HomeMy WebLinkAboutA019 - Form 8038-G, Information Return for Tax-Exempt Governmental Obligations Ames/419370-s6
Form 8�3 * Information Return for Tax-Exempt Governmental Obligations
(Rev.September-G ►Under Internal Revenue Code section 149(e) OMB No.1545-0720
►See separate instructions.
Department of the Treasury Caution:If the issue price is under$100,000,use Form 8038-GC.
Internal Revenue Service
Reporting Authority If Amended Return,check here Do- ❑
2 Issuer's employer identification number(EIN)
1 Issuer's name
42-6004218
City of Ames,Iowa
t this return(see instructions) 3b Telephone number of other person shown on 3a
3a Name of person(other than issuer)with whom the IRS may communicate abou
4 Number and street(or P.O.box if mail is not delivered to street address) Room/suite 5 Report number(For IRS Use Only)
3 �,
PO Box 811 --
6 City,town,or post office,state,and ZIP code 7 Date of issue
Ames,Iowa 50010-0811 September 27,2016
9 CUSIP number
8 Name of issue
General Obligation Corporate Purpose and Refunding Bonds,Series 2016A 030807 W31
10a Name and title of officer or other employee of the issuer whom the IRS may call for more information(see 10b Telephone employee showber of offn on Daicer or other
instructions)
Diane R.Voss,City Clerk 515-239-5105
Type of Issue (enter the issue price). See the instructions and attach schedule.
11 Education . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
12 Health and hospital . . . . . . . . . . . • • • • • . . . . . . . . . . 12
13 Transportation . . . . . . . . . . . . . . . . . . . . . . . . . 13
14 Public safety . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
15 Environment(including sewage bonds) . . . . . . . . • • . • • • . . . 15.
16 Housing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
17 Utilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
18 Other. Describe ► street,water main,sanitary and storm sewer,bridge,flood mitigation¤t refunding 18 M12,665,965 35
19 If obligations are TANS or RANs,check only box 19a . . . . . . . . . . . . . ► ❑
If obligations are BANs,check only box 19b . . . . . . . . . . . . . . . . ► ❑
20 If obligations are in the form of a lease or installment sale,check box . . . . . . . . ► ❑
Description of Obligations. Complete for the entire issue for which this form is being filed.
(c)Stated redemption (d)Weighted (e)Yield
(a)Final maturity date (b)Issue price price at maturity average maturity
P1 06/01/2028 12,665,965.35 11,650,000 5.4535 years 1.3200 %
Uses of Proceeds of Bond Issue (including underwriters' discount)
22 Proceeds used for accrued interest . . . . . . . . . . . . . . . . . . . . . 22
23 Issue price of entire issue(enter amount from line 21, column(b)) . . . . . 23 12,665,965 35
24 Proceeds used for bond issuance costs(including underwriters' discount). k24130,309 43,420
25 Proceeds used for credit enhancement . . . . . . . . . . . .26 Proceeds allocated to reasonably required reserve or replacement fund .27 Proceeds used to currently refund prior issues . . . . . . . . . 3,290,000
28 Proceeds used to advance refund prior issues . . . . . . . . .
29 Total(add lines 24 through 28) . . . . . . . . . . . . . . . . . . . . . . , ,309 8930 Nonrefunding proceeds of the issue(subtract line 29 from line 23 and enter amount here) . . 245,655 46
Description of Refunded Bonds. Complete this part only for refunding bonds.
31 Enter the remaining weighted average maturity of the bonds to be currently refunded ► 2.2259 years
32 Enter the remaining weighted average maturity of the bonds to be advance refunded ► years
33 Enter the last date on which the refunded bonds will be called(MM/DD/YYYY) ► 09/27/2016
34 Enter the dates the refunded bonds were issued►(MM/DD/YYYY) 10/15/2008
For Paperwork Reduction Act Notice,see separate instructions. Cat.No.63773s Form 8038-G(Rev.9-2011)
Form 8038-G(Rev.9-21)11) Page 2
AVliMe'llaneous
35 Enter the amount of the state volume cap allocated to the issue under section 141(b)(5) . . . . 35
36a Enter the amount of gross proceeds invested or to be invested in a guaranteed investment contract
(GIC)(see instructions) . . . . . . . . . . . . . . . . . . . . . . . . . 36a
b Enter the final maturity date of the GIC►
c Enter the name of the GIC provider►
37 Pooled financings: Enter the amount of the proceeds of this issue that are to be used to make loans
to other governmental units . . . . . . . . . . . . . . . . . . . . . . . . 37
38a If this issue is a loan made from the proceeds of another tax-exempt issue,check box► ❑and enter the following information:
b Enter the date of the master pool obligation►
c Enter the EIN of the issuer of the master pool obligation►
d Enter the name of the issuer of the master pool obligation►
39 If the issuer has designated the issue under section 265(b)(3)(B)(i)(III)(small issuer exception), check box . . . . ► ❑
40 If the issuer has elected to pay a penalty in lieu of arbitrage rebate, check box . . . . . . . . . . . . . ► ❑
41a If the issuer has identified a hedge, check here► ❑ and enter the following information:
b Name of hedge provider►
c Type of hedge►
d Term of hedge►
42 If the issuer has superintegrated the hedge, check box . . . . . . . . . . . . . . . . . . . . ► ❑
43 If the issuer has established written procedures to ensure that all nonqualified bonds of this issue are re mediated
according to the requirements under the Code and Regulations(see instructions), check box . . . . . . . . ► ✓❑
44 If the issuer has established written procedures to monitor the requirements of section 148, check box . . . . . ► ❑✓
45a If some portion of the proceeds was used to reimburse expenditures, check here► ❑ and enter the amount
of reimbursement . . . . . . . . . ►
b Enter the date the official intent was adopted►
Under penalties of perjury,I declare that I have examined this return and accompanying schedules and statements,and to the best of my knowledge
Signature and belief,they are true,correct,and complete.I further declare that I consent to the IRS's disclosure of the issuer's return information,as necessary to
and process t is�return,to tT
son th t I have authorized above. �1
Consent "__auC �—D "I -Aq'11h I U Diane R.Voss,City Clerk
IF Signature of issuer's authorized representative—,, Date 'Type or print name and title
Print/Type preparer's name Pr rer's W, C PTIN
Date Check ❑ if
Paid Robert E.Josten � C 1'� 1 self-employed P01075995
Preparer
Use Only Firm's name ► Dorsey&Whitney L14 Firm's EIN ► 41-0223337
Firm's address ► 801 Grand Ave.,Suite 41 k, Des Moines,Iowa 50309-8002 Phone no. 515-283-1000
Form 8038-G(Rev.9-2011)