HomeMy WebLinkAboutA037 - Transmittal to The Depository Trust Company of executed GO Bonds 1 through 12CITY OF AMES, IOWA
VIA FEDERAL EXPRESS
Scott Silverman
The Depository Trust Company
Interface/Underwriting Department
ISL
55 Water Street
New York, New York 10041
RE: Ames, Iowa
$11,165,000 General Obligation Corporate Purpose Bonds, Series 2009B
Dear Mr. Silverman:
Enclosed are the executed General Obligation Corporate Purpose Bonds, Series 2009B,
for the City of Ames, Iowa, numbered from I to 12, inclusive, which should be held in escrow
pending their release for closing on October 29, 2009.
If you have any questions or if there is anything else you need, please telephone our bond
counsel, Robert E. Josten, Dorsey & Whitney LLP at telephone number (515) 283-1000.
Very truly yours,
r1i -
City Treasurer
REJ:mlc
Enclosures
cc: Robert E. Josten
NO. I
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENE,RAL OBLIGATION CORPORATE PURPOSE BOND, SERIES 2009B
$500,000
RATE MATURITY DATE BOND DATE CUSfP
2.00% June 1, 2010 October 29, 2009 030807 E 31
'Fire City of Ames, in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
or registered assigns, the principal sum of
Cede & Co.
FIVE HUNDRED THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa
(hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per antrum specified
above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of
each year, commencing June 1, 2010, except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become
applicable hereto. Interest on this Bond is payable to the registered owner appearing on the bond registration books of the City at the close of
business on the fifteenth day of the month next preceding the interest payment date, and shall be paid by check or draft mailed to the registered
owner at the address shown on such registration books, interest shall be calculated on the basis of a 360-day year comprised of twelve 30-day
months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar,
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City, pursuant to and in strict compliance with the
provisions of Chapter 76 and Division III of Chapter 384 of the Code of Iowa, 2009, and all laws amendatory thereof and supplementary thereto,
and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of defraying the cost of
improvements to streets, storm sewers, sanitary sewers, municipal waterworks system and municipal electric system (the "Resolution").
The City reserves the fight to call and redeem part or all of the Bonds maturing in each of the years 2018 to 2021, inclusive, prior to
and in any order of maturity on June 1, 2017, or on any date thereafter on terms of par and accrued interest. If less than all of the Bonds of any
like maturity are to be redeemed, the particular part of the Bonds to be redeemed shall be selected by the Bond Registrar by lot. The Bonds may
be called in pail in one or more units of $5,000. If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to
be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original Bond, a new Bond or
Bonds in any authorized denomination in a total aggregate principal amount equal to the unredeemed balance of the original Bond. Notice of
such redemption identifying the Bond or Bonds (or portion thereof) to be redeemedshallbe given not less than 30 days prior to the date upon
which it is proposed to prepay the Bonds or any of them by sending a notice by electronic means or certified mail to the registered owners thereof
at the addresses shown on the City's registration books. All of the Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided shall cease to bear interest on the
redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the
City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this
Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon
completed and duly executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the
purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the
City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa,
to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent had, done and
performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable
property within the City for the payment of the principal of and interest on this Bond as the same will respectively become due; that the faith,
credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for the prompt payment hereof, both
principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be sealed with the facsimile of its
official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile signature of'
its City Clerk, on October 29, 2009.
CITY OF AMES, IOWA
By
Mayor
Attest:
Wiq
off. Mtxlis
..........
`SEAL'-/
City Clerk
Registration Date: October 29, 2009
13OND REGISTRAR'S CERTIFICATE OF AUTHENTICATION
This Bond is one oftlic Bonds described in the within -mentioned Re s�oluti,(�,.s �i Ames, Iowa
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the entireties
TEN as joint tenants with
right of survivorship and
not as tenants in common
UTMA
(Cast)
As Custodian for
(Minor)
Linder Uniform Transfers to Minors Act
(State)
Additional abbreviations may also be used though not in the list above.
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please Print or Type Name and Address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint attorney, to transfer this Bond on the books kept for registration thereof with full
power of substitution.
Dated:
Signature guaranteed:
NOTICE: The signature to this Assignment must correspond with the name
of the registered owner as it appears on this Bond in every particular, without
alteration or enlargement or any change whatever.
121MIN
UNITED STATES OF AME RICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND, SERIES 2009B
$860,000
RATE MATURITY DATE BOND DATE CUSIP
2,00% June 1, 2011 October 29, 2009 030807 E 49
The City of Ames, in the County Of Story, State of Iowa, for value received, promises to pay oil the maturity date of this Bond to
or registered assigns, the principal sum of
Cede & Co.
EIGHT HUNDRED SIXTY THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Allies, Iowa
(hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annum specified
above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of
each year, commencing June 1, 20 10, except as die provisions hereinafter set forth with respect to redemption prior to maturity may be or become
applicable hereto. Interest on this Bond is payable to the registered owner appealing on the bond registration books of the City at the close of
business on the fifteenth day of the month next preceding the interest payment date, and shall be paid by check or draft mailed to the registered
owner at the address shown on such registration books. Interest shall be calculated on the basis of a 360-day year comprised of twelve 30-day
months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City, pursuant to and in strict compliance with the
provisions of Chapter 76 and Division III of Chapter 384 of the Code of Iowa, 2009, and all laws amendatory thereof and supplementary thereto,
and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of defraying the cost of'
improvements to streets, storm sewers, sanitary sewers, municipal waterworks system and municipal electric system (tile "Resolution").
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2018 to 2021, inclusive, prior to
and in any order of maturity on June 1, 2017, or on any date thereafter on terms of par and accrued interest. If less than all of the Bonds of any
like maturity are to be redeemed, the particular part of the Bonds to be redeemed shall be selected by the Bond Registrar by lot. Hie Bonds may
be called in part in one or more units of $5,000. if less than the entire principal amount of any Bond in a denomination of more than $5,000 is to
be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original Bond, a new Bond or
Bonds in any authorized denomination in a total aggregate principal amount equal to the unredeemed balance of the original Bond. Notice of
such redemption identifying the Bond or Bonds (or portion thereof) to be redeemed shall be given not less than 30 days prior to the date upon
which it is proposed to prepay the Bonds or any of them by sending a notice by electronic means or certified mail to the registered owners thereof
at the addresses shown on the City's registration books. All of the Bonds as to which the City reserves and exercises the light of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided shall cease to bear interest on the
redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the
City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this
Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to tile Bond Registrar or the assignment form hereon
completed and duly executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as tile absolute owner for the
purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the
City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa,
to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and
performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable
property within the City for the payment of the principal of and interest on this Bond as the same will respectively become due; that the faith,
credit, revenues and resources and all the real and personal property of tile City are irrevocably pledged for the prompt payment hereof, both
principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be scaled with tile facsimile of its
official sea], to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile signature of
its City Clerk, on October 29, 2009,
CTfY OF AMES, IOWA
By
J I
Mayor
Attest:
City Clerk
Sill . . .....
Registration Date: October 29, 2009
BOND REGISTRAR'S CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned Resohnio
City fAsurA,'Ames, Iowa
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in contmon UTMA
TEN ENT as tenants by the entireties (Cust)
As Custodian for
TEN as joint tenants with (Minor)
right of survivorship and under Uniform Transfers to Minors Act
not as tenants in common
(State)
Additional abbreviations may also be used though not in the list above.
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please Print or Type Name and Address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint
power of substitution.
Dated:
Signature guaranteed:
attorney, to transfer this Bond on the books kept for registration thereof with full
NOTICE: The signature to this Assignment must correspond with the name
of the registered owner as it appears on this Bond in every particular, without
alteration or enlargement or any change whatever.
No. 3
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND, SERIES 2009B
$870,000
RATE MATURITY DATE BOND 13ATE CUSIT,
2.00% June 1, 2012 October 29, 2009 030807 E 56
The City of Ames, in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
or registered assigns, the principal SUTTI Of
Cede & Co.
EIGHT HUNDRED SEVENTY THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Allies, Iowa
(hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest oil said sum, until paid, at the rate per annum specified
above from the date of this Bond, or from the most recent interest payment date oil which interest has been paid, on June I and December I of
each year, commencing June 1, 2010, except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become
applicable hereto. Interest on this Bond is payable to the registered owner appearing on the bond registration books of the City at the close of
business on the fifteenth day of the month next preceding the interest payment date, and shall be paid by check or draft mailed to the registered
owner at the address shown on such registration books. Interest shall be calculated on the basis of a 360-day year comprised of twelve 30-day
incrilths.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City, pursuant to and in strict compliance with the
provisions of Chapter 76 and Division III of Chapter 384 of the Code of Iowa, 2009, and all laws amendatory thereof and supplementary thereto,
and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of defraying tile cost of
improvements to streets, storm sewers, sanitary sewers, municipal waterworks system and municipal electric system (the "Resolution").
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2018 to 2021, inclusive, prior to
and in any order of maturity on June 1, 2017, or on any date thereafter on terms of par and accrued interest. If less than all of the Bonds of any
like maturity are to be redeemed, the particular part of the Bonds to be redeemed shall be selected by the Bond Registrar by lot. The Bonds may
be called in part in one or more units of $5,000. If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to
be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original Bond, a now Bond or
Bonds in any authorized denomination in a total aggregate principal amount equal to the unredeemed balance of the original Bond. Notice of
such redemption identifying the Bond or Bonds (or portion thereof) to be redeemed shall be given not less than 30 days prior to the date upon
which it is proposed to prepay the Bonds or any of them by sending a notice by electronic means or certified mail to the registered owners thereof
at the addresses shown on the City's registration books. All of the Bonds as to which the City reserves and -exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided shall cease to bear interest on the
redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the
City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this
Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon
completed and duly executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the
purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the
City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa,
to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and
performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable
property within the City for the payment of the principal of and interest on this Bond as the same will respectively become due; that the faith,
credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for the prompt payment hereof, both
principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be sealed with the facsimile of its
official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile signature of
its City Clerk, on October 29, 2009.
Attest:
City Clerk
Registration Date: October 29, 2009
CITY OF AMES, IOWA
By
Mayor
BOND REGISTRAR'S CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned Resolution.
Ac.4V—loway-
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common UTMA
TEN ENT as tenants by the entireties (Cost)
As Custodian for
TEN as joint tenants with (Minor)
right of survivorship and under Uniform Transf6-s to Minors Act
not as tenants in common
(State)
Additional abbreviations may also be used though not in the list above.
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please Print or Type Name and Address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint attorney, to transfer this Bond on the books kept for registration thereof with full
power of substitution.
Dated:
Signature guaranteed:
NOTICE: The signature to this Assignment must correspond with the name
of the registered owner as it appears on this Bond in every particular, without
alteration or enlargement or any change whatever.
No. 4
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND, SERIES 2009B
$885,000
RATE MATURITY DATE, BOND DATE, CUSIP
2.00% June 1, 2013 October 29, 2009 030807 164
The City of Ames, in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
Cede & Co.
or registered assigns, the principal sum of
EIGHT HUNDRED EIGH TY-FIVE T1401JSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa
(hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annurn specified
above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, Oil June I and December I of
each year, commencing June 1, 2010, except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become
applicable hereto. Interest on this Bond is payable to the registered owner appearing on the bond registration books of the City at the close of
business on the fifteenth day of the month next preceding the interest payment date, and shall be paid by check or draft mailed to the registered
o,Aqiex- at the address shown on such registration books. Interest shall be calculated oil the basis of a 360-day year comprised of twelve 30-day
months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City, pursuant to and in strict compliance with the
provisions of Chapter 76 and Division III of Chapter 384 of the Code of Iowa, 2009, and all laws amendatory thereof and supplementary thereto,
and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of defraying the cost of
improvements to streets, storm sewers, sanitary sewers, municipal waterworks system and municipal electric system (the "Resolution").
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2018 to 2021, inclusive, prior to
and in any order of maturity on June 1, 2017, or on any date thereafter on terms of par and accrued interest. If less than all of the Bonds of any
like maturity are to be redeemed, the particular part of the Bonds to be redeemed shall be selected by the Bond Registrar by lot, The Bonds may
be called in part in one or more units of $5,000. If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to
be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original Bond, a new Bond or
Bonds in any authorized denomination in a total aggregate principal amount equal to the unredeemed balance of the original Bond. Notice of
such redemption identifying the Bond or Bonds (or portion thereof) to be redeemed shall be given not less than 30 days prior to the date upon
which it is proposed to prepay the Bonds or any of them by sending a notice by electronic means or certified mail to the registered owners thereof
at the addresses shown on the City's registration books. All of the Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided shall cease to bear interest on the
redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the
City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this
Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon
completed and duly executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the
purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the
City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa,
to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and
performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable
property within the City for the payment of the principal of and interest on this Bond as the same will respectively become due; that the faith,
credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for the prompt payment hereof, both
principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be sealed with the facsimile of its
official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile signature of
its City Clerk, on October 29, 2009-
CITY OF AMES, IOWA
By
Mayor
Attest:
. ..........
City Clerk
Registration Date: October 29, 2009
BOND REGISTRAR'S CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned Resoluti
City TrAsuO Ames, Iowa Cl
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common UTMA
TEN ENT as tenants by the entireties (Cost)
As Custodian for
TEN as joint tenants with (Minor)
right of survivorship and under Uniform Transfers to Minors Act
not as tenants in common
(State)
Additional abbreviations may also be used though not in the list above.
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please Print or Type Name and Address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint attorney, to transfer this Bond on the books kept for registration thereof with full
power of substitution.
Dated:
Signature guaranteed:
NOTICE: The signature to this Assignment must correspond with the name
of the registered owner as it appears on this Bond in every particular, without
alteration or enlargement or any change whatever.
No. 5
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND, SERIES 2009B
$905,000
RATE MATURITY DATE BOND DATE CUSfP
2.00% June 1, 2014 October 29, 2009 030807 E72
The City of Ames, in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
or registered assigns, the principal SLIM Of
Cede & Co.
NINE HUNDRED FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Allies, Iowa
(hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest oil said sum, until paid, at the rate per annum specified
above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of
each year, commencing June 1, 2010, except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become
applicable hereto. Interest on this Bond is payable to the registered owner appearing on the bond registration books of the City at the close of
business oil the fifteenth day of the month next preceding the interest payment date, and shall be paid by check or draft mailed to tire registered
owner at the address shown on such registration books. Interest shall be calculated on the basis of a 360-day year comprised of twelve 30-day
months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City, pursuant to and in strict compliance with tile
provisions of Chapter 76 and Division III of Chapter 384 of the Code of Iowa, 2009, and all laws amendatory thereof and supplementary thereto,
and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of defraying the cost of
improvements to streets, stoma sewers, sanitary sewers, municipal waterworks system and municipal electric system (tire "Resolution").
The City reserves the right to call and redeem pail or all of the Bonds maturing in each of the years 2018 to 2021, inclusive, prior to
and in any order of maturity on June 1, 2017, or on any date thereafter on terms of par and accrued interest. If less than all of the Bonds of any
like maturity are to be redeemed, the particular part of die Bonds to be redeemed shall be selected by the Bond Registrar by lot. The Bonds may
be called in part in one or more units of $5,000. If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to
be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original Bond, a new Bond or
Bonds in any authorized denomination in a total aggregate principal amount equal to the unredeemed balance of the original Bond. Notice of
such redemption identifying the Bond or Bonds (or portion thereof) to be redeemed shall be given not less than 30 days prior to the date upon
which it is proposed to prepay the Bonds or any of them by sending a notice by electronic means or certified mail to the registered owners thereof
at the addresses shown on the City's registration books. All of the Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided shall cease to bear interest on the
redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the
City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this
Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon
completed and duly executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the
purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the
City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa,
to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and
performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable
property within the City for the payment of the principal of and interest on this Bond as the same will respectively become due; that the faith,
credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for the prompt payment hereof, both
principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be scaled with the facsimile of its
official sea], to be executed with tire duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile signature of
its City Clerk, on October 29, 2009.
CITY OF AMES, IOWA
1 May.;��
Attest:
I
, trxs I
;�Z
...............
S E A L
City Clerk
Registration Date: October 29, 2009 aw ,
BOND REGISTRAR'S CERTIFICATE 017 AUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned ReSolu
-"in 6ytiC,rty1eas./='1Iowa
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT" as tenants by the entireties
UTMA
(Cust)
As Custodian for
TEN - as joint tenants with (Minor)
right of survivorship arid under Uniform Transfers to Minors Act
not as tenants in common
(State)
Additional abbreviations may also be used though not in the list above.
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please Print or Type Name and Address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint attorney, to transfer this Bond on the books kept for registration thereof with full
power of substitution.
Dated:
Signature guaranteed:
NOTICE: The signature to this Assignment must correspond with the name
of the registered owner as it appears on this Bond in every particular, without
alteration or enlargement or any change whatever.
No, 6
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND, SERIES 2009B
$925,000
RATE MATURITY DATE BOND DATE CUSIP
2.50% June 1, 2015 October 29, 2009 030807 E 80
The City of Ames, in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
Cede & Co.
or registered assigns, the principal sum of
NINE HUNDRED TWENTY-FfVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa
(hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per arinum specified
above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of
each year, commencing June 1, 2010, except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become
applicable hereto. Interest on this Bond is payable to the registered owner appearing on the bond registration books- of the City at the close of
business on the fifteenth day of the month next preceding tile interest payment date, and shall be paid by check or draft mailed to the registered
owner at the address shown on such registration books. Interest shall be calculated on the basis of a 360-day year comprised of twelve 30-day
months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar,
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City, pursuant to and in strict compliance with the
provisions of Chapter 76 and Division III of" Chapter 384 of the Code of Iowa, 2009, and all laws amendatory thereof and supplementary thereto,
and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of defraying the cost of
improvements to streets, storm sewers, sanitary sewers, municipal waterworks system and municipal electric system (the "Resolution").
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2018 to 2021, inclusive, prior to
and in any order of maturity on June 1, 2017, or on any date thereafter on terms of par and accrued interest. If less than all of the Bonds of any
like maturity are to be redeemed, the particular part of the Bonds to be redeemed shall be selected by the Bond Registrar by lot. The Bonds may
be called in part in one or more units of $5,000. If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to
be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original Bond, a new Bond or
Bonds in any authorized denomination in a total aggregate principal amount equal to the unredeemed balance of the original Bond. Notice of
such redemption identifying the Bond or Bonds (or portion thereof) to be redeemed shall be given not less than 30 days prior to the date upon
which it is proposed to prepay the Bonds or any of them by sending a notice by electronic means or certified mail to the registered owners thereof
at the addresses shown on the City's registration books. All of the Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided shall cease to bear interest on the
redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the
City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this
Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon
completed and duly executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the
purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the
City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa,
to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and
performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable
property within the City for the payment of the principal of and interest on this Bond as the same will respectively become due; that the faith,
credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for the prompt payment hereof, both
principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be scaled with the facsimile of its
official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile signature of
its City Clerk, on October 29, 2009.
Attest:
if
City Clerk
Registration Date: October 29, 2009
CITY OF AMES, JOWA
By
Mayor
BOND REGISTRAR'S CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned Resolution.
Ci�tM.
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common IJTMA
TEN ENT as tenants by the entireties (Cost)
As Custodian for
TEN as joint tenants with (Minor)
right of survivorship and under Uniform Transfers to Minors Act
not as tenants in comnion
(State)
Additional abbreviations may also be used though not in the list above,
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please Print or Type Name and Address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint attorney, to transfer this Bond on the books kept for registration thereof with full
power of substitution.
Dated:
Signature guaranteed:
NOTICE: The signature to this Assignment must correspond with the name
of the registered owner as it appears on this Bond in every particular, without
alteration or enlargement or any change whatever.
No. 7
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF ANTES
GENERAL OBLIGATION CORPORATE PURPOSE BOND, SERIES 2009B
$955,000
RATE MATURITY DATE BOND DATE CUS111
2.50% June 1, 2016 October 29, 2009 030807 E 98
The City of Ames, in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
or registered assigns, the principal sum of
Cede & Co.
NINE HUNDRED FIFTY-FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Allies, Iowa
(hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annum specified
above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of
each year, commencing June 1, 2010, except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become
applicable hereto. Interest on this Bond is payable to the registered owner appearing on the bond registration books of the City at the close of
business on the fifteenth day of the month next preceding the interest payment date, and shall be paid by check or draft mailed to the registered
owner at the address shown on such registration books. Interest shall be calculated on the basis of a 360-day year comprised of twelve 30-day
months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City, pursuant to and in strict compliance with the
provisions of Chapter 76 and Division III of Chapter 384 of the Code of Iowa, 2009, and all laws amendatory thereof and supplementary thereto,
and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of defraying the cost of
improvements to streets, storm sewers, sanitary sewers, municipal waterworks system and municipal electric system (the "Resolution"),
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2018 to 2021, inclusive, prior to
and in any order of maturity on June 1, 2017, or on any date thereafter on terms of par and accrued interest. If less than all of the Bonds of any
like maturity are to be redeemed, the particular part of the Bonds to be redeemed shall be selected by the Bond Registrar by lot. The Bonds may
be called in part in one or more units of $5,000. If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to
be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original Bond, a new Bond or
Bonds in any authorized denomination in a total aggregate principal amount equal to the unredeemed balance of the original Bond. Notice of
such redemption identifying the Bond or Bonds (or portion thereof) to be redeemed shall be given not less than 30 days prior to the date upon
which it is proposed to prepay the Bonds or any of them by sending a notice by electronic means or certified mail to the registered owners thereof
at the addresses shown on the City's registration books. All of the Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided shall cease to bear interest on the
redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the
City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this
Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon
completed and duly executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the
purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the
City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa,
to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and
performed in regular and due form, and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable
property within the City for the payment of the principal of and interest on this Bond as the same will respectively become due; that the faith,
credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for the prompt payment hereof, both
principal and interest; and that tire total indebtedness of the City, including this Bond, does not exceed any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be sealed with the facsimile of its
official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile signature of
its City Clerk, on October 29, 2009.
crry OF AMES, IOWA
By
Mayor
Attest:
- ------ SEAL lr�,
City Clerk
Registration Date: October 29, 2009
BOND REGISTRAR'S CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned Resolu no
City.r4
,.r ),An
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the entireties
TEN as joint tenants with
right of survivorship and
not as tenants in common
UTMA
(Gust)
As Custodian for
under Uniform Transfers to Minors Act
(State)
Additional abbreviations may also be used though not in the list above,
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please Print or Type Name and Address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
(Minor)
and does hereby irrevocably appoint attorney, to transfer this Bond on the books kept for registration thereof with full
power of substitution.
Dated:
Signature guaranteed:
NOTICE: The signature to this Assignment must correspond with the name
of the registered owner as it appears on this Bond in every particular, without
alteration or enlargement or any change whatever.
No. 8
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BONI), SERIES 2009B
$980,000
RATE MATURITY DATE BONI) DATE CUSfP
2.50% June 1, 2017 October 29, 2009 030807 F 22
The City of Ames, in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
or registered assigns, the principal sum of
Cede & Co.
NINE HUNDRED EIGHTY THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa
(hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at die rate per annurn specified
above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of
each year, commencing June 1, 2010, except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become
applicable hereto. Interest on this Bond is payable to the registered owner appearing on the bond registration books of the City at the close of
business on the fifteenth day of the month next preceding the interest payment date, and shall be paid by check or draft mailed to the registered
owner at the address shown oil such registration books. Interest shall be calculated on the basis of a 360-day year comprised of twelve 30-day
months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City, pursuant to and in strict compliance with the
provisions of Chapter 76 and Division III of Chapter 384 of the Code of Iowa, 2009, and all laws amendatory thereof and supplementary thereto,
and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of defraying the cost of
improvements to streets, storm sewers, sanitary sewers, municipal waterworks system and municipal electric system (the "Resolution").
The City reserves the right to call and redeem part or all of the Bonds maturing in each of die years 2018 to 2021, inclusive, prior to
and in any order of maturity on June 1, 2017, or on any date thereafter on terms of par and accrued interest. If less than all of the Bonds of any
like maturity are to be redeemed, the particular part of the Bonds to be redeemed shall be selected by the Bond Registrar by lot The Bonds may
be called in part in one or more units of $5,000. If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to
be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original Bond, a new Bond or
Bonds in any authorized denomination in a total aggregate principal amount equal to the unredeemed balance of the original Bond. Notice of
such redemption identifying the Bond or Bonds (or portion thereof) to be redeemed shall be given not less than 30 days prior to the date upon
which it is proposed to prepay the Bonds or any of them by sending a notice by electronic means or certified mail to the registered owners thereof
at the addresses shown on the City's registration books. All of the Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided shall cease to bear interest on the
redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the
City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this
Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon
completed and duly executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the
purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the
City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa,
to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and
performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable
property within the City for the payment of the principal of and interest on this Bond as the same will respectively become due; that the faith,
credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for the prompt payment hereof, both
principal and interest; and that the total indebtedness of tire City, including this Bond, does not exceed any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be sealed with the facsimile of its
official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile signature of
its City Clerk, on October 29, 2009.
Attest:
City Clerk
Registration Date: October 29, 2009
CITY OF AMES, IOWA
By
May.,
BOND M.",,GISTRAR'S CERTIFICATE OF'AUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned Reolul WS
CtT,4so, Ames, low.
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the entireties
TEN as joint tenants with
right of survivorship and
not as tenants in common
U'IMA
(Cost)
As Custodian for
(Minor)
under Uniform Transfers to Minors Act
(State)
Additional abbreviations may also be used though not in the list above.
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please Print or Type Name and Address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint attorney, to transfer this Bond on the books kept for registration thereof with full
power of substitution.
Dated:
Signature guaranteed:
NOTICE: The signature to this Assignment must correspond with the name
of the registered owner as it appears on this Bond in every particular, without
alteration or enlargement or any change whatever.
No. 9
UNITED STATES OF AAIERICA
STATE OFIOWA COUNTY OF STORY
CITY OF AA1ES
GENERAL OBLIGATION CORPORATE PURPOSE BOND, SERIES 2009B
$1,015,000
RATE MATURITY DATE BOND DATE CUSIP
3.00% June 1, 2018 October 29, 2009 030807 F 30
The City of Ames, in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
or registered assigns, the principal sum of
Cede & Co.
ONE MILLION FIFTEEN THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa
(hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annurn specified
above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of
each year, corturrencing June 1, 2010, except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become
applicable hereto. Interest on this Bond is payable to the registered owner appearing on the bond registration books of the City at the close of
business on the fifteenth day of the month next preceding the interest payment date, and shall be paid by check or draft mailed to the registered
owner at the address shown on such registration books. Interest shall be calculated on the basis of a 360-day year comprised of twelve 30-day
months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City, pursuant to and in strict compliance with the
provisions of Chapter 76 and Division III of Chapter 384 of the Code of Iowa, 2009, and all laws amendatory thereof and supplementary thereto,
and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of defraying the cost of
improvements to streets, storm sewers, sanitary sewers, municipal waterworks system and municipal electric system (the "Resolution").
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2018 to 2021, inclusive, prior to
and in any order of maturity on June 1, 2017, or on any date thereafter on terms of par and accrued interest. If less than all of the Bonds of any
like maturity are to be redeemed, the particular part of the Bonds to be redeemed shall be selected by the Bond Registrar by lot. The Bonds may
be called in part in one or more units of $5,000. If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to
be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original Bond, a new Bond or
Bonds in any authorized denomination in a total aggregate principal amount equal to the unredeemed balance of the original Bond. Notice of
such redemption identifying the Bond or Bonds (or portion thereof) to be redeemed shall be given not less than 30 days prior to the date upon
which it is proposed to prepay the Bonds or any of them by sending a notice by electronic means or certified mail to the registered owners thereof
at the addresses shown on the City's registration books. All of the Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided shall cease to bear interest on the
redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the
City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this
Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon
completed and duly executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the
purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the
City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa,
to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and
performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable
property within the City for the payment of the principal of and interest on this Bond as the same will respectively become due; that the faith,
credit revenues and resources and all the real and personal property of the City are irrevocably pledged for the prompt payment hereof, both
principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be sealed with the facsimile of its
official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile signature of
its City Clerk, on October 29, 2009.
Attest:
g-i�SEAL I-P
City Clerk
Registration Date: October 29, 2009
CITY 01, AMPS, IOWA
By
Mayor
13OND REGISTIZAR'S CERTIFICATE OFAUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned Resolutio
City treasule'r-, `Xnres—, To—Za-7----
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the entireties
TEN as joint tenants with
right of survivorship and
riot as tenants in common
UTMA
(Cost)
As Custodian for
(Minor)
under Uniform Transfers to Minors Act
Additional abbreviations may also be used though not in the list above,
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please Print or Type Name and Address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint attorney, to transfer this Bond on the books kept for registration thereof with full
power of substitution.
Dated:
Signature guaranteed:
NOTICE: The signature to this Assignment must correspond with the name
of the registered owner as it appears on this Bond in every particular, without
alteration or enlargement or any change whatever.
No. 10
UNITED STATES OF AMERICA
STATE OFIOWA COCINTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND, SERIES 2009B
$1,050,000
RATE MATURITY DATE BOND DATE CUSIP
3.00% June 1, 2019 October 29, 2009 030807 F 48
The City of Ames, in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
or registered assigns, the principal sum of
Cede & Co.
ONE MILLION FIFTY THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa
(hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annurn specified
above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I arid December I of
each year, commencing June 1, 2010, except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become
applicable hereto. Interest on this Bond is payable to the registered owner appearing on the bond registration books of the City at the close of
business on the fifteenth day of the month next preceding the interest payment date, and shall'be paid by check or draft mailed to the registered
owner at the address shown on such registration books. Interest shall be calculated on the basis of a 360-day year comprised of twelve 30-day
months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
'11iis Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City, pursuant to and in strict compliance with the
provisions of Chapter 76 and Division III of Chapter 384 of the Code of Iowa, 2009, and all laws amendatory thereof and supplementary thereto,
and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of defraying the cost of
improvements to streets, storm sewers, sanitary sewers, municipal waterworks system and municipal electric systern (the "Resolution").
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2018 to 2021, inclusive, prior to
and in any order of maturity on June 1, 2017, or on any date thereafter on terms of par and accrued interest. If less than all of the Bonds of any
like maturity are to be redeemed, the particular part of the Bonds to be redeemed shall be selected by the Bond Registrar by lot. Tlie Bonds may
be called in part in one or more units of $5,000. If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to
be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original Bond, a new Bond or
Bonds in any authorized denomination in a total aggregate principal amount equal to the unredeerned balance of the original Bond. Notice of
such redemption identifying the Bond or Bonds (or portion thereof) to be redeemed shall be given not less than 30 days prior to the date upon
which it is proposed to prepay the Bonds or any of them by sending a notice by electronic means or certified mail to the registered owners thereof
at the addresses shown on the City's registration books. All of the Bonds as to which the City reserves arid exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided shall cease to bear interest on the
redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the
City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this
Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon
completed and duly executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the
purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the
City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby. Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa,
to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been pr9perly existent, had, done and
performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable
property within the City for the payment of the principal of and interest on this Bond as the same will respectively become due; that the faith,
credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for the prompt payment hereof, both
principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City ofAnies, Iowa, by its City Council, has caused this Bond to be scaled with the facsimile of its
official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile signature of
its City Clerk, on October 29, 2009.
Attest:
City Clerk
Registration Date: October 29, 2009
CITY OF AMES, IOWA
By
Mayor
BOND REGISTRAR'S CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned Resolution
s' City Tea , r �A.., Iowa
ABBREVIATIONS
, The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common UTMA
TEN ENT as tenants by the entireties (Gust)
As Custodian for
TEN as joint tenants with (Minor)
right of survivorship and tinder Uniform Transfers to Minors Act
not as tenants in common
(State)
Additional abbreviations may also be used though not in the list above,
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please Print or Type Name and Address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint attorney, to transfer this Bond on the books kept for registration thereof with full
power of substitution,
Dated:
Signature guaranteed:
NOTICE: The signature to this Assignment must correspond with the name
of the registered owner as it appears on this Bond in every particular, without
alteration or enlargement or any change whatever.
luenal
]UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND, SERIES 2009B
$1,090,000
RATE MATURITY DATE BOND DATE CUSIP
3.50% June 1, 2020 October 29, 2009 030807 F 55
The City of Ames, it, the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
or registered assigns, the principal SUM of
Cede & Co.
ONE MILLION NINETY THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa
(hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annum specified
above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of
each year, commencing June 1, 2010, except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become
applicable hereto. Interest on this Bond is payable to the registered owner appearing on the bond registration books of the City at the close of
business on the fifteenth day of the month next preceding the interest payment date, and shall be paid by check or draft mailed to the registered
owner at the address shown on such registration books. Interest shall be calculated on the basis of a 360-day year comprised of twelve 30-day
months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City, pursuant to and in strict compliance with the
provisions of Chapter 76 and Division III of Chapter 384 of the Code of Iowa, 2009, and all laws amendatory thereof and supplementary thereto,
and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of defraying the cost of
improvements to streets, storm sewers, sanitary sewers, municipal waterworks system and municipal electric system (the "Resolution").
The City reserves the fight to call and redeem part or all of the Bonds maturing in each of the years 2018 to 2021, inclusive, prior to
and in any order of maturity on June 1, 2017, or on any date thereafter on terms of par and accrued interest. If less than all of the Bonds of any
like maturity are to be redeemed, the particular part of the Bonds to be redeemed shall be selected by the Bond Registrar by lot. The Bonds may
be called in part in one or more units of$5,000. If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to
be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original Bond, a new Bond or
Bonds in any authorized denomination in a total aggregate principal amount equal to the unredeemed balance of the original Bond. Notice of
such redemption identifying the Bond or Bonds (or portion thereof) to be redeemed shall be given not less than 30 days prior to the date upon
which it is proposed to prepay tire Bonds or any of them by sending a notice by electronic means or certified mail to tire registered owners thereof
at the addresses shown on the City's registration books. All of the Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided shall cease to bear interest on the
redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the
City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this
Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon
completed and duly executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the
purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the
City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa,
to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and
performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable
property within the City for the payment of the principal of and interest on this Bond as the same will respectively become due; that the faith,
credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for the prompt payment hereof, both
principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be sealed with tile facsimile of its
official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile signature of
its City Clerk, on October 29, 2009.
CITY OF AMES, IOWA
By
Mayor
Attest: Tt'A�N
EA L �7
City Clerk
Registration Date: October 29, 2009
BONI) REGISTRAR'S CERTIFICATE 017 AUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned Resoluti
City AeAure'/, Anics, Iowa
"Alys". UT XV119101
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the entireties
TEN as joint tenants with
right of survivorship and
not as tenants in common
UTMA
-T-it �0�
As Custodian for
under Uniform Transfers to Minors Act
(State)
Additional abbreviations may also be used though not in the list above.
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please Print or Type Name and Address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
(Minor)
and does hereby irrevocably appoint attorney, to transfer this Bond on the books kept for registration thereof with full
power of substitution.
Dated:
Signature guaranteed:
NOTICE: The signature to this Assignment must correspond with the name
of the registered owner as it appears on this Bond in every particular, without
alteration or enlargement or any change whatever.
No. 12
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND, SERIES 2009B
$1,130,000
RATE MATURITY DATE BOND DATE CUSIP
150% June 1, 2021 October 29, 2009 030807 F63
The City of Ames, in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
Cede be Co,
or registered assigns, the principal sum of
ONE MILLION ONE, HUNDRED THIRTY THOUSAND DOLLARS
in lawful money of the United States of -America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa
(hereinafter referred to as the "Bond Registrar" or the "Paying Agent!'), with interest on said sum, until paid, at the rate per arnium specified
above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of
each year, commencing June 1, 2010, except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become
applicable hereto. Interest on this Bond is payable to the registered owner appearing on the bond registration books of the City at the close of
business on the fifteenth day of the month next preceding the interest payment date, and shall be paid by check or draft mailed to the registered
owner at the address shown on such registration books. Interest shall be calculated on the basis of a 360-day year comprised of twelve 30-day
months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar,
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City, pursuant to and in strict compliance with the
provisions of Chapter 76 and Division III of Chapter 384 of the Code of Iowa, 2009, and all laws amendatory thereof and supplementary thereto,
and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of defraying the cost Of
improvements to streets, stortir sewers, sanitary sewers, municipal waterworks system and municipal electric system (the "Resolution").
The City reserves the light to call and redeem part or all of the Bonds maturing in each of the years 2018 to 2021, inclusive, prior to
and in any order of maturity on June 1, 2017, or on any date thereafter on terms of par and accrued interest. If less than all of the Bonds of any
like maturity are to be redeemed, the particular part of the Bonds to be redeemed shall be selected by the Bond Registrar by lot. The Bonds may
be called in part in one or more units of$5,000. If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to
be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original Bond, a new Bond or
Bonds in any authorized denomination in a total aggregate principal amount equal to the unredeemed balance of the original Bond. Notice of
such redemption identifying the Bond or Bonds (or portion thereof) to be redeemed shall be given not less than 30 days prior to the date upon
which it is proposed to prepay the Bonds or any of them by sending a notice by electronic means or certified mail to the registered owners thereof
at the addresses shown on the City's registration books. All of the Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided shall cease to bear interest on the
redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the
City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this
Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon
completed and duly executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the
purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the
City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa,
to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and
performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable
property within the City for the payment of the principal of and interest on this Bond as the same will respectively become due; that the faith,
credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for the prompt payment hereof, both
principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be scaled with the facsimile of its
official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile signature of
its City Clerk, on October 29, 2009.
CITY OF AMES, IOWA
By
Mayor
Attest:
:`VTU�N
City Clerk
Registration Date: October 29, 2009
BONE) REGISTRAR'S CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned Resolutigin
City Treaguro(, Ames, Iowa V
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common UTMA
TEN ENT as tenants by the entireties (Cult)
As Custodian for
TEN as joint tenants with (Minor)
right of survivorship and under Uniform Transfers to Minors Act
not as tenants in common
(State)
Additional abbreviations may also be used though not in the list above.
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please Print or Type Name and Address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint attorney, to transfer this Bond on the books kept for registration thereof with full
power of substitution.
Dated:
Signature guaranteed:
NOTICE: The signature to this Assignment must correspond with the name
of the registered owner as it appears on this Bond in every particular, without
alteration or enlargement or any change whatever.