HomeMy WebLinkAboutA018 - Bonds No. 1 through 4No. I
UNITED STATES OF AMERICA
STATE OFIOWA STORY COUNTY
CITY OF AMES
GENERAL OBLIGATION REFUNDING BOND, SERIES 2009A
$2,390,000
RATE MATURITY DATE BOND DATE CUSIP
2.50% June 1, 2010 April 27, 2009 030807 D7 3
The City of Ames (the "City"), in Story County, State of Iowa, for Value received, promises to pay on the maturity date of this Bond to
Cede & Co.
New York, New York
or registered assigns, the principal sum of
TWO MILLION THREE HUNDRED NINETY THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Allies, Iowa
(hereinafter referred to as the "Registrar" or the "Paying Agent"), with interest on said surn, until paid, at the rate per annum specified above from
the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of each year,
commencing December 1, 2009, except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become
applicable hereto. Interest oil this Bond is payable to the registered owner appearing on the registration books of the City at the close of business
on the fifteenth day of the month next preceding the interest payment date, and shall be paid by check or draft mailed to the registered owner at
the address shown on such registration books. Interest shall be calculated on the basis of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or becorne obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Registrar.
This Bond is one of a series of Bonds (the "Bonds") issued by the City to evidence its obligation under a certain loan agreement, dated
as ofApril 27, 2009 (the "I.x.)an Agreement"), entered into by the City for the purpose of providing funds to pay costs of refunding the remaining
outstanding balances of the City's General Obligation Bonds, Series 1998, Series 1999, Series 2000, Series 2001A and Series 2001B.
The Bonds are issued pursuant to and in strict compliance with the provisions of Chapters 76 and 384 of the Code of Iowa, 2009, and
all other laws amendatory thereof and supplemental thereto, and in conformity with a resolution of the City Council authorizing and approving
the Loan Agreement and providing for the issuance and securing the payment of the Bonds (the "Resolution"), and reference is hereby made to
the Resolution and the Loan Agreement for a more complete statement as to the source of payment of the Bonds and the rights of the owners of
the Bonds.
The Bonds are not subject to redemption prior to maturity.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the
City in the office of the Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this Bond
to the Registrar, together with either a written instrument of transfer satisfactory to the Registrar or the assignment form hereon completed and
duly executed by the registered owner or the duly authorized attorney for such registered oA,ner.
The City, the Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the purpose of
receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the City, the
Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa,
to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and
performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable
property within the City for the payment of the principal of and interest on this Bond as the same will respectively become due; that the faith,
credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for the prompt payment hereof, both
principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed any constitutional or statutory limitations.
IN TESTIMONY IXIIEREOF, the City of Allies, Iowa, by its City Council, has caused this Bond to be scale(] with the facsimile of its
official seal, to be executed with the duly authorized facsinlilc signature Of its Mayor and attested with the (July authorized facsimile signature of
its City Clerk, on April 27, 2009,
CITY OF AMES, IOWA
try
Mayo,
Attest:
SEAL
City Clerk ......
Registration Date: April 27, 2009
REGISTRAR'S CERTIFICATE OF A1.11TIENTICATION
This Bond is one of the Bonds described in the within -mentioned Resolution.
ByW Crty�r
Ames,
Iowa
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM - as tenants in coninnon UTMA
TEN ENT as tenants by the entireties (Custodian)
JT TEN as joint tenants with right of survivorship As Custodian for
and not as tenants in common (Minor)
under Uniform Transfers to Mirrors Act
(State)
Additional abbreviations may also be used though riot in the list above.
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please print or type name and address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint
thereof with full power of substitution.
Dated:
Signature guaranteed: ---
(Signature guarantee must be provided in accordance with the
prevailing standards and procedures of the Registrar and Transfer
Agent. Such standards and procedures may require signatures to
be guaranteed by certain eligible guarantor institutions that
participate in a recognized signature guarantee program.)
Attorney, to transfer this Bond on the books kept for registration
NOTICE: The sigt—iatLire-to—tt-iis-""Assignment -must correspond with the name
of the registered owner as it appears on this Bond in every particular, without
alteration or enlargement or any change whatever.
No. 2
CNITED STATES OF AMERICA
STATE OFIOWA STORY COUNTY
CITY 01, AMES
GENERAL OBLIGATION RE.FUNDING BOND, SE'RIES 2009A
$2,025,000
RA 11; MATURITY DA] E' M)NI) DATk CUSH,
2,5001, June 1, 2011 April 27, 2009 030807 D8 1
1 lie City of Allies (tile "City"), In StOV), County, State of Iowa, for value received, plOMISCS to pay on tile IllanlIdy (late of this Bond to
or registelco] assil"lls, the principal solm of
Cede & Co.
New York, Nc\o Yet-]<
IWO MILLION TWENTY-FIVE] HOUSAND DOLLARS
in lawful money of the United States of'Amc6ca upon presentation and SUrICIIdCr of this Bond at the office of the City TicaSUrer, Ames, Iowa
(hereinafter referred to as the "Registrar" or file "Paying Agent"), with interest on said Still), Until paid, at the rate per annUrn specified above front
the date.- ol' this B I cn( , or fi non the t ioqt rece �tlt Interest, payment (Inte on which inlelesl hajq been mod, oil Jime I and December I of each year,
commencing Dcceiribei 1, 2009, except as the Ill ovisions hereinafter set forth with respect Io redemption prior to maturity may be of- become
applicable heleto. Interest on this Bond is payable to tile registered owlicl appealing (,)If the registration books of the City at the close of' business
on the fifteenth day of' tile month flex[ preceding the interest payment date, and shall be paid by check or draft mailed to the registered owner at
the address shown on such registration books. Interest shall be calculated on the basis of'a 360-day year comprised of twelve 30-day months.
This Bond shall not be Valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have beef)
signed by file Registrar.
This Bond is one of series ol"Bonds (the "Bonds") issued by the City to evidence its obligation Ljj)dej a certain loan agreement, dated
as ol'April 27, 2009 (tile `"[.(.ran Agreement"), entered into by (lie City for the purpose ol, providing funds to pay costs of refunding the iernauring
outstanding balances of the ('fly's General Obligation Bonds, Series 1998, Series 1991), Series 2000, Series 2001A and Series 200113,
The Bonds are issued pursuant to and in strict compliance with (lie provisions of'Chapters 76 and 384 of the Code of Iowa, 2009, and
all other laws amendatory thereof' and SUI)pIcniental thereto, and in conformity with a resolution of the ity Council authorizing and approving
the Loan Agreement and providing for tile issuance and securing the payment of the Bonds (tile "Rem.flution"), and reference is hereby made to
the Resolution and the Loan Agieement tc)j a more complete statement as to tile source of payment of the Bonds and the rights of the owners of
the Bonds.
The Bonds are 110t Subject to redemption prior to maturity.
`['his Bond is fully negotiable but shall be fully registered as to both principal and interest in the narne of the owner on the books of the
City in the office of the Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this Bond
to the Registrar, together with either a written instrument of transfer satisihetory to the Registrar or the assignment form hereon completed and
duly executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Registrar and the paying Agent may cleern and treat the registered owner hereof as the absolute owner for the purpose of
receiving payment of or on account of'principal hereof, premium, it'any, and interest due hereon and for all other purposes, and the City, the
Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, Conditions and things required by the laws and Constitution of the State of Iowa,
to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and
performed in regular and due Form and time; that provision has been made for (lie levy of a sufficient COutioLling annual tax oil all the taxable
Property within tile City for the payment of the principal of and interest oil this Bond as the same will respectively become due; that the faith,
credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for the prompt payment hereof, both
principal and interest; and that the total indebtedness of the City, including this Bond, (,fees not exceed any constitutional or statutory limitations.
IN TESTIMONY \V I I I3R I sO I �, the City ot'Arrics, lowa, by its City ('01,oCi I, has CaLlSCd this BOMI to he scale,(] with the ILIC'simile ol'its
official seal, to be executed with dhe, duly author I ZC d facsimile Sigo anl I C of its Mayor and attested with tI IC drily authorized facsimile: signature of
its City Clerk, on April 27, 2009,
CI IV OF AMPS. 10W A
May("
Attest:
A
Registration Datc: April 27, 2009
REG IS'l RA R'S CFR I'l F [CATI; OF A I A 1-11 ' N I ICA I fO N
This Bond is one of'the Bonds describe(] in the within -mentioned Resolution
B y
AHBRIHVIATIONS
The following abbieviatimis, when used in this Bond, shall be construed as though they were WritACTI OUL in full according to
applicable laws 01- I-CgUlati(AIS:
TEN COM as tenants in common IJTM A
TEN ENT as tenants by the, entireties (Custodian)
Yl" T] N as juiot tenants with right of'survivorship AS Custodian for
..... ..... ......... .. . . .. ............ --.
and not as tenants in common (millm.)
Under Urntbrin Transfers to Motels Act
(State)
Additional abbreviations may also be used though not in the list above
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Rond to
(Please print or type name and address of Assignee)
PIT LASE INSERT SOCIAL, SECURITY OR OTHFR
IDE-NTIFYING NtJMIII-,'R OF ASSIGNIA"
and does hereby irrevocably appoint
thereof with full power of" substitution.
Dated:
Signature
(Signature guarantee must be provided in accordance with the
prevailing standards and procedures of the Registrar and Transfer
Agent. Such standards and procedures may require signatures to
be guaranteed by certain eligible gU,'II-,Iot0I- il,IStituti0flS that
participate in a recognize(] signature guarantee program.)
Attorney, to transf-er this Bond on the books kept for registration
NOTIC',F: The signature to this Assignment Mast Correspond with the name
of'the registered owner as it appears on this Bond ill every parfiCUlar, without
alteration or crilargement, or any change whatever.
No. 3
UNITED STATES OF AMERICA
STATE OF IOWA STORY COUNTY
CITY CIF AMES
GENERAL OBLIGATION REFUNDING BOND, SERIES 2009A
$1,600,000
RATE; MATURITY DATE BOND DATE CUSIP
3.00% June 1, 2012 April 27, 2009 030807 D9 9
The City of Ames (the "City"), in Story County, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
or registered assigns, the principal sum of
Cede & (V
New York, New York
ONE MILLION SIX HUNDRED THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa
(hereinafter referred to as the "Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annurn specified above from
the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of each year-,
commencing December 1, 2009, except as the provisions hereinafter set forth with respect to redemption prior to maturity maybe or become
applicable hereto. Interest on this Bond is payable to the registered owner appearing on the registration books of the City at the close of business
on the fifteenth day of the month next preceding the interest payment date, and shall be paid by check or draft mailed to the registered owner at
the address shown on such registration books. Interest shall be calculated on the basis of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Registrar.
This Bond is one of a series of Bonds (the "Bonds") issued by the City to evidence its obligation Linder a certain loan agreement, dated
as of April 27, 2009 (the "Loan Agreement"), entered into by the City for the purpose of providing funds to pay costs of refunding the remaining
outstanding balances of the City's General Obligation Bonds, Series 1998, Series 1999, Series 2000, Series 2001A and Series 2001B.
The Bonds are issued pursuant to and in strict compliance with the provisions of Chapters 76 and 384 of the Code of Iowa, 2009, and
all other laws amendatory thereof and supplemental thereto, and in conformity with a resolution of the City Council authorizing and approving
the [,can Agreement and providing for the issuance and securing the payment of the Bonds (the "Resolution"), and reference is hereby made to
the Resolution and the Loan Agreement for a more complete statement as to the source of payment of the Bonds and the tights of the owners of
the Bonds.
The Bonds are not subject to redemption prior to maturity.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books, of the
City in the office of the Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this Bond
to the Registrar, together with either a written instrument of transfer satisfactory to the Registrar or the assignment form hereon completed and
duly executed by the registered owner or the duly authorized attorney for such registered owner,
The City, the Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the purpose of
receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the City, the
Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa,
to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and
performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable
property within the City for the payment of the principal of and interest on this Bond as the same will respectively become due; that the faith,
credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for the prompt payment hereof both
principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed any constitutional or statutory limitations.
IN TFISTIMONY Wf I EREOF, the (,'try of' ATIICS, Iowa, by its (,"try Council, has caused this Bond to be scaled with the facsimile of its
official sisal, to be executed with the duly authorized facsirm I c signature of its Mayor and attested with the (ILI ly a UthUr iZCd facsimile signature Of
its City Clerk, on April 27, 2009,
CYJ Y OfAMFIS, IOWA
May.,
Attest:
Aim, JA"
City Cj�� k
4�q�111111111 , 1W, * �1,
Registration Date: April 27, 2009
RR31STRAR'S C'ERTIFICATI'l OF AUTHE'NTICATION
This Bond is one of the Bonds described in the within -mentioned Resolution.
By T:7-
C YJJA� A
rea
re"I Iowa
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written our in full according to
applicable laws or regulations:
TEN COM - as tenants in common UTM A
TEN ENT as tenants by the entireties (Custodian)
as joint tenants With right ofsurvivorshipAs C'ustodian for . . . ................. . ..
and not as tenants in common (Minor)
under Uniform Transfers to Minors Act
(State)
Additional abbreviations may also be used though not in the list above.
ASSIGNMIL'INT
For valuable consideration, receipt cif which is hereby acknowledged, the undersigned assigns this Bond to
(Please print or type name and address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint _
thereof with full power of substitution.
Dated:
Signature
(Signature guarantee Must be provided in accordance with the
prevailing standards and procedures of the Registrar and Transfer
Agent. Such standards and procedures may require signatures to
be guaranteed by certain eligible guarantor institutions that
participate in a recognized signature guarantee program.)
Attorney, to transfer this Bond on the books kept for registration
NOTICE: The signature to this Assignment must Correspond with the name
of the registered owner as it appears on this Bond in every particular, without
alteration or enlargement or any change whatever,
No. 4
UNITED STATES OF AMERICA
STATE OFIOWA STORY COUNTY
CYrY OF AMES
GENERAL OBLIGATION REFUNDING BOND, SERIES 2009A
$980,000
RATE MATURITY DATE BOND DATE CUSIP
100% June 1, 2013 April 27, 2009 030807 E2 3
The City of'Arnes (the "(.,ity"), in Story County, State of Iowa, for value received, promises to pay an the maturity (late of this Bond to
or registered assigns, the principal sum of
Cede & Co,
New York, New York
NINE HUNDRED EIGHTY THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Allies, Iowa
(hereinafter referred to as the "Registrar" or the "Paying Agent"), with interest oil said sum, until paid, at the rate per annuin specified above from
the date offluis Bond, or from the most recent interest payment date on which interest has been paid, oil June I and December I of each year,
commencing December 1, 2009, except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become
applicable hereto. Interest on this Bond is payable to the registered owner appearing on the registration books of the City at the close of business
on the fifteenth day of the month next preceding the interest payment date, and shall be paid by check or draft mailed to the registered owner at
the address shown on such registration books. Interest shall be Calculated on the basis of 360-day year comprised of twelve 30-day months.
This Bond shall riot be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Registrar.
This Bond is one of a series of Bonds (the "Bonds") issued by the City to evidence its obligation under a certain loan agreement, dated
as of April 27, 2009 (tile "Loan Agreement"), entered into by the City for the purpose of providing funds to pay costs of refunding the remaining
outstanding'balances of the City's General Obligation Bonds, Series 1998, Series 1999, Series 2000, Series 200 1 A and Series 200 1 K
The Bonds are issued pursuant to and in strict compliance with the provisions of Chapters 76 and 384 of the Code of Iowa, 2009, and
all other laws amendatory thereof and supplemental thereto, and in conformity with a resolution of the City Council authorizing and approving
the Loan Agreement and providing for the issuance and securing the payment of the Bonds (the "Resolution"), and reference is hereby made to
the Resolution and the Loan Agreement for a more complete statement as to the source of payment of the Bonds and the rights of the owners of
the Bonds.
The Bonds are not subject to redemption prior to maturity.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on tile books of the
City in the office of the Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this Bond
to the Registrar, together with either a written instrument of transfer satisfactory to the Registrar or the assignment form hereon completed and
duly executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the purpose of
receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the City, the
Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa,
to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been property existent, had, done and
performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable
property within the City for the payment of the principal of and interest on this Bond as the same will respectively become due; that the faith,
credit, revenues and resources and all the real and personal property of tire City are irrevocably pledged for the prompt payment hereof, both
principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed any constitutional or statutory limitations.
IN TESTIMONY WI fEREOF, the City of Ares, Iowa, by its City Council, has caused this Bond to be sealed with the facsimile of its
official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile signature of
its City Clerk, on April 27, 2009,
CITY OF AMFS, IOWA
13Y
- - ------------ - ----
Mayor U
Attest:
�,1�1i-
City Cleik
111110m,
Registration Date: April 27, 2009
REGISTRAR'S CERTIFICATE OF AUrl IENTICATION
This Bond is one of the Bonds described in the within -mentioned Resolution.
By4 C sure
A13BREVLATIONS
The following abbreviations, When used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM - as tenants in common UTMA
TEN l`NT as tenants by the entireties
JT TEN as joint tenants with right of survivorship As Custodian for
and not as tenants in common
(Custodian)
under Uniform "Transfers to Minors Act
(State)
Additional abbreviations may also be used though not in the list above.
ASSIGNMENT
For valuable consideration, reecipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please print or type name and address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER.
IDENTIFYING NUMBER OF ASSIGNEE
(Minor)
and does hereby irrevocably appoint Attorney, to transfer this Bond on the books kept for registration
thereof with full power of substitution.
Dated:
Signature
(Signature guarantee must be provided in accordance with the
prevailing standards and procedures of the Registrar and Transfer
Agent. Such standards and procedures may require signatures to
be guaranteed by certain eligible guarantor institutions that
participate in a recognized signature guarantee program.)
NOTICE: The signature to this Assignment must correspond with the name
of the registered owner as it appears on this Bond in every particular, without
alteration or enlargement or any change whatever,