HomeMy WebLinkAbout~Master - Amending Chapter 32 of Municipal Code; Providing a Retirement System 1 ,
` ORDINANCE NO. 2021
AN ORDINANCE AMENDING CHAPTER 32 OF THE MUNICIPAL CODE OF THE CITY OF
AMES, IOWA, BY REPEALING ALL OF CHAPTER 32 THEREOF; AND PROVIDING A
RETIREMENT SYSTEM FOR EMPLOYEES OF THE MUNICIPAL UTILITIES OF THE CITY
OF AMES, IOWA.
Be It Ordained By The City Council of the City of Ames, Iowa, as follows :
Section 1. That Chapter 32 of the Municipal Code of the City of
Ames , Iowa, be and the same is hereby repealed and the following be and
the same is hereby enacted in lieu thereof to be known as Chapter 32 of
the Municipal Code of the City of Ames, Iowa, with sections and sub-
sections thereof as hereinafter designated :
CHAPTER 32
UTILITY RETIREMENT SYSTEM
32-1 Creation. A retirement system to be operated and maintained in
accordance with the provisions of this chapter is hereby created.
32-2 Name. This retirement system shall be known as the Ames Municipal
Utility Retirement System.
32-3 Purpose. The purpose of this retirement system is to provide
economy and efficiency by furnishing an orderly means whereby employees
who have become aged or otherwise incapacitated may be retired without
hardship, and to provide certain benefits in connection therewith.
DEFINITIONS
32-4 Definitions. The following words and phrases, unless a different
meaning is clearly indicated by the context, shall have the following
respective meanings .
32-4. 1 City. The City of Ames, Iowa.
32-4. 2 Utility. Utility shall include and be limited to any
waterworks, gas, electric light and power and sewage treatment or
water pollution control plants managed, operated and owned by the City
of Ames, Iowa.
32-4. 3 Board. The board of trustees at any time acting hereunder.
32-4.4 Employee. A person in the employment of the City of Ames,
Iowa, on or after the effective date of this chapter, who regularly
receives or is expected to regularly receive in excess of ten per cent
(10%) of his compensation from the Utility of the City of Ames, Iowa
for personal services rendered in connection with the operation, main-
tenance or management of said Utility.
32-4. 5 Physical Examination. Each applicant for employment shall
be required to pass a physical examination, by a physician approved by
the Board, before such applicant becomes an employee as defined in this
chapter.
32-4.6 Disability. The inability of an employee to perform the
duties of any assigned position within any utility for any period
exceeding sixty (60) days because of mental or physical injury or
disease which is not self-inflicted, or due to drugs or alcoholism or
incurred in the commission of a felonious act. An employee shall be
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considered disabled only during periods for which the Board shall re-
ceive both of the following:
(a) Written certification by at least two licensed and prac-
ticing physicians approved by the Board that such
employee is disabled and unable to reasonably perform
the duties of any assigned position within any utility.
(b) Written certification by the administrative officer of
the employee that such employee
(i) is not separated from the employment of the Utility
and
(ii) is disabled and is consequently not entitled to any
earnings.
32-4. 7 Earnings. Compensation paid by the Utility to an employee
for personal service.
32-4. 8 Highest Average Earnings. The monthly average earnings
during the sixty (60) highest paid consecutive months out of the one
hundred and twenty (120) months immediately preceding the date of
retirement or date disability was incurred.
32-4. 9 Effective Date. The effective date as referred to in this
chapter shall be December 5, 1945, and no benefits other than disabil-
ity or death shall be paid prior to January 1, 1947.
32-4. 10 Date of Revision. This chapter was revised in its
entirety as of February 1, 1964.
32-4. 11 Prior Service. The period beginning on the date upon
which any employee was first employed by the Utility and ending on the
effective date hereof excluding any intervening periods during which
such employee was separated from employment following a resignation,
dismissal, lay-off or expiration of any term of appointment, but not
excluding military duty as herein defined.
32-4. 12 Current Service. The period beginning on the later of
the dates upon which any employee is first employed by the utility and
the effective date December 5, 1945, and ending on the date of the
latest separation from employment, excluding any prior periods of
employment for which separation benefits were withdrawn, and any inter-
vening periods during which such employee was separatedKfrom employment
following a resignation, a dismissal or lay-off in excess of 30 days,
but not excluding military duty and periods of disability as herein
defined.
32-4. 13 Military Duty. Military duty shall be service in the
armed forces of the United States of America or State of Iowa during a
period of declared war or national or state emergency, provided the
employee was employed by the Utility immediately prior to entry into
such armed forces, and further provided that the employee was released
from such service and returned to employment by the Utility within
sixty (60) days of the date on which he shall have the right to release
from such armed service.
32-4. 14 Retirement Income. A series of equal monthly payment pay-
able to a retired employee, the first such payment to be made on the
last day of the month following the retirement date and the last payment
to be made on the last day of the month in which death of the retired
employee occurs.
32-4. 15 Beneficiary. Any person who shall have been designated in
writing by any employee to receive all or part of his death benefits.
32-4. 16 Regular Interest. 3/ per year compounded annually as of
December 31 each year.
32-4. 17 Gender and Number. Except when otherwise indicated to the
contrary, any masculine terminology used herein shall also include
feminine and in the definition of any term herein the singular shall
also include the plural.
EMPLOYEES COVERED
32-5 Employees Included. All persons who are employees as defined herein
on the Date of Revision and all persons who thereafter become employees
before attaining age 55 shall be included in this retirement system. Any
applicant for employment who shall be found to have previously incurred
a disability or who has a physical handicap which may lead in any way to
the incurrence of a future disability cannot become an employee as
defined in this chapter unless he signs a waiver, in the form designated
by the Board, of the disability benefit and rights herein provided, such
waiver to be delivered to the Board within thirty (30) days following
the date of employment. Acceptance of such waiver by the Board shall
permit the employment of the applicant and his inclusion in all the pro-
visions of this chapter except with regard to the disability benefit
and rights. In case of the incurrence of disability after employment
and prior to completion of ten (10) years of service credits, an employee
who has signed such a waiver shall be treated as a separation.
CONTRIBUTIONS
32-6 Contributions by Employees. Each employee shall contribute five
per cent (5/) of each payment of his earnings during periods of current
service until he attains age 65 or earlier retires and excluding periods
of military duty and disability. Employee contributions shall be
deducted from earnings paid to each employee and shall immediately be
credited to the retirement fund. The contributions of each employee
shall be accumulated in a separate account and regular interest credited
thereon.
32-7 Utility Contributions. The Utility shall make contributions which,
in addition to the contributions of employees, are required to provide
the benefits under this retirement system. The annual contributions
of the Utility are to be equal to the normal cost for the year required
to provide benefits not provided for by employee contributions, plus
the amount necessary to amortize the remaining unfunded past service
requirement in accordance with actuarial principles.
SERVICE CREDITS
32-8 Credits for Prior Service. For prior service each eligible employee
shall be credited with the number of completed years of such service.
32-9 Credits for Current Service. For current service each employee
shall be credited with the number of years, with decimal fraction to the
nearest completed month, during which he contributed to the retirement
system, was on military duty and was disabled as herein defined, but not
to exceed in any case a period ending upon the attainment of age 65.
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RETIREMEIlT BENEFITS
32-10 Normal Retirement Date. The normal retirement date shall be the
first day of the month following the month in which an employee in ser-
vice or a disabled employee attains age 65. Each such employee shall
be retired upon attaining his own retirement date, except that the City
Council may grant permission for extension of his employment for a
period of up to one year only, upon recommendation of his administrative
officer.
32-11 Normal Retirement Income. Each employee retired on his normal
retirement date shall be entitled to a monthly normal retirement income
equal to one and one-third per cent of his highest average earnings for
each year of credited prior service and current service; provided, how-
ever, that in no event shall the normal retirement income exceed, with
prior service credits, fifty per cent (50/O) of highest average earnings
and, without prior service credits, sixty per cent (60%) of highest
average earnings.
32-12 Re-employment After Normal Retirement. If an employee receiving
a normal retirement income is re-employed by the Utility, such income
payment shall cease. Upon his subsequent retirement, the original
normal retirement income payments shall be resumed and no additional
benefits shall be provided.
32-13 Early Retirement Date. The early retirement date shall be the
first day of any month after an employee attains age 55 and completes
at least ten years of service credits and before his normal retirement
date. An employee is entitled to retire or may be retired on his early
retirement date.
32-14 Early Retirement Income. Each employee who retires or is retired
on his early retirement date shall be entitled to a montly retirement
income determined in the same manner as the normal retirement income
based upon his service credits to his early retirement date, and actu-
arially reduced according to the number of months his early retirement
date precedes his normal retirement date.
32-15 Re-employment After Early Retirement. If an employee receiving
an early retirement income is re-employed by the Utility, such retire-
ment income payments shall cease. Upon his subsequent retirement, his
retirement income shall be determined as if he were then first retired
based upon his credited service at the time of his prior retirement,
plus the credited service following the date of subsequent retirement.
-- DISABILITY BENEFITS -
32-16 Disability Accrual Date. Disability benefits shall begin to accrue
on the disability accrual date which is the sixty-first (61st) day after
the date the disability was incurred, unless one of the following condi-
tions exist:
(a) Written application for such benefits was not received
by the Board within thirty (30) days after such accrual
date, in which case benefits shall begin to accrue on
the day thirty (30) days prior to the receipt of such
application, or
(b) All earnings have not ceased to be payable to such
employee on such accrual date in which case benefits
shall begin to accrue on the day following the day for
which the last payment of earnings is made by the City.
32-17 Disability Benefit, Each employee incurring a disability as
herein defined shall be entitled -to a monthly disability benefit of
fifty per cent (501) of his highest average earnings. The benefit shall
continue during the period of disability until the day upon which the
first of the following occurs :
(a) Disability ceases in accordance with the certification
of a physician approved by the Board.
(b) Earnings again become payable.
(c) Employee refuses to submit to a reasonable physical exam-
ination by any physician approved by the Board.
(d) Employee attains age 65 or dies.
32-18 Payment of Disability Benefits. All disability benefits shall be
payable once a month as of the end of each calendar month during which
any disability benefits accrued, and payments for fractional parts of a
month shall be determined by prorating the monthly benefit for the total
number of days in the month during which benefits are payable.
32-19 Workmen' s Compensation and ,social Security. Notwithstanding any
provision to the contrary, if any employee receives or is entitled to
receive any compensation under and by virtue of the "Workmen ' s Compen-
sation Act ", and any primary disability benefits under and by virtue of
"Title II of the Social Security Act", the disability payments due under
this system shall be reduced by the amounts due under said acts .
DEATH BENEFITS
32-20 Date of Death. As of the date of death of any employee in service
or of any disabled or retired employee, the beneficiary shall be entitled
to the death benefit as herein provided.
32-21 Death Benefits. The amount of a death benefit shall be as follows :
(a) Upon the death of an employee in service an amount equal
to the sum of his accumulated contribution and regular
interest accumulated thereon, or $1, 000. 00, whichever is
greater at the date of death of such employee.
(b) On the death of a disabled or retired employee, the
excess of the death benefit which would have been paid
had the employee died i:n service on the date of retire-
ment, over the sum of all payments made to such disabled
or retired employee.
32-22 Payment of Death Benefits. Death benefits shall be paid in a sin-
gle cash sum unless the employee prior to his death shall have designated
that his death benefit shall be paid to his beneficiary in monthly in-
stallments of not less than $20.03 per month, in which event a sum equal
to the death benefit which would otherwise have been payable as a sirr5le
cash sum shall be paid as so designated. Whenever any death benefit is
payable in a single cash sum, it shall be paid to the beneficiary as
soon as practicable after receipt and approval by the Board of a certi-
fied copy of the death certificate.
SEPARATION BENEFITS
32-33 Separation Benefits. Any employee who ceases to be an employee
and who, on the date of application for such benefits is not retired,
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or eligible for early retirement, shall be entitled to a separation
benefit equal in amount to the accumulated contributions and regular
interest accumulation, of the employee as of the date of separation
from employment, less any disability benefit payments; provided, how-
ever, that each employee covered by the system prior to the Date of
Revision shall have the right to elect, to receive his accumulated con-
tribution made since the date of Revision and to retain a vested right
to a retirement income deferred at least to age 55 equal to the amount
computed as if he terminated on the Date of Revision in accordance with
section 32-20 of the system in effect prior to the Date of Revision in
lieu of the above separation benefit.
32-24 Payment of Separation Benefits. Separation benefits shall be paid
in a single cash sum as soon as practicable after receipt by the City 's
finance officer of a written notice from the employee 's administrative
officer that such employee has been separated from employment.
MISCELLANEOUS RIGHTS
32-25 Employment Rights. Nothing contained in this chapter shall be
construed as a limitation of the right of the Utility to discipline or
discharge any employee with or without cause.
32-26. Non-Alienation of Benefits. No benefit payable at any time under
the retirement system shall be subject in any manner to alienation, sale,
transfer, assignment, pledge, attachment, garnishment, or encumbrance of
any kind . Any attempt to alienate, sell, transfer, assign, pledge or
otherwise encumber any such benefit, whether presently or thereafter pay-
able, shall be void. No retirement income nor the retirement fund, shall
in any manner, be liable for or subject to the debts or liabilities of
any employee or retired employee entitled to any retirement income. if
the employee or retired employee shall attempt to alienate, sell transfer,
assign, pledge, or otherwise encumber his benefits under the plan, or
any part thereof, or if by reason of his bankruptcy or other event hap-
pening at any time, such benefits would devolve upon anyone else or
would not be enjoyed by him, then the Board, in its discretion, may
terminate his interest in any such benefit and direct it to be held or
applied to or for the benefit of such person, his spouse, children or
other dependents, or any of them in such manner as the Board may deem
proper,
32-27, Legal Incompetence. If a retired or disabled employee or bene-
ficiary receiving payments is under legal incompetence, payments may
be made at the discretion and direction of the Board to him directly
or to his spouse, his relative by blood or marriage, his legal repre-
sentative, or to any other person who is deemed to be reliable and
agrees to use the payment for the maintenance and support of the person
under legal incompetence. The Board shall not be required to see to
the application of any such payment and the payee ' s receipt shall be
the complete discharge of the liability for the payments,
BOARD OF TRUSTEES
32-28 Board of Trustees. The retirement system shall be construed to
be a trust and shall be administered by a 'board of trustees composed
of: (1) the city' s chief finance officer, (2) two city councilmen
appointed by the mayor with the approval of the council, (3) three
elected employees, one elected by the water utility employees, one
elected by the electric utility employees and one elected by the sewage
treatment employees at elections to be held by the board of trustees,
(4) the city treasurer and the city attorney to be ex officio members
without voting power.
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32-29 Terms of Office of Trustees. The terms of office for the first
board of trustees shall be as follows:
(a) City ' s finance officer
(b) One councilman for two years and one for one year.
(c) One employee from the electric utility for one year and
one employee from the water utility for two years and
one employee from the sewage treatment plant for three
years.
At the expiration of these respective terms all members shall serve terms
of three years each or until prior resignation, death or disqualifica-
tion.
32-30 Compensation of Trustees. All trustees shall serve without compen-
sation but shall be reimbursed for any reasonable expenses or for any
amount of earnings withheld because of attendance at a board meeting.
32-31 Voting by Trustees. Each trustee shall be entitled to one vote,
except ex officio members, and at least the approval of the majority of
the six voting trustees shall be necessary for every decision or action
by the board of trustees.
32-32 Powers and Duties of the Board of Trustees. The board of trustees
may adopt such rules and actuarial tables, and employ such agents, phy-
sicians, accountants, actuaries or clerical assistance as it may deem
necessary. Decisions made by a majority of the six voting trustees not
inconsistent with the provisions of this chapter shall be binding and
conclusive on all persons. The board shall be entied to rely upon the
records of the city as to the service, age, or earnings of any employee
or as to any other information pertinent to any calculation or deter-
mination under this retirement system.
The board shall invest funds of the retirement system not currently
needed for current costs in investments proper for the funds of the City
of Ames, Iowa, under the laws of the State of Iowa, and the board may
sell any security belonging to the retirement system.
32-33 Audits and Actuarial Valuations. The Board shall cause the
accounts of the retirement system to be audited annually by a certified
public accountant and shall submit an annual statement to the City
Council as soon after the end of each calendar year as is possible.
Such statement shall include a balance sheet showing the financial con-
dition of the system as of the end of the calendar year, a statement
of receipts and disbursements during such year, a detailed statement of
investments, and such additional statistics as are deemed necessary for
a proper consideration of the financial condition of the system and
shall annually prepare a report for each employee of his accumulated
contributions, and regular interest accumulated thereon.
The Board shall, in 1949 and at least once in each five year period
thereafter, cause to be made an actuarial valuation of the retirement
system showing the actuarial status of the system, including the contri-
butions required, and shall make a report to the City Council and
officials.
RETIREMENT FUND
32-34 Retirement Fund. All the contributions made under the provisions
of the retirement system, together with the income thereon, shall con-
stitute the funds of this system and such funds shall be held to pay
the benefits, retirement incomes and expenses of administration of this
system and shall not be used for any other purpose.
32-35 Treasurer of Retirement Fund. The city treasurer shall be the
treasurer of the retirement system and shall furnish a corporate surety
bond to indemnify the board of trustees for any loss which may result
from any action or failure to act on the part of such treasurer or of
his agents. The bond shall be in such amount as the Board may designate
and all reasonable charges for such bond shall be paid from the retire-
ment fund.
All the funds of the retirement system and all securities belonging
thereto shall be deposited with the city treasurer. All payments of the
funds of the retirement system shall be made through the city treasurer
only upon vouchers signed by the city clerk and only as authorized by
the board of trustees.
32-36 Bond of City Clerk. The city clerk shall furnish a corporate
surety bond to indemnify the board of trustees for any loss which may
result from any action or failure to act on the part of such city clerk
or of his agents. The bond shall be in such amount as the trustees may
designate and all reasonable charges for such shall be paid from the
retirement fund.
Section 2. All ordinances or parts of ordinances in conflict with
the provisions of this ordinance are hereby repealed.
Section 3. This ordinance shall be in full force and effect from
and after February 1, 1964 and its passage and publication as provided
by law.
Passed this 18th day of February 1964.
M. W. Jo an, City Clerk Pearle P. DeHart, Mayor
February 4, 1964:
Moved by Judge and seconded by Pasley Ordinance No. 2021 be passed on
its first reading.
Voting Aye: Judge, Pasley, Eschbach, Bledsoe, Fisher
Voting Nay: None
Absent: Armstrong
Moved by Judge and seconded by Pasley the rules governing the passage
of ordinances be suspended, the second and third readings be omitted
and Ordinance No. 2021 be placed for final passage.
Voting Aye: Judge, Pasley, Bledsoe
Voting Nay: Eschbach, Fisher
Absent: Armstrong
February 18, 1964:
Moved by Eschbach and seconded by Pasley Ordinance No. 2021 be passed
on its second reading.
Voting Aye: Armstrong, Judge, Pasley, Eschbach, Bledsoe, Fisher
Voting Nay: None
Absent: None
• i• ti -
Moved by Eschbach and seconded by Fisher the rules governing the pass-
age of ordinances be suspended, the third reading be omitted and Ordi-
nance No. 2021 be placed for its final passage.
Voting Aye: Armstrong, Judge, Pasley, Eschbach, Bledsoe, Fisher
Voting Nay: None
Absent: None
Moved by Judge and seconded by Bledsoe Ordinance No. 2021 do now pass.
Voting Aye: Armstrong, Judge, Pasley, Eschbach, Bledsoe, Fisher
Voting Nay: None
Absent: None
Mayor DeHart declared Ordinance No. 2021 duly passed.