HomeMy WebLinkAbout~Master - Expenditure for Utility Retirement System Legal and Actuarial Services RESOLUTION NO. 02-125
RESOLUTION AUTHORIZING EXPENDITURE FOR
UTILITY RETIREMENT SYSTEM
LEGAL AND ACTUARIAL SERVICES
FOR THE CITY OF AMES,IOWA
WHEREAS, at the time that the City's Utility Retirement System was converted to a defined
contribution plan in 1997,the City purchased annuity contracts with the Principal Finance Group to fund the
retirement benefits for employees that were already retired; and,
WHEREAS, in 2001, the Principal Group recommended that the company convert from a mutual
holding company to a publicly traded stock company in a process referred to as demutualization; and,
WHEREAS, When demutualization was finalized, the City of Ames, as the owner of the annuity
contracts,received 17,507 shares of stock; and,
WHEREAS,as the City of Ames cannot hold equities,the stock was sold and proceeds received in the
amount of$361,860; and,
WHEREAS,the Utility Retirement Advisory Board met to discuss the process for distributing those
funds and has decided on several options to explore; and,
WHEREAS, in undertaking this course of action, the Board realizes that a pension attorney and an
actuary will need to be engaged to ensure any distribution is completed according to law so as not to affect the
qualified status of the Plan; and,
WHEREAS,the Utility Retirement Advisory Board recommended that the City Treasurer and Director
of Finance explore these options at a cost not to exceed$10,000,with the cost to be deducted from the proceeds
of the sale of stock.
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Ames, Iowa, that the
Director of Finance is hereby authorized to contact a pension attorney and actuary to explore the legality of the
following options at a cost not to exceed$10,000:
a. Distribute the funds to the active members at 9/30/97 using the original distribution formula.
b. Distribute the funds to the active members at 9/30/97 using the original distribution formula, but
exclude those who met age 55 and 30 years of service at 9/30/97 and were deemed to have been made
whole at that time.
C. Distribute the funds to members who retired under the defined benefit plan and had annuities purchased
for them.
ADOPTED THIS 26th day of February, 2002.
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Diane R. Voss,City Clerk Ted Tedesco,Mayor
Introduced by: Wirth
Seconded by: Goodhue
Voting aye: Goodhue,Hoffman, Quirmbach,Vegge,Wirth
Voting nay: None Absent: Cross
Resolution declared adopted and signed by the Mayor this 26th day of February,2002.