Police x5133 Blake Marshall Police x5133 Jesus Campa Public Works 203-0797 Thai Dilok Phanchantraurai Police x5133 Effective: July 8, 2024 212 Appendix A Citizen Participation Plan PURPOSE This Citizen Participation Plan (the “Plan”) is a requirement of the Consolidated Plan process outlined in 24 CFR 91.105 of the Housing and Community Development Act of 1974 and its amendments. The Plan sets forth the steps the City shall provide for and encourage citizens to participate in the development and any substantial amendment of the Consolidated Plan and/or Annual Action Plan and the development of the Annual Performance Report. The Consolidated Plan and each year’s Annual Action Plan guide the City’s use of Community Development Block Grant (CDBG) and HOME other federal funds, which are made available from the U. S. Department of Housing and Urban Development (HUD). The Annual Performance Report provides an assessment of the funds expended and a quantitative analysis of the program for project outcomes. The entire Consolidated Plan process shall be integrated into the City’s overall yearly goal- setting and budget process and shall provide for citizen access, designed to encourage participation by groups most directly affected during the Consolidated Plan process, as well as the general public. The City has recognized in its City Plan Principles and Policies the importance of involving citizens in the planning and decision-making processes of government. The City intends that its programs and policies have the support of the largest possible number of people in the community. The City intends to allow and encourage all citizens to be involved during the Consolidated Plan process with opportunities to express views on housing and community development needs and to participate in planning, reviewing, and assessing actions to meet those needs, proposed and performed by the City and to be informed prior to the time of any official action taken by the City Council. In particular, it is the intent to include low and moderate-income persons, particularly those living in low and moderate- income neighborhoods; minorities; non-English speaking persons; persons with disabilities; and residents of public and assisted housing developments, as well as organizations and agencies that serve low and moderate-income persons and other interested parties. PARTICIPANTS IN THE CITIZEN PARTICIPATION PLAN The development of the Consolidated Plan and Annual Action Plans is a collaborative effort of many individuals, organizations, and agencies. Each is encouraged to make requests and recommendations throughout the Consolidated Planning process. The City will conduct at least one public forum (at different times throughout the day) to educate citizens on the process of developing the plans and to seek input regarding the Consolidated Plan needs and goals and the proposed annual projects. The participation is the foundation of the Consolidated Planning process. Reasonable efforts will be made to make all citizens aware of the meetings and events that concern the development of the Five-year Consolidated Housing and Community Development Plan and yearly Annual Action Plans. It is the goal of the City of Ames to create ample participation opportunities for all interested citizens, including, but not limited to, minorities, non-English speaking persons, and persons with visual, mobility, or hearing impairments. 213 2 Organizations, Agencies and the City of Ames Housing Authority: The City of Ames Housing Authority, as well as other organizations and agencies involved in the development and implementation of projects to assist low-income citizens will be contacted to advise them of the Consolidated Plan process. These organizations and their clients will be encouraged to participate in the development of the Consolidated Housing and Community Development Plan and the Annual Action Plan. Ames City Council: The City Council is the final citizen policy body that reviews and takes action on the Consolidated Plan. After receiving the Plan, the City Council considers and votes on the proposed plan. After approval at the local level, the Consolidated Plan is forwarded to the U. S. Department of Housing and Urban Development. DEVELOPMENT OF THE CONSOLIDATED PLAN AND ANNUAL ACTION PLANS 1. Prior to proposing activities for the Annual Action Plan, staff will review the following HUD guidelines that outline the key steps that should be utilized: • Determine if the proposed activity is included in the listing of eligible activities; • Determine if the proposed activity meets the City’s Consolidated Plan priority goals for • addressing the needs of low- and moderate-income person within the community; • Determine if the proposed activity can meet one or more National Objective; • Ensure that carrying out the activity will help to meet the grantee’s certification (of one to three years, as determined by the grantee) that 70% of its CDBG expenditures will be for activities that benefit low- and moderate-income persons; and • Meet the new performance measurement requirements effective October 2006. 2. The City will furnish citizens with information concerning the amount of Community Development Block Grant (CDBG) funds expected to be available (including the annual grant, program income for community development and housing activities, and the range of activities that may be undertaken with those funds. The City will also make available the estimated amount that will benefit persons of low and moderate income at the public hearing on the one-year action plan. 3. The City will provide budget summary of the annual action plan in the local newspaper site in a manner that affords citizens, public agencies and other interested parties a reasonable opportunity to examine its contents and to submit comments. The entire plan and attachments will be published on the City’s web site. The City will also make copies of the proposed plan available at the Planning and Housing Department office and the City of Ames Public Library for review during public hours. Ten (10) free copies of the proposed plans will be made available. One free copy will be provided to each individual or organization requesting said copy until the supply is exhausted. 4. The City will hold at least two public forum sessions during the development of the Consolidated Plan and Annual Action Plans and one public hearing prior to the submittal of the Plan (s) to HUD. The notice of the Public Forum sessions will be announced through a press release, and Public forums notices may also be sent to a listing of organizations and groups that represent the social, economic, neighborhood and business groups that may have an interest in the program, along with participants in the City’s Section 8 Rental Subsidy Program. 214 3 5. There will be a 30-day comment period on both proposed Consolidated and Annual Action Plans. A 15-day comment period exception will be allowed under the following circumstances: • Copies of the adopted Plan will be available upon request to the City of Ames Department of Planning and Housing. The plans will also be posted on the City’s website. 6. The City will consider any comments or views of citizens received in writing or orally at the public hearings in preparing the final Consolidated Plan. A summary of these comments or views, and a summary of any comments or views not accepted and the reasons therefore, shall be attached to the final Consolidated Plan. DISPLACEMENT The City will make every reasonable effort to minimize the number of persons displaced by CDBG or HOME funded activities. In the event that a person is displaced by a CDBG or HOME undertakings, relocation assistance will be offered in accordance with the Uniform Relocation Assistance Act. AMENDMENTS 1. The City will amend its approved plan whenever it makes a decision to make a change in its allocation priorities or a change in the method of distribution of funds to carry out an activity using funds from any program covered by the Consolidated Plan (including program income), not previously described in the action plan; or to change the purpose, scope, location or beneficiaries of an activity. 2. The City will use the following criteria to determine what changes in the planned or actual activities constitute a substantial amendment to the Consolidated Plan; any of the following will require a substantial amendment following this citizen participation plan: a. Changes in the use of CDBG funds from one eligible activity to another eligible activity that exceeds $100,000 b. Carrying out a new CDBG-eligible activity in an amount greater than $100,000. A change in the entity responsible for carrying out an activity, a change in the location of a proposed project, or any updates or corrections will not constitute a substantial amendment. 3. The City will publish a summary of the proposed substantial amendment in the local newspaper in a manner that affords citizens, public agencies and other interested parties a reasonable opportunity to examine its contents and to submit comments. The entire substantial amendment and attachments will be published on the City’s web site. The City will also make copies of the proposed substantial amendment available at the Planning and Housing Department office and the City of Ames Public Library for review during public hours. Ten (10) free copies of the proposed plans will be made available. One free copy will be provided to each individual or organization requesting said copy until the supply is exhausted. The City of Ames will hold at least one public hearing on the proposed substantial amendment to the Consolidated Plan prior to the submittal. Notice of the public hearing will be published in the 215 4 local newspaper not less than four days or more than twenty days before the public hearing. There will be a 30-day comment period on the proposed substantial amendment to the Consolidated Plan. 4. The City will consider any comments or views of citizens received in writing or orally at the public hearings in preparing the final substantial amendment to the consolidated plan. A summary of these comments or views, and a summary of any comments or views not accepted and the reasons therefore, shall be attached to the final amended consolidated plan. ANNUAL PERFORMANCE REPORTS 1. The City will publish notice of the availability of the annual Consolidated Annual Performance Report (CAPER) in the local newspaper and on the City’s web site. Citizens and organizations will be given the opportunity to submit comments on the CAPER during a 15-day comment period and through a public hearing that will be held each year before the submission of the CAPER to HUD. 2. The City will consider any comments or views of citizens received in writing, or orally at any public hearings. Any public comments received during the comment period or at the public hearing shall be considered and shall be summarized and attached to the Consolidated Annual Performance Report. PUBLIC HEARINGS 1. A one public hearing prior to the submittal of the report will be held per year to obtain citizens’ views and to respond to proposals and questions. These hearings will be held at different stages in the program year. Together the hearings will address housing and community development needs, development of proposed activities and review of program performance. At least one of these hearings will be held prior to the proposed consolidated plan being published for comment. 2. Notice will be published in the local newspaper(s) at least four days but not more than twenty days before the public hearings and include sufficient information about the subject of the hearing to permit informed comment, the date, time and location. The notice also will include specific information to assist persons with disabilities as well as non-English speaking citizens on how to participate in the process. In all newspaper advertisements for public hearings and in mailings for public hearings, language will be included expressing the City’s desire to accommodate the above special needs, along with the Department of Planning and Housing phone number and the City’s TDD number, so arrangements can be made for the services of an interpreter, signer, or reader. 3. Public hearing notices may also be sent to a listing of organizations and groups that represent the social, economic, neighborhood and business groups that may have an interest in the program. MEETINGS The City of Ames Planning & Housing Department will schedule meetings at sites that are accessible. Special measures will be taken to assure an opportunity for involvement by low-income persons, the elderly, handicapped and disabled persons, minorities, and civic and business interests. Also, upon request, the Planning & Housing Department shall provide interpretive services for non-English 216 5 speaking and hearing impaired individuals and groups and shall provide informational handouts in foreign languages. The arrangement and costs of such services shall be incurred by the Planning & Housing Department. Any questions or requests for special/reasonable accommodations or services for meetings should be directed at least 3 business days in advance to the Planning & Housing Department. In addition to the scheduled public hearings, the Planning & Housing Department may hold other meetings, as necessary, to further their duties and responsibilities. ACCESS TO RECORDS 1. Information and records relating to the jurisdiction’s Consolidated Plan and the jurisdiction’s use of assistance under the programs covered by 24 CFR section 91.105 during the preceding five years will be available to citizens, public agencies and other interested parties. The City will reply to the written request for such information within 15 working days, where practical. The information may not be removed from the Planning & Housing Department. If copies of information are requested the normal copy charges will apply. 2. Comments and questions will be accepted throughout the year and should be addressed to: Housing Coordinator; Planning & Housing Department; City Hall, 515 Clark Avenue; Ames, Iowa 50010. 3. Citizens, public agencies and other interested parties including those most affected, shall be given the opportunity to receive information. Program records, files, and information are confidential to the extent provided by Chapter 68A of the Code of Iowa. Information not protected by this chapter, or otherwise specified by federal regulations to be public information, will be made available upon request. TECHNICAL ASSISTANCE The Planning & Housing Department will provide technical assistance to groups representative of persons of low- and moderate-income that provide a written request for such assistance in developing proposals for funding assistance under any of the programs covered by the Consolidated Plan. That assistance may be limited to activities that are directly associated with the Community Development Program and will be at the discretion of the Planning & Housing Community Development staff. OBJECTIONS AND COMPLAINTS The City will respond to written citizen complaints regarding the Consolidated Plan, amendments, and the performance report within 15 working days, where practical. Complaints must be made in writing to the Housing Coordinator, Planning & Housing Department, City Hall, 515 Clark Avenue, Ames, Iowa 50010. 217 6 Citizens may contact HUD directly if they wish to object to any part of the Community Development Program or if they feel that they have been aggrieved by any program, activity, or procedure funded through the Community Development Program. Such objections should be made to: Director Community Planning and Development Division Department of Housing and Urban Development Omaha Office, Region VII Executive Tower Centre 10909 Mill Valley Road Omaha, Nebraska 68154-3955 USE OF CITIZEN PARTICIPATION PLAN The City will follow the citizen participation plan from the date of its adoption until it is amended or repealed. CITY RESPONSIBILITY The requirements for citizen participation do not restrict the responsibility or authority of the City for the development and execution of its Consolidated Plan. CITY OF AMES By: _____________________________________ John A. Haila, Mayor Attest: BY: _____________________________________ Renee Hall, City Clerk STATE OF IOWA, COUNTY OF STORY: SS On this ________ day of ____________________, 2024, before me, the undersigned, a Notary Public in and for said State, personally appeared John A. Haila, Mayor, and Renee Hall, City Clerk, to me known to be the identical persons named in and who executed the foregoing instrument and acknowledged that they executed the same as their voluntary act and deed. _______________________________________ Notary Public In and For the State of Iowa 218 Community Development Block Grant (CDBG) Amendment to the 2024-2029 Consolidated and 2024-25 Action Plan UPDATED Neighborhood Revitalization Strategy Area (NRSA) Plan Designation for Census Tract 13.04 July 2024 219 Demographic Background Outlined below is the demographic background data on the proposed State Avenue NRSA. The primary sources for the statistical data for the proposed NRSA include The Department of Housing and Urban Development (HUD), ) the Office of Policy Development and Research (PD&R updated March 2024, the 2018-2022 American Community Survey (ACS) 5-year Estimates, the City of Ames GIS Data, the Ames City Assessor’s Office and a site area survey. Relevant Figures and maps are included in the proposed NRSA to illustrate pertinent information about the Tract 13.04 Block Groups 3 & 4 NRSA. The primary demographic criteria for qualifying as an NRSA is as follows: The designated area must be primarily residential and contain a percentage of low- and moderate- income residents that is equal to the “upper quartile percentage” (as computed by HUD pursuant to 24 CFR 570.208(a)(1)(ii) or 70 percent, whichever is less but, in any event, not less than 51 percent. Using the data based on the Office of Policy Development and Research (PD&R) updated on March 2024, Low Moderate-Income Individuals (LMISD), the low- and moderate-income is determined to be 74.32% for Census Tract 13.04 Block Groups 3 &4, which falls above the upper quartile requirements and therefore is a stand-alone NRSA designation area. Note: Story County’s census tract boundaries were changed in 2020. Previous Census Tract 13.01 (Block Group 2) was now Census Tract 13.04, Block Groups 3 &4. The data below uses the 2020 geographic census tract boundaries. Figure 3 shows that new Census Tract 13.04, Block Groups 3 &4, (previously Census Tract 13.01 Block Group 2) still is an NRSA designation area with 85.71% LMI. It is also shown on the map. Figure 3: Percent of LMI Persons Percentage Low-Moderate Income Persons City of Ames Upper Quartile LMI% - 46.97% Block Group 3 & 4, NRSA of Census Tract 13.04* Overall City of Ames Total LMI Universe 2,310 80,070 Total LMI Person 1,980 37,610 LMI Percent 85.71% 46.97% Designated Area Eligible for NRSA based on LMI% YES NA *Low and Moderate Income Areas (metadata Updated: March 1, 2024) Office of Policy Development and Research (PD&R). URL *https://hudgis-hud.opendata.arcgis.com/datasets/low-to-moderate-income-population-by-block- group/explore?location=42.025960%2C-93.627190%2C12.91 ( (for the map location &excel data) Source: 2015 ACS-; Info update Feb. 1, 2024; Published Date- July 31, 2023 ** https://hudgis-hud.opendata.arcgis.com/datasets/HUD::low-to-moderate-income-population-by- tract/explore?location=35.113423%2C58.263972%2C3.76&showTable=true 220 221 Figure 3.1: Race/ Ethnic Breakdown Block Group 3 & 4, NRSA of Census Tract 13.04 Total Population *2018-2022 American Community Survey (ACS) 5-years estimates (Table B02001) *** Data not Available Figure 3.2: Household & Economic Breakdowns Household Breakdowns Block Group 3 & 4, NRSA of Census Tract 13.04* 13.04* Ames** (B25010) Economic Breakdowns 13.04* Ames* $49,999 $74,999 222 Percent of people (25 years and older) graduated from High School graduated with bachelor’s Degrees graduated with Masters + Degrees *2022:ACS 5-Year Estimate Detailed Tables **Bureau of Labor Statistics (https://www.bls.gov/eag/eag.ia_ames_msa.htm#eag_ia_ames_msa.f.1) Local Area Unemployment as of January 2024 *** Data not Available 223 Figure 3.3: Housing & Condition of Housing Stock Breakdowns Housing Breakdowns Block Group 3 & 4, NRSA of Census Tract 13.04 of Ames* Housing Units Condition of Housing Stocks Block Group 3 & 4, NRSA of Census Tract 13.04 of Ames* Poor (1.0) (Very) Poor (1.5) Below Average (2.0) (Fair) Below Average (2.5) Normal Average (3.0) (Normal) Above Average (3.5) (Normal) Good (4.0) Very Good (4.5) 552 Excellent (5.0) Figure 3.4: Overall Owner-Occupied vs. Rental-Occupied Occupancy Breakdowns (Block Groups 3 &4 of Census Tract 13.0 4) Occupancy Status # Parcels* # of Units* % based on # of Units* 290 18% 1318 82% 1,608 100% *Calculated Estimate based on City of Ames GIS 224 Figure 3.5: HUD HOME Income Limits for Ames Metropolitan Statistical Area (MSA) *Average family size for the City of Ames is 2.76 Median** Income Category** 1 Person 2 Person 3 Person 4 Person 5 Person 6 Person 7 Person 8 Person $63,814 • 2P25: AVERAGE FAMILY SIZE BY AGE - Census Bureau Table • https://worldpopulationreview.com/us-cities/ames-ia-population (2024) **2023 Adjusted Home Income Limits from Department of Housing and Urban Development (HUD) https://www.huduser.gov/portal/datasets/home-datasets/files/HOME_IncomeLmts_State_IA_2023.pdf **Median Household Income data of 2024 Figure 3.6: Tract 13.04 Block Group 2 Area Facilities, Entities or Amenities Breakdowns, 2024 Type of Facilities/Entities/Amenities # of Facilities/Groups * 3 3 3 5 1 2 1 11 3 *Calculated from the City of Ames 225 ATTACHMENT B 226 From:Shari Reilly To:Baker-Latimer, Vanessa Subject:CDBG HOME plan comments Date:Wednesday, July 10, 2024 5:47:20 PM [External Email] Hi, Vanessa. I have been glancing through the consolidated plan and annual plan and spotted a few things that are mostly simple edits. On page 11 of the PDF, page 10 of the plan, in the Description box for Item 5, “…CDBG funds would be used to replace approximately ?? (need a number there?) deteriorated….” On page 23 of the PDF, 22 of the plan, please change Emergency Residence Project (ERP) to The Bridge Home (TBH). Page 45 of the PDF, 44 of the plan there is also a reference to Emergency Residence Project. You might want to do a “find/replace” for those words throughout the document, since I may have missed other references. Page 127 of the PDF, 126 of the plan, the stats for Windsor Pointe don’t add up. Also, by Story County Housing Corp, do you mean Story County Community Housing Corp (SCCHC)? Page 129 of the PDF, 128 of the plan, I’m surprised there are no data for Facilities and Housing Targeted to Homeless Households. Numbers could at least be provided from local organizations, even if ICA does, for some reason, not actually have any aggregate data for the county? Page 131 of the PDF, 130 of the plan, The Bridge Home no longer provides Rental/Mortgage assistance or utility assistance for homelessness prevention. We provide emergency shelter, rapid rehousing, and permanent supportive housing. That’s as far as I got today. If I have time, I’ll return to it later this week. Thanks for all the work that went into this report – I see what a beast it is! One more question – I don’t see anything in this plan about the disposition of the HOME-ARP funds. I assume that plan will be developed after this one is approved. Can you give me a timeline on that yet? We are going to apply for IOWA HOME-ARP funds and have been told that we are required to apply and be funded by the local entitlement, if applicable, before we can be considered for funding through IOWA HOME-ARP. I imagine that they will be willing to work 227 with us, since the local money is not yet available for application, but it might help us if we can give them a timeline, so they know we are on top of the question. Thanks, Shari Shari Reilly Director of Operations The Bridge Home 225 S. Kellogg Ave. Ames, IA 50010 (515) 232-8075, ext. 215, office (515) 969-0902, work mobile 228 229 230 ITEM #:40 DATE:08-13-24 DEPT:ADMIN SUBJECT:COMMUNITY CONVERSATIONS AROUND HOMELESSNESS - CONSULTANT COUNCIL ACTION FORM BACKGROUND: In the last six months or so, community service providers, ASSET volunteers, City staff, and the broader community have observed an increase in the homeless population in Ames. Homelessness is a complex issue and the reasons why an individual may become homeless can vary greatly. While there are various workgroups and service providers that focus on homelessness prevention and/or providing unsheltered individuals with services, there seems to be a lack of a comprehensive community understanding and strategy to assist the homeless population. Part of the role that ASSET volunteers have is being aware of community needs and bringing it to the ASSET Funders' attention. At the July ASSET Admin Team meeting, board members discussed the issues of homelessness in the community and brainstormed suggestions of what could be done. An idea was brought up to encourage City and County leaders to lead a community-wide effort to better understand homelessness and to develop a comprehensive strategy to assist this population. ASSET staff agree this is an important first step; therefore, it is being requested that the City Council authorize City staff, in partnership with other ASSET Funder staff, to explore, engage, and enter into an agreement with a consultant to host community conversations around homelessness with the goal of developing an action plan this coming fall. The amount being requested that would be committed by the City is up to $12,000. At this time, the other ASSET funders have not discussed their financial contributions, but it is anticipated there will be other funder contributions. On June 11, 2024, the City Council approved the FY 2024/25 ASSET contracts totaling $1,780,999 and approved reserving $143,579 in unallocated funds for three separate purposes, where: A) $117,322 is reserved for needs that may arise for emergency shelter services; B) $6,000 is reserved for needs that may arise for housing service coordination services; and, C) $20,257 remain undesignated for any ASSET-related service need(s) that may arise in FY 2024/25. Of the unallocated funds for emergency shelter services (Purpose A), $100,000 has been committed to purchase services through The Salvation Army. This leaves a total of $43,579 in unallocated funds available to fulfill this request. Staff is requesting that the $12,000 request come from the $20,257 undesignated fund (Purpose C). Once the funding sources are finalized, ASSET staff will seek proposals from prospective consultants and enter into an agreement to perform the work. 231 ALTERNATIVES: 1. Approve authorizing City staff to explore, engage and enter into an agreement with a consultant to host community conversations around homelessness for up to $12,000 from the unallocated, undesignated FY 2024/25 ASSET funds. 2. Deny the request to authorize staff to engage a consultant on homelessness and deny designating up to $12,000 toward the effort. CITY MANAGER'S RECOMMENDED ACTION: An important first step to address homelessness is to understand what is happening in the community that is leading to a greater homeless population. The purpose of engaging a consultant is to facilitate community conversations with service providers, community leaders and the general public to understand what services are provided today and where are additional services needed to assist the homeless population. Therefore, it is the recommendation of the City Manager that the City Council adopt Alternative No. 1. 232 To:Mayor & City Council From:Public Works Date:August 9, 2024 Subject:Second Reading of Ordinance relating to updates to Chapter 5B and Chapter 22A Item No. 41 MEMO The ordinance relating to updating enforcement provisions to Chapter 5B and Chapter 22A of Ames Municipal Code is attached for your review and consideration for second reading. ATTACHMENT(S): Ordinance Chap 5B and 22A.PDF City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 233 ORDINANCE NO. _________ AN ORDINANCE TO AMEND THE MUNICIPAL CODE OF THE CITY OF AMES, IOWA, BY AMENDING SECTION 5B.8 AND ENACTING A NEW SECTION 22A.17 THEREOF, FOR THE PURPOSE OF UPDATING CODE ENFORCEMENT PROVISIONS, REPEALING ANY AND ALL ORDINANCES OR PARTS OF ORDINANCES IN CONFLICT TO THE EXTENT OF SUCH CONFLICT; PROVIDING A PENALTY; AND ESTABLISHING AN EFFECTIVE DATE. BE IT ENACTED, by the City Council for the City of Ames, Iowa, that: Section One. The Municipal Code of the City of Ames, Iowa shall be and the same is hereby amended by amending Section 5B.8 and enacting a new Section 22A.17 as follows: “Sec 5B.8. ENFORCEMENT BY LEGAL OR ADMINISTRATIVE ACTION (1)Violation of any provision of this ordinance may be enforced by civil action including an action for injunctive relief. In any civil enforcement action, administrative or judicial, the City shall be entitled to recover its attorneys’ fees and costs from a person who is determined by a court of competent jurisdiction to have violated this ordinance. (2)Violation of any provision of this ordinance may also be enforced as a municipal infraction within the meaning of Iowa Code Section §364.22, pursuant to the City’s municipal infraction ordinance. A violation of any provision of Chapter 5B shall be a municipal infraction punishable by a penalty of $500 for a person’s first violation thereof, and a penalty of $750 for each repeat violation. (3)Restoration of lands: Any violator may be required to restore land to its undisturbed condition. In the event that restoration is not undertaken within a reasonable time after notice, City may take necessary corrective action, the cost of which shall become a lien upon the property until paid. (4)Holds on Occupation Permits: Occupancy permits shall not be granted until all storm water management BMPs have been inspected and approved by City.10.2 *** Sec. 22A.17 ENFORCEMENT A violation of any provision of Chapter 22A shall be a municipal infraction punishable by a penalty of $500 for a person’s first violation thereof, and a penalty of $750 for each repeat violation.” Section Two. Violation of the provisions of this ordinance shall constitute a municipal infraction punishable as set out by law. Section Three. All ordinances, or parts of ordinances, in conflict herewith are hereby repealed to the extent of such conflict, if any. Section Four. This ordinance shall be in full force and effect from and after its passage and publication as required by law. Passed this day of , 2024. _____________________________________________________________________________ Renee Hall, City Clerk John A. Haila, Mayor 234 To:Mayor & City Council From:Electric Date:August 9, 2024 Subject:Third reading and adoption Item No. 42 MEMO The ordinance relating to electric rate changes is attached for your review and consideration for third reading. Please see attached memo from Legal regarding effective date. ATTACHMENT(S): Memo.pdf Ordinance Chapter 28 Electric Rates.PDF City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 235 Caring People  Quality Programs  Exceptional Service 515.239.5146 main fax Legal Department To: From: Date: Subject: Electric, Finance and Legal staff have consulted about the proper effective date of the ordinance. Staff recommends that the Council make and pass the following motion: “Move to amend the ordinance by establishing that the rates and charges will become effective beginning with the bills mailed on November 1, 2024.” This will result in the addition of a Section Four at the end of the ordinance: Section Four. The rates and charges for electric services detailed in this ordinance shall be effective for bills mailed November 1, 2024 and after. # 236 ORDINANCE NO. __________ AN ORDINANCE TO AMEND THE MUNICIPAL CODE OF THE CITY OF AMES, IOWA, BY AMENDING CHAPTER 28 SECTIONS 28.101(4), 28.105, 28.106, 28.107, 28.108, 28.109, AND REPEALING SECTIONS 28.103, 28.104 THEREOF, FOR THE PURPOSE OF IMPLEMENTING COST OF SERVICE AND RATE STUDY; REPEALING ANY AND ALL ORDINANCES OR PARTS OF ORDINANCES IN CONFLICT TO THE EXTENT OF SUCH CONFLICT; AND ESTABLISHING AN EFFECTIVE DATE. BE IT ENACTED, by the City Council for the City of Ames, Iowa, that: Section One. The Municipal Code of the City of Ames, Iowa shall be and the same is hereby amended by enacting a new Section as follows: “Sec. 28.101. GENERAL CONDITIONS FOR ELECTRIC RATES. The following general conditions are applicable to the following as indicated in each rate schedule: *** (4) The standard approved type of electric water heater shall have a single 120-volt heating element no larger than 1500 watts or shall have multiple thermostatically controlled noninductive 240-volt heating elements of not more than 5000 watts per element with such multiple elements connected interlocking so that only one element may operate at a time. (4)(5) The utility may assess an excess facilities charge when necessary to meet costs of an unusual installation. *** Sec. 28.103. RESIDENTIAL ELECTRIC RATES. (1)Availability:Electrical energy and service shall be available at the "Residential Rate" for all single-phase domestic uses in separately metered, dwelling units that are intended for occupancy by a single family as defined by the Ames Zoning Ordinance, as distinguished from group domiciles such as rooming houses, fraternity or sorority houses, supervised group homes, and residential care facilities of various kinds. (2)Rate per billing period:For each monthly billing period a rResidential rRate customer: (a) shall be charged a customer service charge of eight dollars and thirty-two cents ($8.32) fourteen dollars and twenty-five cents ($14.25) as a customer service charge, and (b) in addition, shall be charged for energy consumption during the billing period as follows: (i) for bills mailed on or between July 1 and October 31 (summer period): $0.1213 0.1101 per kWh, or (ii) for bills mailed on or between November 1 and June 30 (winter period): $0.1005 0.0893 per kWh (c) All charges above shall also be subject to the current applicable eEnergy c Cost aAdjustment (ECA) per Sec. 28.102. (3)Minimum bill:The minimum charge per billing period shall be eight dollars and thirty-two cents ($8.32) the customer service charge. (4)Conditions: The Residential Rate shall be subject to the general conditions set forth in Section 28.10. (5)Load Management Credit:Any dwelling unit that qualifies under the Residential Rate and is equipped with a properly installed central air conditioner shall may be eligible to participate in the Residential Load Management Program. Customers who agree to allow the utility to install and maintain a Load Management Switch on their central air conditioner will receive the following credits to their electric bills: (a) Five dollar ($5.00) $5 credit for each installed Load Management Switch for bills mailed on or between July 1 and October 31. 237 (b) The total annual credit for each customer shall not exceed twenty dollars ($20.00) $20 for each central air conditioner on which a Load Management Switch is installed. (6)Optional Time of Use Rate: A residential customer may request to have electric service metered and billed on a time-of-use basis. Participation may be limited by availability of advanced metering equipment. Customers who opt into the Time of Use Rate shall not switch rates more than once in a period of 12 months. On-Peak/Off-Peak/Super Off-Peak Definition: On-peak hours shall be from 2 p.m. to 6 p.m., Monday through Friday. Off-peak hours shall be from 7 a.m. to 2 p.m. and 6 p.m. to 8 p.m., Monday through Friday. Super Off-Peak hours are all other times (including the holidays of New Year’s Day, Memorial Day, Independence Day, Labor Day, Thanksgiving Day, and Christmas Day). Summer Winter On Peak Energy $ 0.2655 per kWh $ 0.1368 per kWh Off-Peak Energy $ 0.0877 per kWh $ 0.1268 per kWh Super Off-Peak Energy $ 0.0740 per kWh $ 0.0694 per kWh Sec. 28.104. SMALL COMMERCIAL RATE. (1)Availability: Electrical energy and service shall be available at the "Small Commercial Rate" to all customers except those that qualify for another rate schedule, for all single-phase or three-phase, single- metered usage, where the metered demand does not exceed 55 kVA. (2)Rate per billing period:For each monthly billing period a Small Commercial Rate customer: (a) shall be charged a customer service charge of fifteen dollars and sixty cents ($15.60) twenty dollars and fifty cents ($20.50) as the customer service charge; and, (b) in addition, shall be charged for energy consumption during the billing period as follows: (i) for bills mailed on or between July 1 and October 31(summer period): $0.11940 0.1175per kWh (ii) for bills mailed on or between November 1 and June 30 (winter period): $0.0986 0.967 per kWh (c)All charges above shall also be subject to the current applicable e Energy cCost Adjustment (ECA) per Sec. 28.102. (3)Minimum bill:The minimum charge per billing period shall be fifteen dollars and sixty cents ($15.60) the customer service charge. (4)Conditions: The Small Commercial Rate shall be subject to: (a) the general conditions of section 28.101; and, (b) the following specific conditions: (i)Unless three-phase service is determined by the Ames Municipal Electric System to be economically available, motors up to and including 5 hp shall be single-phase. Motors above 5 hp shall be three-phase. Three-phase service will normally be 120/208 volt, 4 wire. Where conditions warrant (outside the business district area), 4-wire 120/240 volt or 277/480-volt service may be furnished if mutually agreeable to the Ames Municipal Electric System and the customer. (ii)Fluctuating loads. Loads requiring excess transformer capacity because of large momentary current requirements, or to provide close voltage regulation, shall be subject to an additional charge of $0.327 per rated kVA of capacity above normal capacity requirement for the diversified demand. The kVA subject to an additional charge will be adjusted no more than once a year. No charge shall apply if the customer furnishes the transformers. (iii)Should the electrical energy furnished under this schedule for any reason be metered on the primary side of the service transformers, the energy metered shall be reduced by 1 ½ percent before calculating the energy charge. (5) Load Management Credit: Any facility that qualified and is equipped with a properly installed central air conditioner shall may be eligible to participate in the Load Management Program. 238 Customers who agree to allow the Ames Municipal Electric System to install and maintain a Load Manage- ment Switch on their central air conditioner will receive the following credits to their electric bills: (a) Five dollars ($5.00) credit for each installed Load Management Switch for bills mailed on or between July 1 and October 31. (b) The total annual credit for each customer shall not exceed twenty dollars ($20.00) for each central air conditioner on which a Load Management Switch has been installed. (6)Optional Time of Use Rate: A Small Commercial customer may request to have electric service metered and billed on a time-of-use basis. Participation may be limited by availability of advanced metering equipment. Customers who opt into the Time of Use Rate shall not switch rates more than once in a period of 12 months. On-Peak/Off-Peak/Super Off-Peak Definition: On-peak hours shall be from 2 p.m. to 6 p.m., Monday through Friday. Off-peak hours shall be from 7 a.m. to 2 p.m. and 6 p.m. to 8 p.m., Monday through Friday. Super Off-Peak hours are all other times (including the holidays of New Year’s Day, Memorial Day, Independence Day, Labor Day, Thanksgiving Day, and Christmas Day). Summer Winter On Peak Energy $ 0.2712 per kWh $ 0.1425 per kWh Off-Peak Energy $ 0.0934 per kWh $ 0.1325 per kWh Super Off-Peak Energy $ 0.0797 per kWh $ 0.0751 per kWh Sec. 28.105. COMMERCIAL RATE. (1)Availability: The “Commercial Rate” shall be optional for any non-residential customer whose consumption in any billing period exceeds 10,000 kWh. The Commercial Rate shall be mandatory for any non-residential customer whose metered demand at any time exceeds 55 kVA. If at any time, a non- residential customer's metered demand exceeds 55 kVA, all consumption for the billing period in which that occurs, and for the next succeeding eleven billing periods, shall be charged at the Commercial Rate. Any customer for whom the Commercial Rate became mandatory, who subsequently has a metered demand of less than 55 kVA for 12 consecutive months, will again become an optional cCommercial r Rate customer with a choice between Small Commercial Rate and the Commercial Rates. Any customer for whom the Commercial Rate is optional shall not switch rates more than once in a period of 12 months. Any customer on the Commercial Rate who has a metered demand of less than 55 kVA, and a consumption of less than 10,000 kWh, for twelve consecutive months, shall be changed to the Small Commercial Rate. (2)Rate per Billing Period:For each monthly billing period, a Commercial Rate customer: (a) shall be charged one hundred fifty-six dollars ($156.00) as a customer service charge, and (b) in addition, shall be charged for demand and energy consumption during the billing period as follows: (i)for bills mailed on or between July 1 and October 31 (summer period) a customer shall be charged a demand of: $10.71 per kVA and an energy charge of: $0.0644 0.0653 per kWh (ii)for bills mailed on or between November 1 and June 30 (winter period) a customer shall be charged a demand charge of: $8.01 per kVA and an energy charge of: $0.0644 0.0653 per kWh (c) All charges above shall also be subject to the current applicable eEnergy cCost aAdjustment (ERC) per Sec. 28.102. *** (10)Load Management Credit: Any facility that qualified and is equipped with a properly installed central air conditioner shall may be eligible to participate in the Load Management Program. 239 Customers who agree to allow the Ames Municipal Electric System to install and maintain a Load Management Switch on their central air conditioner will receive the following credits to their electric bills: (a) Five dollars ($5.00) credit for each installed Load Management Switch for bills mailed on or between July 1 and October 31. (b) The total annual credit for each customer shall not exceed twenty dollars ($20.00) for each central air conditioner on which a Load Management Switch has been installed. (11)Optional Time of Use Rate: A Commercial customer may request to have electric service metered and billed on a time-of-day basis. Participation may be limited by availability of advanced metering equipment. Customers who opt into the Time of Use Rate shall not switch rates more than once in a period of 12 months. On-Peak/Off-Peak/Super Off-Peak Definition: On-peak hours shall be from 2 p.m. to 6 p.m. CST, Monday through Friday. Off-peak hours shall be from 7 a.m. to 2 p.m. and 6 p.m. to 8 p.m. CST, Monday through Friday. Super Off-Peak hours are all other times (including the holidays of New Year’s Day, Memorial Day, Independence Day, Labor Day, Thanksgiving Day, and Christmas Day). Billing Demand for Time of Use Commercial Customers shall be $4.86 per kVA. Summer Winter On Peak Energy $ 0.2453 per kWh $ 0.1166 per kWh Off-Peak Energy $ 0.0675 per kWh $ 0.1066 per kWh Super Off-Peak Energy $ 0.0538 per kWh $ 0.0492 per kWh Sec. 28.106. COMMERCIAL ELECTRIC VEHICLE CHARGING RATE. (1)Availability: *** (c) all charges above shall also be subject to the applicable Energy Rate Adjustment (ERA) Energy Cost Adjustment (ECA) per Sec. 28.102. Sec. 28.107. INDUSTRIAL RATE. *** (2)Rate Per Billing Period:For each monthly billing period, an Industrial Rate customer (a) shall be charged one hundred fifty-six dollars ($156.00) one thousand one hundred ($1,100.00) as a customer service charge, and (b) in addition, shall be charged for demand and energy consumption during the billing period as follows: (i) for bills mailed on or between July 1 and October 31 (summer period) a customer shall be charged a demand charge of $10.40 per kVA of billing demand, and an energy charge of: $0.0644 0.0642 per kWh (ii) for bills mailed on or between November 1 and June 30 (winter period) a customer shall be charged a demand charge of: $7.80 per kVA of billing demand, and an energy charge of: $0.0644 0.0642 per kWh *** Sec. 28.108. LARGE CUSTOMER TIME-OF-USE USE ELECTRIC RATE AND CHARGES. (1)Availability: The Large Customer Time-of-Use Electric Rate shall be voluntary for any customer whose metered demand at any time exceeds 500 kVA. Service under this rate schedule is billed on a Time-of-Use basis as provided under these rules. The Large Customer Time-of-Use Electric Rate is an alternative to Section 28.105 or Section 28.107 (1) Availability, at the customer’s discretion. Customers opting for inclusion on Large Customer Time-of-Use Electric Rate are required to remain on the rate for a period no less than twelve (12) consecutive calendar months. (2)Intent: Electric Services is a summer peaking electric utility, and as such, the cost to deliver electricity is generally most expensive and detrimental to generation and distribution systems during 240 hours of greatest demand. The utility benefits when large electric users are encouraged to reduce their demand during these times. A Time-of-Use Rate is a pricing strategy whereby Electric Services may vary the price of electricity depending on the time-of-day it is delivered to the customer. Prices encourage the customer to use electricity during times of low demand and discourage use during the peak times of the day. Time-of- Use pricing allows Electric Services to better control costs and mitigate any negative system impacts related to times of peak demand. (3)(2)Definitions: (a)Time-of-Use: A specifically identifiable period of time during a twenty-four-hour day used for establishing a pricing strategy aimed at reducing the overall demand for electricity. (b)(a)Peak: The greatest fifteen (15) minute demand for electricity measured during the current billing period. (c)(b)Billing Demand: Highest metered kilovolt-amp (kVA) electric use, in a billing period measured between the hours of 3pm and 8pm Monday through Friday. (d)(c)Holidays: Federally observed Holidays.New Year’s Day, Memorial Day, Independence Day, Labor Day, Thanksgiving, and Christmas Day. (e)(d)On-Peak Energy: Electricity, measured in kilowatt hours, used Monday through Friday between the hours of 8:00 am and 8:00 pm. (f)(e)Off-Peak Base Energy: Electricity, measured in kilowatt hours, used Monday through Friday between the hours of 8:00 pm and 8:00 am, and all-day Saturday, Sunday, and Holidays, up to the established monthly Billing Demand. (g)(f)Off-Peak Time-of-Use Energy: Electricity, measured in kilowatt hours, used Monday through Friday between the hours of 8:00 pm and 8:00 am, and all-day Saturday, Sunday, and Holidays, in excess of the established monthly Billing Demand (h)(g)Summer period: Bills mailed on or between July 1 and October 31. (i)(h)Winter period: Bills mailed on or between November 1 and June 30. (4)(3)Rate Per Billing Period:For each monthly billing period, a customer participating in the Industrial Time-of-Use Electric Rate shall be charged: (a)the Service Charge of two hundred fifty two thousand dollars ($250.00 $2,000.00); (b)the Demand Charge and the Energy Charge for the energy consumption during the billing period as follows: (i) for bills mailed on or between July 1 and October 31 (summer period): 1) the Billing Demand times the billing rate of $10.40 10.61 per kVA, and 2) the On Peak, Energy times the billing rate of $0.0644 0.0628 per kWh, 3) the Off Peak, Base Energy times the billing rate of $0.0644 0.0628 per kWh, 4) the Off Peak, Time-of-Use Energy times the billing rate of $0.0400 per kWh, (ii) for bills mailed on or between November 1 and June 30 (winter period): 1) the Billing Demand times the billing rate of $7.808.01 per kVA, and 2) the On Peak, Energy times the billing rate of $0.0644 0.0628 per kWh, 3) the Off Peak, Base Energy times the billing rate of $0.06440.0628 per kWh, 4) the Off Peak, Time-of-Use Energy times the billing rate of $0.0400 per kWh, (c) the applicable Energy Cost Adjustment (ECA) per Sec. 28.102, and (d) any applicable bill impacts of Section 28.107 (3) Billing Demand, (4) Minimum Bill, (6) Service Facilities, (7) Excess Facilities, (8) Primary Service, and (9) Conditions. (5)(4) Interruptible Option-Availability:Service under this rate shall be available for customers with monthly demands of 2,500 kilovolt-amps (kVA) or greater. Service under this rate schedule is interruptible and customers must agree to interrupt electric service as provided under these interruptible rate rules. *** (j)Any customer on this rate will be given a credit of $2.60 3.00 per elected kVA as a participation incentive on bills mailed out in July, August, September, and October. (k)In addition to the participation credit, a customer will be given a compliance credit of $2.60 2.20 per elected kVA for successfully lowering its demand by at least the amount of the elected interruptible demand. The amount of participation credit applied to the billing demand is based upon the 241 largest interruption response of the billing period. Failure to curtail the full elected amount will result in no compliance credit. *** Sec. 28.109. STREET AND SECURITY LIGHTING RATE & INCIDENTAL UNMETERED ENERGY. (1)Availability:Lighting energy and service shall be available for street and security lighting and other incidental constant-wattage loads where it is not practicable to meter the electrical energy through the customer's normal metering location. (2)Rate per Billing Period:For each monthly billing period the lighting customer: (a) shall be charged for service per lamp: (i) for bills mailed on or after July 1, 2017: *** (b) and all lamps shall be charged any applicable eEnergy cCost aAdjustment (ECA) , per Sec. 28.102, based on the stated average monthly kWh consumption per lamp. *** (4)INCIDENTAL UNMETERED ENERGY FOR CUSTOMER-OWNED LIGHTING, SIGNS AND OTHER CONSTANT-WATTAGE LOADS (a) Where a customer owns lighting, signs, or similar constant-wattage single-phase loads no greater than 2 kVA (2,000 volt-amperes) per point of connection and where it is not practicable to meter the energy through the customer’s normal metering location, service may be provided under a contract for incidental unmetered energy. To qualify, the customer must provide verification that their electric loads have a constant-wattage, or calculable monthly kWh. The basis for monthly kWh to be billed shall be included in the service contract. Calculated monthly energy will be billed at a rate of $0.115 per kilowatt-hour plus the applicable energy cost adjustment. Once placed in service, changes to loads served by an unmetered service may only be made following review and approval by the Electric Services Department with an approved amendment to the service contract. A Standard Unmetered Service includes 150’ of overhead service wire from an existing transformer or service connection point; additional costs above what is included in a Standard Unmetered Service are the customer’s responsibility. Section Two. All ordinances, or parts of ordinances, in conflict herewith are hereby repealed to the extent of such conflict, if any. Section Three. This ordinance shall be in full force and effect from and after its passage and publication as required by law. Section Four. The rates and charges for electric services detailed in this ordinance shall be effective for bills mailed November 1, 2024 and after. Passed this day of , 2024. _____________________________________________________________________________ Renee Hall, City Clerk John A. Haila, Mayor 242 To:Mayor & City Council From:Mark O. Lambert, City Attorney Date:August 9, 2024 Subject:Closed Session Item No. 44 MEMO Motion to hold Closed Session as provided by Section 21.5(1)(c), Code of Iowa, to discuss matters presently in or where litigation is imminent City Clerk's Office 515.239.5105 main 515.239.5142 fax 515 Clark Ave. P.O. Box 811 Ames, IA 50010 www.CityofAmes.org 243