HomeMy WebLinkAboutA001 - Council Action Form dated June 23, 1998 ITEM#
DATE June 23, 1998
COUNCIL ACTION FORM
SUBJECT: RIGHT-OF-WAY MANAGEMENT PROGRAM AND DRAFT ORDINANCE
Executive Summary: Recent changes in federal and state law have led the City
to consider a more assertive level of managing the City's rights-of-way. Staff has
prepared a draft right-of-way management ordinance which provides a basis for
a City right-of-way management program, which grants licenses to non-City right-
of-way users, and which provides for varying levels of program management.
After Council reviews the attached ordinance and gives direction to staff, it is
recommended that the draft ordinance be shared with affected utilities and other
right-of-way users for their review and comment. Staff will then bring a revised
ordinance back to City Council in July for further consideration.
BACKGROUND:
The City has traditionally been served by monopolies providing various types of utility
services. With a limited number of right-of-way users and the cooperation of the various
utilities, the City has generally been able to manage the City rights-of-way with few
conflicts.
The Federal Telecommunications Act of 1996 deregulated the telecommunications
industry, which could now lead to multiple providers of telecommunication lines in, over,
and under the City's rights-of-way. Advances in communications technology are also
leading other entities, such as ISU and the Iowa Communications Network, to install
facilities in and across City rights-of-way. Deregulation of electric utilities may add further
to the number of right-of-way users.
Cities across the state and the nation have responded to these changes by adopting right-
of-way management ordinances. These ordinances are designed to make certain that the
public's interests are protected while providing for the orderly use of rights-of-way by an
increasing number of users. Even though recent state legislation eliminated Iowa cities'
ability to charge private utilities for the value of public rights-of-way which they use, it
preserved cities' ability to regulate and manage the use of their public rights-of-way.
In response to these changing dynamics, staff has prepared the attached draft ordinance
to regulate and manage use of the City's rights-of-way. Highlights of the ordinance include
the following:
• Regulated "right-of-way users" are defined as non-City entities which own or
operate facilities within City rights-of-way to provide water, drainage, sanitary
sewage, electric, steam, gas, or electronic communications services. This
includes all cable t.v. and telecommunication providers.
• All right-of-way users must register with the City.
• Permits to construct specific improvements within City right-of-way are required.
These permits involve compliance with all applicable City policies and restoration
of right-of-way surfaces.
• The right-of-way users themselves are responsible for getting other users'
review of permit applications, as well as for filing those applications with the City.
• Users must provide "as built" records of their utility installations to the Public
Works Department.
• The City Council may set fees commensurate with costs incurred by the City.
Registration fees could be charged to all users, including City utilities. Permit
fees would be charged only to non-City users. (Costs of coordination for City
activities within the rights-of-way are already charged to the respective utilities.)
• The electric utility's rights relative to pole attachment fees are clearly
delineated.
• The ordinance grants non-City right-of-way users a revocable license, rather
than an easement, to use the City's rights-of-way. The City may also direct right-
of-way users to relocate their facilities when necessary to provide for other City
activities or projects.
The proposed ordinance includes provisions from many other cities' ordinances, as well
as from various model ordinances and agreements. This ordinance is intended to apply
to all right-of-way users, including those with franchises and other state or federal
authorization to provide utility services. Affected non-City right-of-way users include the
following:
Alliance (formerly IES) Natural Gas
Alliance (formerly IES) Electric
T.C.I. Cable
U.S. West Telecommunications
McLeod Telecommunications
Iowa Communications Network Telecommunications
Iowa State University Telecommunications
Iowa State University Steamline
Any other entities using the City's
rights-of-way for purposes
described in the ordinance
The actual program of management to support this ordinance could be either very simple
or quite complex and costly. This program, which would be administered by the Public
Works Department, could range from mere registration and filing of permit applications and
"as-built" documents to a full-blown program of field inspections and GIS record keeping.
Costs for these activities could range from a few thousand dollars to $60,000 per year.
After review of the attached ordinance by the City Council, staff would recommend that the
ordinance be shared with major affected right-of-way users for their review and comment.
Staff will then bring back a revised ordinance to City Council within approximately one
month.
ALTERNATIVES:
1. Authorize staff to share the draft right-of-way management ordinance with affected
utilities and other right-of-way users for review and comment.
2. Direct staff to modify the proposed right-of-way management ordinance prior to
sharing it with affected right-of-way users.
MANAGER'S RECOMMENDED ACTION:
It is the recommendation of the City Manager that the City Council adopt Alternative #1,
thereby authorizing staff to share the draft right-of-way management ordinance with
affected utilities and other right-of-way users for review and comment. It is anticipated that
the ordinance will be brought back for further Council consideration in July.
COUNCIL ACTION:
l/
V
ORDINANCE NO.
AN ORDINANC O AMEND THE MUNICIPAL CODE OF THE CITY OF
AMES, IOWA, B ADDING A NEW CHAPTER AS 22A FOR THE
PURPOSE OF PRO G FOR THE MANAGEMENT OF CITY RIGHTS-
OF-WAY; PROVIDIN A PENALTY; AND, ESTABLISHING AN
EFFECTIVE DATE
BE IT ORDAINED, by the City Council the City of Ames, Iowa, that:
Section One. The Municipal Code of die City of es,Iowa is hereby amended by adding to it as Chapter 22A,
the following:
"CH APTE 22A
USE OF CITY RIG S-OF-WAY
BY RIGHT-OF-WA USERS
Sec. 22A.1. DEFINITIONS. For the purpose of this chapter certain terms are defined as follows:
(1) City Right-of-Way means the area on, below, or ove a City roadway, street, bridge, bicycle
path, or City sidewalk, in which the City has an interest, incl ' g other dedicated rights-of-way for travel
purposes and utility easements. A City right-of-way does not * cl a the airwaves above a City right-of-way
with regard to cellular or other non-wire telecommunications or broa asts service or utility poles owned by the
City.
(2) Right-of-Way Users: Those entities, except the City of es, that own or operate facilities that
are or are proposed to be installed widen City right-of-way for p ses of conducting, transmitting or
distributing water, drainage, sanitary sewage, electricity, steam, gas, r electronic communications.
Sec. 22A.2. REGISTRATION.
(1) The City of Ames and all right-of-way users that have or pro se to have facilities within the City
right-of-way shall register annually with the City on or before January 1 f each year to provide the following
information:
a) The identity and form of legal entity of the registrant and if wholly owned by another legal
entity the identity of the owning entity.
b) The name, address and telephone number of the officer, agent or employee responsible for
the accuracy of the registration statement, and for local operations of the right-of-way user.
c) A description of the registrant's existing and proposed facilities within the City right-of-way.
d) A description of the service that the registrant intends to offer or is currently offering within
die City.
e) Information sufficient to enable the City to determine that the registrant has applied for or
received any document or certificate required by State or Federal law to provide services or facilities within the
City.
(f) Proof of registration with the Iowa `one-call" system.
(2) Each right-of-way user registration, and registration by the City, shall be accompanied by such
registration fee as shall be set from time to time by the City Council.
(3) The purpose of the registration required by this section is to assist the City in enforcement of its
regulations; and, to assist the City in the abatement of dangerous conditions or conditions that threaten to
interfere with the property of others by reason of the registrant's facilities.
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Sec. 22A.3. RIGHT-OF-WAY INSTALLATION PERMITS.
(1) A right-of-way user shall obtain, by application to the City director of public works, a permit for
installation in the City right-of-way whenever the right-of-way user desires to place, repair, construct, or bury
anything in the City right-of-way. Such application shall be accompanied by:
(a) Written and graphic material that states and shows the particular part of or point on the city
right-of-way where placement, construction, or excavation is proposed to occur.
(b) A statement of the beginning and ending dates for the time during which the work is to be
done and completed.
(c) A sign-off sheet showing that all other registered right-of-way users with facilities in the
vicinity of the proposed installation or repair work have reviewed the plan for the proposed work and have no
objection. So as not to have undue delay,the right-of-way user making application for the permit need only wait
ten working days from the time of submitting its plans to the other right-of-way users. Failure by a right-of-way
user to respond to such requested plan review within ten(10)days shall constitute an expression of no objection.
(d) Plans and specifications for the proposed work in such detail as the director of public works
shall reasonably require to show that the work as proposed conforms to city ordinances, regulations, and
policies.
(2) In making excavations in the City right-of-way the right-of-way user shall do the work in a manner
devised to cause the least possible inconvenience to the public.
(3) The right-of-way user shall properly protect, according to safety standards generally accepted at
the time that the installation in the City right-of-way occurs, all excavations and obstructions by proper
placement of barricades, warning lights and such other or additional devices as circumstances may warrant. If
in the opinion of the City director of public works such excavation or obstruction is not properly and safely
protected, the City director of public works shall notify the right-of-way user and the right-of-way user shall
comply immediately with the instructions of the director of public works. Failure or refusal by the right-of-way
user to follow such instructions shall constitute a violation of this section.
(4) Any trenches or excavations opened by a right-of-way user in the City right-of-way shall be filled
by the right-of-way user. All backfilling in the City right-of-way shall be done in accordance with City
specifications, including specification for the replacement of grass and other landscaping features.
(5) Temporary street surfacing shall be placed in excavations in a city street as soon as the same has
been backfilled. Pavements, sidewalks, curbs and gutters or other portions of streets and public places opened,
disturbed or damaged shall be promptly restored and replaced with like materials at the expense of the right-of-
way user and left in as good a condition as before the opening, disturbance or damage occurred. In the event
that like materials for replacement are not available, the director of public works may approve the use of an
alternative material that is reasonably close in effect to the original material.
(6) Where a cut or disturbance is made by a right-of-way user to a section of a street or a sidewalk
paving,rather than replacing only the area cut, the right-of-way user shall replace the full width of the existing
sidewalk or street paving and the full length of the section or sections cut, a section being that area marked by
expansion joints or scoring, or as directed by the City.
(7) Right-of-way users shall maintain, repair and keep in good condition for a period of two(2)years
following such disturbance all portions of the City street surface disturbed by a right-of-way user. Grass and
landscaping that is so disturbed shall be repaired and maintained for a period of one(1)year.
(8) No right-of-way user or any person acting on the right-of-way user's behalf shall commence any
non-emergency work in the City right-of-way without five(5)working days advance notice to the City. In the
event of an emergency involving public safety, the public works director or designee may issue the permit orally,
but the written documentation of the application for and issuance of the permit shall be completed as soon as
practicable after the work has started.
(9) Telecommunications facilities shall be installed within an existing underground duct or conduit
whenever excess capacity exists within such facility, and the owner of the duct or facility does not refuse
reasonable terms proposed for the use of the duct or conduit.
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(10) Whenever any existing electric utility facilities, cable television facilities, or other
telecommunications facilities are installed underground in a certain segment of the City right-of-way, any other
right-of-way user shall also locate its facilities underground in that segment of the City right-of-way.
(11) Street crossings and sidewalk crossings by right-of-way user facilities shall be bored at those
locations where reasonably required by the Director of Public Works.
(12) No permit shall be issued for the installation of right-of-way user facilities in the City right-of-way
unless the right-of-way user has filed with the City a registration statement in accordance with Section 22A.3
above.
(13) No permit for installation of right-of-way user facilities in the City right-of-way shall be issued by
the City director of public works unless the right-of-way user has paid such installation permit fee as shall be
established from time to time by resolution of the City Council.
(14) Installation and repair work shall be done in accordance with the city street tree protection policy
requirements. All trees,landscaping and grounds removed, damaged or disturbed as a result of installations by
a right-of-way user in the City right-of-way shall be replaced or restored as soon as is reasonably possible, in
accordance with the City street tree protection policy with respect to effects of construction in the City right-of-
way.
Sec. 22A.4. COMPLETION OF INSTALLATIONS.
A right-of-way user shall promptly complete all installations in the City right-of-way so as to minimize
disruption of the City ways and other public and private property. All installation work authorized by permit
within the City right-of-way,including restoration work,shall be completed as soon as possible but not later than
180 days of the date the City director of public works issued a permit for the installation. An extension may be
granted for good cause due to circumstances beyond the control of the right-of-way user.
Sec. 22A.5. AS BUILT DRAWINGS.
A right-of--way user shall,within sixty(60)days of making an installation of facilities in the City right-of-
way, finnish the City with one(1)complete set of as built drawings, in an electronic format compatible with the
City's mapping system, if required, drawn to scale and certified by the contact person for the right-of-way user
as accurately depicting the location of the facilities installed pursuant to the permit.
Sec. 22A.6. INTERFERENCE WITH THE CITY.
A right-of-way user shall so construct, maintain, operate and locate its facilities in the City right-of-way
so as not to interfere with the construction, location, maintenance and operation of city sewer, water, drainage,
electrical,communications, signal and fiber optic facilities, or any other operations or facilities of the City. The
City shall have the right and power by resolution of its City Council, or by order of its director of public works,
to specifically direct the location of right-of-way user facilities with reference to city facilities, existing or
proposed,in such a manner as shall serve the public use and convenience. Failure or refusal by a right-of-way
user to promptly follow such directions shall be a violation of this section.
Sec. 22A.7. RELOCATION OR REMOVAL.
Within sixty (60) days following written notice from the City, a right-of-way user shall, at its own
expense, temporarily or permanently relocate, change or alter the position of any facilities within the City right-
of-way whenever the City shall have determined that such relocation, change or alteration is reasonably
necessary for the construction, repair, maintenance, or installation of any city public improvement, or for the
operations of the City in or upon the City right-of-way.
Sec. 22A.8. REMOVAL OF UNAUTHORIZED FACILITIES.
Within thirty (30)days following written notice from the City, a right-of-way user that owns, controls
or maintains any unauthorized facility within the City right-of-way shall remove such facilities from the City
right-of-way at the right-of-way users sole expense. A facility is unauthorized if:
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(1) Any license,permit or authorization required by Federal, State or City regulations with respect
to the facilities has not been obtained, or has been revoked, or allowed to expire.
(2) The facilities are not installed in accordance with the permit for installation or other requirements
of this chapter.
Sec. 22A.9. COMPLIANCE WITH PERMIT.
All installation work and activities for right-of-way user facilities in the City right-of-way shall be in
accordance with the installation permit issued by the director of public works. Any work done that is not in
accordance with an applicable installation permit shall be a violation of this section.
Sec. 22A.10. EMERGENCY REMOVAL OR RELOCATION.
The City shall have the right and power to cut or move any right-of-way facilities in the City right-of-way
as the City may determine to be necessary, appropriate or useful in response to any public health or safety
emergency. The City shall endeavor to give notice of such emergency disruption, but nothing in this chapter
shall be deemed to create a duty to give such notice.
Sec. 22A.11. COORDINATION OF INSTALLATIONS.
All right-of-way users with facilities in the City right-of-way or who expect to install facilities in the City
right-of-way shall coordinate such activities with the City and with each other right-of-way user. Between
January 1 and February 1 of each year, all registered right-of-way users shall provide to the City a schedule of
their proposed installations in the City right-of way for that calendar year. Each registered right-of-way user
shall meet with the City,and with the other registered right-of-way users as scheduled by the City director of
public works, to schedule and coordinate installation of right-of-way user facilities in the City right-of-way, so
as to minimize public inconvenience and costs.
Sec. 22A.12. INSURANCE AND BOND REQUIREMENTS.
(1) A right-of-way user that has or expects to install facilities within the City right-of-way shall
maintain in effect such policies of insurance as the City's risk manager shall reasonably deem appropriate to the
nature of the facilities installed or to be installed, and the location of such installations.
(2) The Director of Public Works may require performance security in an amount commensurate
with the scope of the work,to secure satisfactory installation in accordance with the installation permit, by means
of an irrevocable letter of credit in a form approved by the City Attorney, or by cash deposit.
Sec. 22A.13. POLE ATTACHMENTS.
(1) Nothing in this chapter shall be deemed to require a right-of-way user to attach its facilities to
the utility poles of the City of Ames municipal electric utility, or to the utility poles of any other right-of-way
user. Installation of right-of-way user facilities underground in the same places where other right-of-way user
facilities are attached to an existing set of utility poles shall be permitted.
(2) Nothing in this chapter shall be deemed to confer upon any right-of-way user any right or
entitlement to make any attachment to the utility poles of the City of Ames municipal electric utility or to the
utility poles of any other right-of-way user.
(3) Nothing in this chapter shall be deemed to prevent the City of Ames municipal electric utility
from requiring any right-of-way user to make a payment of a pole attachment fee and "make ready" charges for
attachment of facilities to the utility poles of the City of Ames municipal electric utility; and, to enter into and
abide by the terms and conditions of a pole attachment agreement.
(4) At those locations on the City right-of-way where there are already existing utility poles of either
the City of Ames municipal electric utility or of some other right-of-way user, a second set of poles is strictly
prohibited, except when done by or at the request of the City. If there is not sufficient space on the existing
utility poles for attachment of the proposed additional right-of-way user facilities, or if the right-of-way user
proposing to install right-of-way user facilities at the site of the existing poles cannot reach an agreement with
the owner of the poles to allow attachment of those facilities, then those facilities shall be installed underground.
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Sec. 22A.14. APPEAL TO CITY COUNCIL.
A right-of-way user that is denied registration,denied a right-of-way installation permit, that has its right-
of-way installation permit revoked, or that believes that the fees imposed do not conform to the requirements
of Chapter 480A, Code of Iowa, may request in writing that such denial, revocation or fee imposition be
reviewed by the City Council. The City Council shall act within sixty (60) days of a timely written request.
A decision by the City Council affirming the denial, revocation, or fee imposition must be in writing and
supported by a written finding establishing the reasonableness of the decision.
Sec. 22A.15. NO EASEMENT, PERNUSSION ONLY, NOT ASSIGNABLE.
The provisions of this chapter, and the permits and authorizations granted pursuant to this chapter, shall
not be deemed to create or grant to anyone any easement, estate, or interest in the property of the City. A
permit to install right-of-way user facilities in the City right-of-way is a mere license, that is, an authorization
to the stated entity to go onto the land of the City to do only that which is explicitly stated by the permit, that
may be revoked by the City as provided in this chapter, and that cannot be assigned to another. A right-of-way
user that occupies city right-of-way or makes an installation of facilities in the City right-of-way on the basis of
a purported assignment of an installation permit granted to another entity, shall be in violation of this section.
Sec. 22A.16. FRANCHISE FEE CREDIT.
For a right-of-way user that pays a franchise fee, the amount of any registration fee paid per subsection
22A.2(2)and any installation permit fee paid per subsection 22A.3(13) shall be applied as a credit to reduce the
amount due for the franchise fee."
Section Two. Violation of the provisions of this ordinance shall constitute a municipal infraction punishable as
set out in Section 1.9 of the Municipal Code.
Section Three. All ordinances or parts of ordinances in conflict herewith are hereby repealed the extent of such
conflict, if any.
Section Four. This ordinance shall be in full force and effect from and after its passage and publication as required
by law.
Passed this day of 1998.
Jill Ripperger, City Clerk Ted Tedesco, Mayor
0489
(Rev.6-18-98)
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