HomeMy WebLinkAboutA022 - report on hearing on City paraphernalia ordinance City Of AMES, Iowa
A50010
JOHN R. KLAUS (515) 232-6210
City Attorney
SANDRA M. ZENK
Assistant City Attorney
June 13, 1980
Honorable F. Paul Goodland, Mayor
And Members of the City Council
Of The City of Ames, Iowa
In Re: Hearing on the City Paraphernalia Ordinance
Dear Mayor Goodland and Council Members:
The hearing on the challenge of the constitutionality of the
City' s paraphernalia ordinance was held on Thursday, June 12.
A copy of the brief filed on behalf of the City following
the conclusion of the hearing is enclosed herewith for your
information.
The evidenciary hearing went extremely well. The Plaintiff
did not produce any evidence to show that shopkeepers would
be unable to distinguish between what is prohibited and not
prohibited inventory, except for what must be viewed as a
self serving declaration of the Plaintiff himself. On the
other hand, a witness called by the City as proprietor of
Wally' s Gift and Pipe Shop, after displaying considerable
knowledge of pipes of all kinds, including marijuana and
hashish pipes, established, I believe convincingly, that
shopkeepers are in no genuine risk of inadvertently selling
items of paraphernalia in the belief that they are to be
used for smoking tobacco.
There are some gray areas of course. However, that is not
uncommon in any area of law. The benefit of the doubt always
goes to the suspect.
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It is certainly not, in my opinion, inappropriate for the
City to contend vigorously that the ordinance drafted passes
constitutional standards. The main focus for the attack on
the ordinance has been the area of vagueness, relying almost
entirely on the fact that the definition of a marijuana pipe
uses the word "small" , but does not define it in terms of
some scientific measurement such as millimeters. ( If milli-
meters were used, the ordinance would be attacked on the
grounds of the standards being arbitrary. ) In this regard,
the United States Supreme Court has held:
"That there may be marginal cases in which it is
difficult to determine the side of the line on
which a particular fact situation falls is no
sufficient reason to hold the language too am-
biguous to define a criminal offense. "
We feel the law requires the Plaintiffs to bear the burden
of proving facts sufficient to establish that business
people of ordinary intelligence in the position of the
Plaintiff will not have any reasonable and fair notice of
what is prohibited. The Plaintiff attempted to establish
that by the self serving testimony of the Plaintiff himself.
The City responded with the testimony of an unbiased and
objective shopkeeper engaged in the business of selling
pipes and gift articles that the ordinance did not create
any problems in that regard; and, that making the distinc-
tion between a pipe designed for smoking tobacco and one
designed primarily for use of controlled substances was not
difficult for persons in the business .
However, I want to caution the City Council against over-
optimism. I believe we have recognized from the beginning
that this whole matter was one that presented serious and
difficult questions as is to be expected when a new area of
regulation is being developed in response to a new societal
concern. I believe, however, that the record that has been
made at this point will be sufficient to either:
1. Enable the District Court to produce a deci-
sion which, if it should strike down all or some
part of our ordinance, will provide the guidance
the City Council needs in developing a better
ordinance, or
2 . Support an appeal to a higher court should
that appear to be an appropriate course to follow.
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Additionally, I feel that the City Council ' s adoption of the
ordinance and its commitment to defending the same has done
much to educate the public generally on matters of parapher-
nalia, and this certainly must be viewed as a step forward
in combatting the problem of increasing chemical dependency
among persons in this community, young and old.
Respectfully submitted,
Z,7 �
John R. Klau
City Attorney
JRK/dls
cc: J. Elwell
A. E. Siedelmann
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF IOWA
CENTRAL DIVISION
JAY MAGNANI , individually,
and ROLAND JESSE, JR. ,
individually, collectively * NO. 80-229-A
doing business as SIDS '
HEADSHOP; STEVEN dePROSSE;
AND IOWA NORML,
*
Plaintiffs,
*
VS.
*
CITY OF AMES, IOWA
* DEFENDANT' S BRIEF
Defendant.
*
* * * * * * * * * * * * * * * * * * * * * * * * * * * * * *
BACKGROUND
The City Council of the City of Ames, Iowa adopted
Ordinance No. 2749, effective on May 21, 1980 which provides
in part:
"It shall be unlawful for any person to sell,
offer for sale, display, furnish, supply or give
away any empty gelatin capsule, hypodermic syringe
or needle, cocaine spoon, marijuana pipe, hashish
pipe, or any other instrument, implement or device
which is primarily adapted or designed for the
administration or use of any controlled substance
to any person. " Sec. 3 , Ordinance No. 2749, City
of Ames, Iowa.
These proscribed items constitute the drug "paraphernalia"
prohibited under this law. Several of the specific items of
paraphernalia are specially defined, as follows:
(1 ) " ' Cocaine spoon' : A spoon with a bowl so
small that the primary use for which it is
reasonably adapted or designed is to hold or
administer cocaine, and which is so, small as
to be unsuited for the typical lawful uses of
a spoon. A cocaine spoon may or may not be
labeled as a "cocaine" spoon or "coke" spoon. "
Sec. 2 (1) , Ordinance No. 2749, City of Ames,
Iowa
(2) " 'Marijuana or hashish pipe' : A pipe charac-
terized by a bowl which is so small that the
primary use for which it is reasonably adapt-
ed or designed is the smoking of marijuana or
hashish, rather than lawful smoking tobacco,
and which may or may not be equipped with a
screen. " Sec. 2 (3 ) , Ordinance No. 2749, City
of Ames, Iowa.
The ordinance excludes from its applicability: "manufac-
turers, wholesalers, . . . etc. " See Sec. 3 , Ordinance No.
2749, City of Ames, Iowa. This ordinance is directed to
retailers or other persons who traffic in drug parapher-
nalia. It does not prohibit the mere possession nor the
purchase of items of drug paraphernalia. By its terms the
ordinance does not purport to prevent the sale of any ar-
ticle or item of personal property that can be used to
facilitate the consumption of a controlled substance. It is
addressed to the sale and display of merchandise "primarily
adapted for the use of a controlled substance. " Sec. 3 ,
Ordinance No. 2749, City of Ames, Iowa.
Jay Magnani and Roland Jessee, the owners and
operators of Sids ' Headshop in Ames, Steven DeProsse, and
Iowa NORML filed a lawsuit in United States District Court
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for the Southern District of Iowa seeking a temporary re-
straining order and permanent and preliminary injunction
against the enforcement of the ordinance. The temporary
restraining order was granted on May 28, 1980; challenges
having been made to the constitutionality of the ordinance
on grounds of vagueness, overbreadth, right of privacy,
equal protection, free speech, burdening interstate commerce
and impairment of contracts.
LEGAL ANALYSIS
VAGUENESS
Municipal ordinances, like state and federal
statutes, bear an initial presumption of legality and con-
stitutionality where they have reference to a subject matter
within the police power of the municipality. The Flipside,
Hoffman Estates v Village of Hoffman Estates, 485 F. Supp.
400, 409 (N.D. Ill . , 1980 ) ; See McQuillan, Municipal Cor-
porations, Sec. 20. 06. Laws attempting to control the use
of controlled substances are clearly within the proper scope
of local legislation relating to health and safety. The
Flipside, Hoffman Estates, 485 F.Supp. at 410; Tobacco Road
v. City of Novi, (Memorandum Opinion) , No. 79-71000, E.D.
Mich, June 21, 1979; Geiger v City of Eagan F.2d.
No. 79-1831 (8th Cir. March 19, 1980 ) . The burden is on the
party who challenges an ordinance valid on its face and
enacted under lawful authority to prove facts to establish
its invalidity. McQuillan, Municipal Corporations, Sec.
20. 08.
With regard to constitutional challenges on vague-
ness grounds, the Supreme Court has firmly ruled that such
challenges to statutes which do, not involve First Amendment
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freedoms must be examined in light of the facts applying to
the case at hand. See United States v. Powell, 423 U. S. 87,
96 S.Ct. 316, 46 L.Ed.2d 228 (1975) ; Tobacco Road v City
of Novi, (Memorandum Opinion) , No. 79-71000, E.D. Mich, June
21, 1979. Since the City of Ames ' ordinance is directed to
sellers or other persons who display paraphernalia, the only
directly aggrieved or affected parties in this suit are the
proprietors of Sids ' Headshop. The issue presented to this
court is thus whether those individuals have been denied
their right to have adequate notice of the proscribed con-
duct of the ordinance.
Plaintiffs Magnani and Jessee are, by their admis-
sion, sellers of goods that may be deemed to be prohibited
by the definition of paraphernalia. Paragraph 9, Complaint.
It is their commercial or merchandising interest that they
seek to protect in this lawsuit. Paragraph 9, 10, Com-
plaint. It is therefore incumbent upon the Court to apply as
a vagueness standard, a test of whether "business people of
ordinary intelligence" understand what is prohibited by the
ordinance. McGowan v Maryland, 366 U. S. 420, 81 S.Ct. 1101,
6 L.Ed.2d 393 (1961) ; Tobacco Road v City of Novi, (Memoran-
dum Opinion) , No. 79-71000, E.D. Mich, June 21, 1979; Music
Stop, Inc. v City of Ferndale, (Memorandum Opinion) No.
79-73375, E.D. Mich, April 9, 1980.
In McGowan vs . Maryland, supra, the U.S. Suprent Court de-
clined to strike down a statute prohibiting retail sales of:
"merchandise essential to, or customarily sold at,
or incidental to, the operation of 'bathing beachs,
amusement parks et cetera' from the coverage of
the Sunday closing laws. The court stated: We
believe that business people of ordinary intelli-
gence in the position of appellants ' employer
would be able to know what exceptions are encom-
passed by the statute either as a matter of ordi-
nary commercial knowledge of by simply making a
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reasonable investigation at a nearby bathing beach
or amusement park within the county. " Id. at p.
428
It is likewise clear to persons in the tobacco
smoking and accessories- business the items that are -prohib-
ited by the City of Ames ordinance. The term "parapher-
nalia" has a clear and precise "street" definition, under-
stood by teenagers and young adults as well as by suppliers
and retailers of smoking accessories. There have been judi-
cial proclamations to the effect that "Paraphernalia" is
known and understood in the law with respect to the adminis-
tration of controlled substances. See The Flipside, Hoffman
Estates Inc. , supra citing United States v Johnson 451 F.2d
1311 (8th Cir. 1976) .
Admittedly, many courts considering questions of
constitutionality of paraphernalia ordinances have struck
them down. E.g. Indiana Chapter, NORML etal v Sendak,- etal
F. Supp. , No. TH-75-142-C (S.D. Ind. , February
4, 1980) ; Walter A. Weingart v The Town of Oyster Bay ;
Anthony J. Cordarella, d/b/a Ti er' s Records v City of
Overland Park, Kansas Geiger, supra. But an
examination of the underlying ordinances shows that in
almost every instance the ordinance was considerably more
broad in its definition of the proscribed items than is the
City of Ames ' ordinance.
The City of Ames ' ordinance itemizes several types
of paraphernalia: An empty gelatin capsule, hypodermic
syringe or needle, cocaine spoon, marijuana pipe or hashish
pipe. Only the cocaine spoon and the marijuana and hashish
pipes are specifically defined. Yet, no challenge is made
to the vagueness of capsules or syringes. This is because
these are items of common experience and knowledge.
i.
SC
S
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Marijuana and hashish pipes, on the other hand,
because their nature permits no legitimate usage, have not
developed a universal meaning. However, as ' slang' termino-
logy they have as precise and specific a meaning to persons
familiar with drug usage as needles, capsules or syringes do
to the community at large. Such pipes are characterized by a
small bowl, usually a screen, and they are reasonably de-
signed for the smoking of marijuana or hashish. See Defi-
nitions, Sec. 2, Ordinance No. 2749, City of Ames, Iowa. To
the reasonably intelligent operator of a commercial es-
tablishment that sells items associated with smoking, these
items are unmistakable.
According to the City' s Ordinance, paraphernalia
also includes "any other instrument, implement or device
which is primarily adopted or designed for the administra-
tion or use of any controlled substance. " The vagueness test
approved by the Supreme Court is one of reasonableness,
whether the ordinance presents "ascertainable standards of
guilt" . Tobacco Road v City of Novi, supra
It has also been said:
"That there may be marginal cases in
which it is difficult to determine the
side of the line on which a particular
fact situation falls is no sufficient
reason to hold the language too ambig-
uous to define a criminal offense. "
United States v Petrillo, 332 U.S. 1, 7,
cited in Tobacco Road v City of Novi,
supra
The language "primarily adopted or designed for the adminis-
tration or use of any controlled substance" meets the stan-
dard of reasonableness and fair notice. Only objects that X-
their physical nature and appearance are obviously .intended
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to facilitate the use of drugs are "primarily adapted" for
such use. It will be as apparent to the seller as to the
police what these items are. The reasoning of the court in
Music Stop v City of Ferndale, supra, in striking an ordi-
nance similar to that of the City of Ames was that it is
expecting too much of the "pipe sellers" to anticipate the
primary adoptive use and design intent of every item it
sells. This reasoning lacks persuasiveness when applied to
the actual market place for paraphernalia. According to the
City's ordinance paraphernalia must be primarily adapted or
designed for the use of drugs. An item of paraphernalia
cannot be reasonably designed for a legitimate use if it is
also primarily adapted for an illegitimate one. It is
specious to assume that retailers stock items for which they
do not know the intended use. They would either gain that
information from the supplier or by trade experience. There
may be questions of interpretation as to specific items of
alleged paraphernalia, but the language of the ordinance is
sufficiently descriptive of the genre of proscribed items to
reasonably make known to persons in possession of these
goods that their sale or display is illegal.
Thus, as applied to a commercial establishment
whose stock may include drug paraphernalia, Ordinance No.
2749 of the City of Ames meets the fair notice requirement
protected by the Due Process clause of the Fifth and Four-
teenth Amendments to the U. S. Constitution. The law does
not require the legislature to dissect its terminology to
discover whether someone at some time may wrongly be accused
of violating its terms. The language of the ordinance as it
is obviously related to the use of illicit drugs presents a
specific and assured warning to retailers of. the proscribed
items of sale or display. -
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OVERBREADTH
Complainant' s reliance upon the concept of over-
breadth as basis a for invalidating the anti-paraphernalia
ordinance is misplaced. The theory upon which an overbreadth
challenge is based is the constitutional principle that
government objectives may not be obtained through means
which sweep unnecessarily broadly and thereby invade areas
of protected freedoms. Flipside, Hoffman Estates, Inc. ,
supra.
In the first place the ordinance cannot reasonably
be read to prohibit anything more than drug- related acces-
sories. Furthermore, complainants enjoy no "protected free-
dom" to use illicit drugs or to engage in the trade or sale
of items inherently related thereto. Flipside, Hoffman
Estates, supra, Tobacco Road v City of Novi, supra. None of
the cases striking paraphernalia statutes have rested on
this ground. Those that have discussed it specifically
determine there is no individual fundamental right involved.
See Flipside, Tobacco Road, supra.
EQUAL PROTECTION
Absent a showing of its application to a suspect
class or upon a fundamantal right, a statute or ordinance
needs to bear only a rational relationship to a legitimate
government purpose in order to withstand a challenge that it
violates the equal protection clause of the Fourteenth
Amendment. The city reasserts that no fundamental interest
is threatened by the ordinance as applied in its intended
breadth.
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The control of drug use is a legitimate concern of
a municipality. The Flipside, Hoffman Estates, supra; Tobac-
co Road v City of Novi, supra; Regulation of articles
designed primarily to facilitate the use of drugs, to gla-
mourize the culture surrounding the use of drugs and to
increase the effect on the user of drugs is rationally
related to the objective of curtailing drug use in the
community.
In Michigan District Court, wherein the City of
Novi, Michigan' s paraphernalia ordinance, substantially
identical to the City of Ames ' ordinance, was upheld, the
court said, with respect to the claimed infringement on
commercial speech interests:
"the short answer to plaintiff' s claim is that the
challenged ordinance is not directed to speech,
commercial or otherwise. " Tobacco Road v City of
Novi, Michigan, (Memorandum Opinion), No. 79-71000,
E.D. Mich, June 21, 1979 . See also The Flipside,
485 F.Supp. 400, 409 (N.D. Ill, 1980)
Likewise, the instant case presents no legitimate question
of protected speech.
The City of Ames ' ordinance regulates the sale or
display of tangible personal property. No drug oriented
magazine sales or advertisement are affected. Moreover the
Supreme Court has indicated commercial speech that would
promote an illegal activity could be forbidden. See Pitts
burgh Press Co. v Pittsburgh Commission on Human Relations
413 U.S. 376, 399, 935 Ct. 2553, 2560, 37 L.Ed.2d 669 (1973 )
cited in The Flipside, supra, p 408.
INTERFERENCE WITH INTERSTATE COMMERCE
Generally, local enactments for the protection of
the health, safety and welfare of the community are valid
•5.
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despite the burden they place on interstate commerce, so
long as that burden is not excessive Pike v Bruce Church,
Inc. , 397 U.S. 137, 142, 90 S .Ct. 844, 25 L.Ed.2d 174 (1970) .
There is -no question that laws related to the curtailment of
drug use are a matter of legitimate local regulation. Geiger
v City of Eagan, supra. Any impact the paraphernalia ordi-
nance in the City of Ames would have on interstate commerce
is so minimal that it is, for constitutional analysis, an
insignificant burden on commerce. See Tobacco Road v City
of Novi, supra.
RIGHT OF PRIVACY
The Supreme Court has recognized and protected a
constitutional "right of privacy" in a number of cases. See
Annotation: Supreme Court' s Views as to the Federal Legal
Aspects of the Right of Privacy, 43 L.Ed.2d 871. This right
is based on. a number of constitutional principles and guaran-
tees. However, it is not an absolute right of a person to
do anything he or she wants. Annotation, 43 L.Ed.2d 871 .
Cases analogous to this paraphernalia case involve
the prohibition of sales of obscene material through the
mail. See United States v Reidel, 402 U.S . 351, 28 L.Ed.2d
813, 91 S .Ct. 1410, reh den 403 U.S. 924, 292, L.Ed.2d 703,
915 Ct. 2223 (1971) . In this case the Supreme Court held
that the right of a person to possess obscene material in
the privacy of his own home did not confer on the seller a
right to sell and deliver such material. The federal govern-
ment could outlaw the use of the mails to send obscene
materials. See Annotation, supra, p. 884.
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In the case at bar, the City of Ames ' ordinance is
directed to sellers of paraphernalia. No case has come to
our attention that has held there is a constitutional right
to use illegal drugs or drug paraphernalia in .the privacy of
a home. Assuming arguendo, the right of privacy might apply
in this way, the Ames ordinance is nonetheless valid because
it does not attempt to regulate the use of drug parapherna-
lia. It is directed to the sale of items declared by its
terms to be contrary to the public health and welfare. In
this regard, it is a proper exercise of local authority that
does not invade any area of individual freedom. The Flipside,
supra, at p. 410.
IMPAIRMENT OF CONTRACTS
The constitutional protection of contractual
rights has no application to this litigation. Contractual
rights are generally considered impaired to the extent of
constitutional impermissiveness when
"the statute must have the effect of rewriting
antecedent contracts, that is, changing the sub-
stantive rights of the parties to existing con-
tracts" 16A Am. Jur.2d Constitution Law, Sec. 695.
The ordinance challenged by plaintiffs is not
directed towards the amendment or change of any contractual
obligation. There is simply no contractual relationship
affected by enacting the regulation of paraphernalia in the
manner proposed by the City of Ames through its ordinance
No. 2947 .
CITY OF AMES, IOWA
Safidra M. Zen
Assistant City Atto hey
Cbhn R. Klaus
ity Attorney
Municipal Building
5th & Kellogg
Ames, Iowa 50010
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