HomeMy WebLinkAboutA027 - Letter to Dorsey & Whitney dated August 29, 2003 - executed bonds, Form 8038City Clerk's Office
515 Clark Avenue, P. 0. Box 811
Arnes, IA 50010
Phone: 515-239-5105
Fax: 515-239-5142
August 29, 2003
Dorsey & Whitney LLP
801 Grand, Suite 3900
Des Moines, Iowa 50309
Attention Robert E. Josten
RE: Ames, Iowa
$6,555,000 General Obligation Corporate Purpose Bonds, Series 2003
Your File No. 419370-29
Dear Bob:
Enclosed please find two fully executed bond certificates and one signed IRS 8038 Forin
pertaining to the above -referenced matter.
The Bonds, numbered I thru 12, inclusive, have been sent directly to The Depository Trust
Company via Fed Ex No. 820550463011.
Thank you for your assistance,
Sincerely,
Diane R. Voss
City Clerk
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Enclosures closures
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August 29, 2
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Robert Buck
The Depository Trust Company
Interface/Underwriting Department
ISL
55 Water Street
New York, New York 10041
Re: Ames, Iowa
$6,555,000 General Obligation Corpoi
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In the meantime, if you have any questions or if there is anything else you need, please
contact our Bond Counsel.
Very truly yours,
> /Sherry M. eier
Ames City Treasurer
Ames/419370-29/Ltr > Bonds to DTC (City)
Enclosures
21
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UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND,
SERIES 2003
$550,000
RATE MATURITY DATE BOND DATE CUSIP
11% June 1, 2004 September 1, 2003 030807 YH8
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
Cede & Co.
or registered assigns, the principal sum of
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa (hereinafter
referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annum specified above from the date of this
Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of each year, commencing June 1, 2004,
except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become applicable hereto. Interest on this Bond is
payable to the registered owner appearing on the registration books of the City at the close of business on the fifteenth day of the month next preceding the
interest payment date and shall be paid by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be
calculated on the basis of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been signed by the
Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds') issued by the City pursuant to and in strict compliance with the provisions
of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2003, and all laws amendatory thereof and supplementary thereto, and in conformity
with a resolution of the City Council duly passed, approved and recorded for the purpose of paying a portion of the cost of the City's Parts and Recreation
Project and the City's 2003/2004 Capital Improvement Plan.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2012 to 2015, inclusive, prior to and in any
order of maturity on June 1, 2011, or on any date thereafter upon terms of par and accrued interest. If less than all of the Bonds of any like maturity are to
be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds may be called in part in one or more units of $5,000.
If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to
the registered owner thereof, upon surrender of such original Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal
amount equal to the unredeemed balance of the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof)
to be redeemed shall be mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30
not more than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the Tight of redemption and as to
which notice as aforesaid shall have been given and for the redemption of which funds we duly provided, shall cease to bear interest an the redemption
date.
This Bond is folly negotiable but shall be fully. registered as to both principal and interest in the name of the owner on the books of the City in
the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this Bond to the Bond
Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon completed and duly
executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the purpose of
receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the City, the Bond
Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa, to exist, to
be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, bad, done and performed in regular
and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable prop" within the City for the
payment of the principal of and interest on this Bond as the same will respectively become due; that the faith, credit, revenues and resources and all the
real and personal property of the City are irrevocably pledged for the prompt payment hereof, both principal and interest; and that the total indebtedness of
the City, including this Bond, does not exceed any constitutional or statutory limitations.
No. 2
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND,
SERIES 2003
$550,000
RATE MATURITY DATE BOND DATE CUSIP
2.5% June 1, 2005 September 1, 2003 030807 YJ4
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
Cede & Co.
or registered assigns, the principal sum of
FIVE HUNDRED FIFTY THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa (hereinafter
referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, unfit paid, at the rate per annum specified above from the date of this
Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of each year, commencing June 1, 2004,
except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become applicable hereto. Interest on this Bond is
payable to the registered owner appearing on the registration books of the City at the close of business on the fifteenth day of the month next preceding the
interest payment date and shall be paid by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be
calculated on the basis of a 360-day year comprised of twelve 30-day months,
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been signed by the
Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with the provisions
of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2003, and all laws amendatory thereof and supplementary thereto, and in conformity
with a resolution of the City Council duly passed, approved and recorded for the purpose of paying a portion of the cost of the City's Parks and Recreation
Project and the City's 2003/2004 Capital Improvement Plan.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2012 to 2015, inclusive, prior to and in any
order of maturity on June 1, 2011, or on any date thereafter upon terms of par and accrued interest. If less than all of the Bonds of any like maturity are to
be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds may be called in part in one or more units of $5,000.
If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to
the registered owner thereof, upon surrender of such original Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal
amount equal to the unredeemed balance of the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof)
to be redeemed shall be mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30
nor more than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and as to
which notice as aforesaid shall have been, given and for the redemption of which funds are duly provided, shall cease to bear interest on the redemption
date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the City in
the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this Bond to the Bond
Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment farm hereon completed and duly
executed by the registered owner or the duly authorized attorney for such registered owner,
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the purpose of
receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the City, the Bond
Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa, to exist, to
be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and performed in regular
and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable property within the City for the
payment of the principal of and interest on this Bond as the same will respectively become due; that the faith, credit, revenues and resources and all the
real and personal property of the City are irrevocably pledged for the prompt payment hereof, both principal and interest; and that the total indebtedness of
the City, including this Bond, does not exceed any constitutional or statutory limitations.
No. 3
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND,
SERIES 2003
$550,000
RATE MATURITY DATE BOND DATE CUSIP
2.5% June 1, 2006 September 1, 2003 030807 YKI
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
Cede & Co.
or registered assigns, the principal sum of
FIVE HUNDRED FIFTY THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa (hereinafter
referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annum specified above from the date of this
Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of each year, commencing June 1, 2004,
except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become applicable hereto. Interest on this Bond is
payable to the registered owner appearing on the registration books of the City at the close of business on the fifteenth day of the month next preceding the
interest payment date and shall be paid by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be
calculated on the basis of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been signed by the
Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds') issued by the City pursuant to and in strict compliance with the provisions
of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2003, and all laws amendatory thereof and supplementary thereto, and in conformity
with a resolution of the City Council duly passed, approved and recorded for the purpose of paying a portion of the cost of the City's Parks and Recreation
Project and the City's 2003/2004 Capital Improvement Plan.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2012 to 2015, inclusive, prior to and in any
order of maturity on June 1, 2011, or on any date thereafter upon terms of par and accrued interest. If less than all of the Bonds of any like maturity are to
be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot The Bonds may be called in part in one or more units of $5,000.
If less than the entire principal amount of any Bond in a denornination of more than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to
the registered owner thereof, upon surrender of such original Bond, a new Bond or Bonds, in any authorized denoinination, in a total aggregate principal
amount equal to the unredeemed balance of the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof)
to be redeemed shall be mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30
nor more than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and as to
which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest on the redemption
date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner oil the books of the City in
the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this Bond to the Bond
Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon completed and duly
executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the purpose of
receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the City, the Bond
Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa, to exist, to
be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and performed in regular
and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable property within the City for the
payment of the principal of and interest on this Bond as the same will respectively become due; that the faith, credit, revenues and resources and all the
real and personal property of the City are irrevocably pledged for the prompt payment hereof, both principal and interest; and that the total indebtedness of
the City, including this Bond, does not exceed any constitutional or statutory limitations.
No. 4
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND,
SERIES 2003
$545,000
RATE MATURITY DATE BOND DATE CUSIP
235% June 1, 2007 September 1, 2003 030807 YL9
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
or registered assigns, the principal sum of
Cede & Co.
FIVE HUNDRED FORTY-FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa (hereinafter
referred to as the "Bond Registrar" or the "Paying Agent'% with interest on said sum, until paid, at the rate per annum specified above from the date of this
Bond, or from the most recent interest payment date on which interest has been paid, on June 1 and December I of each year, commencing June 1, 2004,
except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become applicable hereto. Interest on this Bond is
payable to the registered owner appearing on the registration books of the City at the close of business on the fifteenth day of the month next preceding the
interest payment date and shall be paid by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be
calculated on the basis of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been signed by the
Bond Registrar,
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with the provisions
of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2003, and all laws amendatory thereof and supplementary thereto, and in conformity
with a resolution of the City Council duly passed, approved and recorded for the purpose of paying a portion of the cost of the City's Parks and Recreation
Project and the City's 2003/2004 Capital Improvement Plan.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2012 to 2015, inclusive, prior to and in any
order of maturity on June 1, 2011, or on any date thereafter upon terms of par and accrued interest. if less than all of the Bonds of any like maturity are to
be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds may be called in part in one or more units of $5,000.
If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to
the registered owner thereof, upon surrender of such original Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal
amount equal to the unredeemed balance of the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof)
to be redeemed shall be mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30
nor more than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and as to
which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest on the redemption
date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the City in
the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this Bond to the Bond
Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon completed and duly
executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the purpose of
receiving payment of or on account of principal hereof, premium if any, and interest due hereon and for all other purposes, and the City, the Bond
Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa, to exist, to
be had, to be done or to be performed precedent to and in the issue of this Bond were and have been property existent, had, done and perfortried in regular
and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable property within the City for the
payment of the principal of and interest on this Bond as the same will respectively become due; that the faith, credit, revenues and resources and all the
real and personal Property Of the City are irrevocably pledged for the prompt payment hereof, both principal and interest; and that the total indebtedness of
the City, including this Bond, does not exceed any constitutional or statutory limitations,
No. 5
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CAI rKlj
GENERAL OBLIGATION CORPORATE PURPOSE BOND,
SERIES 2003
$545,000
RATE MATURITY DATE BOND DATE CUSIP
3% June 1, 2008 September 1, 2003 030807 YM7
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
or registered assigns, the principal sum of
Cede & Co.
FIVE HUNDRED FORTY-FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa (hereinafter
referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annum specified above from the date of this
Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of each year, commencing June 1, 2004,
except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become applicable hereto. Interest on this Bond is
payable to the registered owner appearing on the registration books of the City at the close of business on the fifteenth day of the month next preceding the
interest payment date and shall be paid by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be
calculated on the basis of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been signed by the
Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with the provisions
of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2003, and all laws amendatory thereof and supplementary thereto, and in conformity
with a resolution of the City Council duly passed, approved and recorded for the purpose of paying a portion of the cost of the City's Parks and Recreation
Project and the City's 2003/2004 Capital Improvement Plan.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2012 to 2015, inclusive, prior to and in any
order of maturity on June 1, 2011, or on any date thereafter upon terms of par and accrued interest. If less than all of the Bonds of any like maturity are to
be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds may be called in part in one or more units of $5,000.
If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to
the registered owner thereof, upon surrender of such original Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal
amount equal to the unred ' cerned balance of the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof)
to be redeemed shall be mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30
nor more than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and as to
which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest on the redemption
date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the City in
the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this Bond to the Bond
Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon completed and duly
executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the purpose of
receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the City, the Bond
Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa, to exist, to
be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and performed in regular
and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable property within the City for the
payment of the principal of and interest on this Bond as the same will respectively become due; that the faith, credit, revenues and resources and all the
real and personal property of the City are irrevocably pledged for the prompt payment hereof, both principal and interest; and that the total indebtedness of
the City, including this Bond, does not exceed any constitutional or statutory limitations.
No. 6
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND,
SERIES 2003
$545,000
RATE MATURITY DATE BOND DATE CUSIP
3,25% June l,2009 September 1, 2003 030807 YN5
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
or registered assigns, the principal sum of
Cede & Co,
FIVE HUNDRED FORTY-FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa (hereinafter
referred to as the "Bond Registrar" or the "Paying Agent'), with interest on said sum, until paid, at the rate per annum specified above from the date of this
Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of each year, commencing June 1, 2004,
except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become applicable hereto. Interest on this Bond is
payable to the registered owner appearing on the registration books of the City at the close of business on the fifteenth day of the month next preceding the
interest payment date and shall be paid by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be
calculated on the basis of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been signed by the
Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with the provisions
of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2003, and all laws amendatory thereof and supplementary thereto, and in conformity
with a resolution of the City Council duly passed, approved and recorded for the purpose of paying a portion of the cost of the City's Parks and Recreation
Project and the City's 2003/2004 Capital Improvement Plan.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2012 to 2015, inclusive, prior to and in any
order of maturity on June 1, 2011, or on any date thereafter upon terms of par and accrued interest. If less than all of the Bonds of any like maturity are to
be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds may be called in part in one or more units of $5,000.
If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to
the registered owner thereof, upon surrender of such original Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal
amount equal to the unredeemed balance of the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof)
to be redeemed shall be mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30
nor more than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and as to
which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest on the redemption
date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the City in
the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this Bond to the Bond
Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon completed and duly
executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the purpose of
receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the City, the Bond
Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa, to exist, to
be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and performed in regular
and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable property within the City for the
payment of the principal of and interest on this Bond as the same will respectively become due; that the faith, credit, revenues and resources and all the
real and personal property of the City are irrevocably pledged for the prompt payment hereof, both principal and interest; and that the total indebtedness of
the City, including this Bond, does not exceed any constitutional or statutory limitations.
No. 7
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND,
SERIES 2003
$545,000
RATE MATURITY DATE BOND DATE CUSIP
3.30% June 1, 2010 September 1, 2003 030807 YPO
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
or registered assigns, the principal sum of
Cede & Co.
FIVE HUNDRED FORTY-FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa (hereinafter
referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annurn specified above from the date of this
Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of each year, commencing June 1, 2004,
except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become applicable hereto. interest on this Bond is
payable to the registered owner appearing on the registration books of the City at the close of business on the fifteenth day of the month next preceding the
interest payment date and shall be paid by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be
calculated on the basis of a 360-day year comprised of twelve 30-day months,
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been signed by the
Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds') issued by the City pursuant to and in strict compliance with the provisions
of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2003, and all laws amendatory thereof and supplementary thereto, and in conformity
with a resolution of the City Council duly passed, approved and recorded for the purpose otpaying a portion of the cost of the City's Parks and Recreation
Project and the City's 2003/2004 Capital Improvement Plan.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2012 to 2015, inclusive, prior to and in any
order of maturity on June 1, 2011, or on any date thereafter upon terms of par and accrued interest. If less than all of the Bonds of any like maturity are to
be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds may be called in part in one or more units of $5,000.
If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to
the registered owner thereof, upon surrender of such original Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal
amount equal to the unredeemed balance of the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof)
to be redeemed shall be mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30
nor more than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and as to
which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest on the redemption
date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the City in
the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this Bond to the Bond
Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon completed and duly
executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the purpose of
receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the City, the Bond
Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa, to exist, to
be had, to be done or to be performed precedent to and in the issue of this Bond were and have been property existent, had, done and performed in regular
and due form and time; that provision has been made for the levy of a sufficient continuing annual tax an all the taxable property within the City for the
payment of the principal of and interest on this Bond as the same will respectively become due; that the faith, credit, revenues and resources and all the
real and personal Property Of the City are irrevocably pledged for the prompt payment hereof, both principal and interest; and that the total indebtedness of
the City, including this Bond, does not exceed any constitutional or statutory limitations.
No. 8
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND,
SERIES 2003
$545,000
RATE MATURITY DATE BOND DATE CUSIP
3.30% June 1, 2011 September 1, 2003 030807 YQ8
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
or registered assigns, the principal sum of
Cede & Co.
FIVE HUNDRED FORTY-FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa (hereinafter
referred to as the "Bond Registrar" or the "Paying Agent'% with interest on said sum, until paid, at the rate per annum specified above from the date of this
Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of each year, commencing June 1, 2004,
except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become applicable hereto. Interest on this Bond is
payable to the registered owner appearing on the registration books of the City at the close of business on the fifteenth day of the month next preceding the
interest payment date and shall be paid by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be
calculated on the basis of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been signed by the
Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Brinds") issued by the City pursuant to and in strict compliance with the provisions
of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2003, and all laws amendatory thereof and supplementary thereto, and in conformity
with a resolution of the City Council duly passed, approved and recorded for the purpose of paying a portion of the cost of the City's Parks and Recreation
Project and the City's 2003/2004 Capital Improvement Plan,
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2012 to 2015, inclusive, prior to and in any
order of maturity on June 1, 2011, or on any date thereafter upon terms of par and accrued interest. If less than all of the Bonds of any like maturity are to
be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds may be called in part in one or more units of $5,000.
If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to
the registered owner thereof, upon surrender of such original Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal
amount equal to the unredeemed balance of the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof)
to be redeemed shall be mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30
nor more than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the fight of redemption and as to
which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to beat interest on the redemption
date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the City in
the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this Bond to the Bond
Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon completed and duly
executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the purpose of
receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the City, the Bond
Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State.of Iowa, to exist, to
be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and performed in regular
and due farm and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable property within the City for the
payment of the principal of and interest on this Bond as the same will respectively become due; that the faith, credit, revenues and resources and all the
real and personal property of the City are irrevocably pledged for the prompt payment hereof, both principal and interest; and that the total indebtedness of
the City, including this Bond, does not exceed any constitutional or statutory limitations.
No. 9
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF NMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND,
SERIES 2003
$545,000
RATE MATURITY DATE BOND DATE CUSIP
3.35% June 1, 2012 September 1, 2003 030807 YR6
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
or registered assigns, the principal sum of
Cede & Co.
FIVE HUNDRED FORTY-FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa (hereinafter
referred to as the "Bond Registrar" or the "Paying Agent'"), with interest on said sum, until paid, at the rate per annum specified above from the date of this
Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of each year, commencing June 1, 2004,
except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become applicable hereto. Interest on this Bond is
payable to the registered owner appearing on the registration books of the City at the close of business on the fifteenth day of the month next preceding the
interest payment date and shall be paid by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be
calculated on the basis of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been signed by the
Bond Registrar.
This Bond is one of a duly authorized series of bonds (the 'Sonds") issued by the City pursuant to and in strict compliance with the provisions
of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2003, and all laws amendatory thereof and supplementary thereto, and in conformity
with a resolution of the City Council duly passed, approved and recorded for the purpose of paying a portion of the cost of the City's Parks and Recreation
Project and the City's 2003/2004 Capital Improvement Plan.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2012 to 2015, inclusive, prior to and in any
order of maturity on June 1, 2011, or on any date thereafter upon terms of par and accrued interest. If less than all of the Bonds of any like maturity are to
be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds may be called in part in one or more units of $5,000.
If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to
the registered owner thereof, upon surrender of such original Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal
amount equal to the unredeemed balance of the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof)
to be redeemed shall be mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30
nor more than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and as to
which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest on the redemption
date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the City in
the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this Bond to the Bond
Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon completed and duly
executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the purpose of
receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the City, the Bond
Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa, to exist, to
be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and performed in regular
and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable property within the City for the
payment of the principal of and interest on this Bond as the same will respectively become due; that the faith, credit, revenues and resources and all the
real and personal property of the City are irrevocably pledged for the prompt payment hereof, both principal and interest; and that the total indebtedness of
the City, including this Bond, does not exceed any constitutional or statutory limitations.
No. 10
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND,
SERIES 2003
$545,000
RATE MATURITY DATE BOND DATE CUSIP
3.50% June 1, 2013 September 1, 2003 030807 YS4
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
or registered assigns, the principal sum of
Cede & Co.
FIVE HUNDRED FORTY-FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames, Iowa (hereinafter
referred to as the "Bond Registrar" or the "Paying Agent'), with interest on said sum, until paid, at the rate per annurn specified above from the date of this
Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of each year, commencing June 1, 2004,
except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become applicable hereto. Interest on this Bond is
payable to the registered owner appearing on the registration books of the City at the close of business on the fifteenth day of the month next preceding the
interest payment date and shall be paid by check or draft mailed to the registered owner at the address shown on such registration books. interest shall be
calculated on the basis of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been signed by the
Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with the provisions
of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2003, and all laws amendatory thereof and supplementary thereto, and in conformity
with a resolution of the City Council duly passed, approved and recorded for the purpose of paying a portion of the cost of the City's Parks and Recreation
Project and the City's 2003/2004 Capital Improvement Plan,
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2012 to 2015, inclusive, prior to and in any
order of maturity on June 1, 2011, or on any date thereafter upon terms of par and accrued interest. if less than all of the Bonds of any like maturity are to
be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds may be called in part in one or more units of $5,000.
If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to
the registered owner thereof, upon surrender of such original Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal
amount equal to the unredeemed balance of the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof)
to be redeemed shall be mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30
nor more than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and as to
which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest on the redemption
date.
. This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the City in
the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this Bond to the Bond
Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon completed and duly
executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the purpose of
receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the City, the Bond
Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa, to exist, to
be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and performed in regular
and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable property within the City for the
payment of the principal of and interest on this Bond as the same will respectively become due; that the faith, credit, revenues and resources and all the
real and personal property of the City are irrevocably pledged for the prompt payment hereof, both principal and interest; and that the total indebtedness of
the City, including this Bond, does not exceed any constitutional or statutory limitations.
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND,
SERIES 2003
No. 11 $545,000
RATE, MATURITY DATE BOND DATE CUSIP
3. 6 (r10 June 1, 2014 September 1, 2003 030807 YT2
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
or registered assigns, the principal sum of
Cede & Co.
FIVE HUNDRED FORTY-FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer,.Ames, Iowa (hereinafter
referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annum specified above from the date of this
Bond, or from the most recent interest payment date on which interest has been paid, on June I and December I of each year, commencing June 1, 2004,
except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become applicable hereto. Interest on this Bond is
payable to the registered owner appearing on the registration books of the City at the close of business on the fifteenth day of the month next preceding the
interest payment date and shall be paid by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be
calculated on the basis of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been signed by the
Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds') issued by the City pursuant to and in strict compliance with the provisions
of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2003, and all laws amendatory thereof and supplementary thereto, and in conformity
with a resolution of the City Council duly passed, approved and recorded for the purpose of paying a portion of the cost of the City's Parks and Recreation
Project and the City's 2003/2004 Capital Improvement Plan.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2012 to 2015, inclusive, prior to and in any
order of maturity on June 1, 2011, or on any date thereafter upon terms of par and accrued interest. If less than all of the Bonds of any like maturity are to
be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds may be called in part in one or more units of $5,000.
If less than the entire principal amount of any Bond in a denoinination of more than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to
the registered owner thereof, upon surrender of such original Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal
amount equal to the unredeemed balance of the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof)
to be redeemed shall be mailed by certified mail to the registered owners thereof at the addresses shown an the City's registration books not less than 30
nor more than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and as to
which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest on the redemption
date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the City in
the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this Bond to the Bond
Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar or the assignment form hereon completed and duly
executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the purpose of
receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the City, the Bond
Registrar and the Paying Agent shall not be of by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa, to exist, to
be had, to be done or to be Performed precedent to and in the issue of this Bond were and have been properly existent, had, done and performed in regular
and due form and time, that provision has been made for the levy of a sufficient continuing annual tax on all the taxable property within the City for the
payment of the principal of and interest on this Bond as the same will respectively become due; that the faith, credit, revenues and resources and all the
real and personal property of the City are irrevocably pledged for the prompt payment hereof, both principal and interest; and that the total indebtedness of
the City, including this Bond, does not exceed any constitutional or statutory limitations.
No. 12
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND,
SERIES 2003
$545,000
RATE MATURITY DATE BOND DATE CUSIP
3.70% June 1, 2015 September 1, 2003 030807 YU9
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date of this Bond to
Cede & Co.
or registered assigns, the principal sum of
FIVE HUNDRED FORTY-FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation`` and surrender of this Bond at the office of the City Treasurer, Ames, Iowa (hereinafter
referred to as the "Bond Registrar" or the "paying Agent"), with interest on said sum, until paid, at the rate per annum, specified above from the date of this
Bond, or from the most recent interest payment date On which interest has been paid, on June I and December I of each year, commencing June 1, 2004,
except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become applicable hereto. Interest on this Bond is
payable to the registered owner appearing on the registration books of the City it the close of business on the fifteenth day of the month next preceding the
interest payment date and shall be paid by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be
calculated on the basis of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been signed by the
Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with the provisions
of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2003, and all laws amendatory thereof and supplementary thereto, and in conformity
with a resolution of the City Council duly passed, approved and recorded for the purpose of paying a portion of the cost of the City's Parks and Recreation
Project and the City's 2003/2004 Capital Improvement Plan,
The City reserves the tight to call and redeem part or all of the Bonds maturing in each of the years 2012 to 2015, inclusive, prior to and in any
order of maturity on June 1, 2011, or on any date thereafter upon terms of par and seemed interest. If less than all of the Bonds of any like maturity are to
be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds may be called in part in one or more units of $5,000.
If less than the entire principal amount of any Bond in a denomination of more than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to
the registered owner thereof, upon surrender of such original Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal
amount equal to the unredeemed balance of the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof)
to be redeemed shall be mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30
not more than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and as to
which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest on the redemption
date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books of the City in
the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon presentation of this Bond to the Bond
Registrar, together with either a written instrument Of transfer satisfactory to the Bond Registrar or the assignment form hereon completed and duly
executed by the registered owner or the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for the purpose of
receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes, and the City, the Bond
Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of Iowa, to exist, to
be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent, had, done and performed in regular
and due form and time; that provision has been made for the levy of a sufficient continuing annual tax on all the taxable property within the City for the
payment of the principal of and interest on this Bond as the same will respectively become due; that the faith, credit, revenues and resources and all the
real and personal property of the City are irrevocably pledged for the prompt payment hereof, both principal and interest; and that the total indebtedness of
the City, including this Bond, does not exceed any constitutional or statutory limitations.
419370 (GO CP Bonds Ser 2003)
For. 8038-G I Information Return for Tax -Exempt Governmental Obligations
(Rev, November 2000) ► Under Internal Revenue Code section 149(e) OMB No. 1545-0720
See separate Instructions.
Department of the treasury lliii�
internal Revenue Service Caution: If the issue price is under $700,000, use Form 8038-GC,
LiUM Heporting Authority If Amended Return. check here 1110- F]
1 Issuer's name
2 Issuer's employer identification number
City of Ames
42: 6004218
3 Number and street (or P.O. box if mail is not delivered to street address)
Room/suite
4 Report number
City Hall, 515 Clark Avenue
2003-1
5 City, town, or post office, state, and ZIP code
6 Date of issue
Ames, Iowa 50010
09/03/03
7 Name of issue
8 CUSIP number
General Obligation Corporate Purpose Bonds, Series 2003
030807
9 Name and title of officer or legal representative whom the IRS may call for more information
10 Telephone number of officer or legal representative
Dorsey & Whitney LLP, Des Moines, Iowa Bond Counsel I
( 515 ) 283-1000
I Ic .. --"- tcnecK a ncaple ponies) ana enter the issue price) See instructions and attach schedule
11 El Education . . . . . . . . . . . . . . . . . . . . . . . . . . .
12 El Health and hospital . . . . . . . . . . . . . . . . . . . . . . .
13 El Transportation . . . . . . . . . . . . . . . . . . . . . . . . .
14 El Public safety, . . . . . . . . . . . . . . . . . . . . . . . . .
15 ❑ Environment (including sewage bonds) . . . . . . . . . . . . . . . .
16 ❑ Housing . . . . . . . . . . . . . . . . . . . . . . . . . . .
17 EJ Utilities . . . . . . . . . . . . . . . . .
18 R1 Other, Describe 10- parks and recreation and capital improvements
19 If obligations are TANS or RANs, check box 10, El if obligations are BANS, check box 10, [1
20 If obligations are in the form of a lease or installment sale, check box . . . . . . No-, El
■
11
12
13
14
15
16
17
18 1
6,597,916
7/7
MAU411011M UUbUF IULlUn or t ininnaTunn4z If 'nMr)lato tnr thn antis i f —k;-I, fk;, f ;, Cl-A
(a) Final maturity date
(b) Issue price
(c) Stated redemption
price at maturity
(d) Weighted
average maturity
(e) Yield
21 06101/15
$ 6,597,916
$ 6,555,000
6.203 years
, 3.1795 %
!i or Lsona Issue iinr-iiirlinn underwriters' discount)
22
Proceeds used for accrued interest . . . . . . . . . . .
22
1,087
23
. . .
Issue price of entire issue (enter amount from line 21, column (b)) . . . . . . . . .
23
6,597,916
24 Proceeds used for bond issuance costs (including underwriters' discount) 24 56,244
25
Proceeds used for credit enhancement . . . . . . . 25
26
Proceeds allocated to reasonably required reserve or replacement fund 26
27
Proceeds used to currently refund prior issues . . . . . . . .. 27
28
Proceeds used to advance refund prior issues . . . . . 28
29
. . . .
Total (add lines 24 through 28) . . . . . . . . . . . . . . . . . .
29
56,294
30
90.4
.
Nonrefunding proceeds of the 'issue (subtract line 29 from line 23 and enter amount here) .
30 1
6,541,622
UDescri
tion of Refunded Bonds (Complete this part only for refunding bonds.)
31
Enter the remaining weighted average maturity of the bonds to be currently refunded . . . 1110.
years
32
Enter the remaining weighted average maturity of the bonds to be advance refunded 0,
years
33
Enter the last date on which the refunded bonds will be called . . . . . . . 10,
34
Enter the date(s) the refunded bonds were issued 10-
Miscellaneous
35
Enter the amount of the state volume cap allocated to the issue under section 141(b)(5) 35
36a
Enter the amount of gross proceeds invested or to be invested in a guaranteed investment contract (see instructions) 36a
b
Enter the final maturity date of the guaranteed investment contract 10, WR
37
Pooled financings: a Proceeds of this issue that are to be used to make loans to other governmental units 37a
b
If this issue is a loan made from the proceeds of another tax-exempt issue, check box ► 0 and enter the name of the
issuer No- and the date of the issue Ill
38
If the issuer has designated the issue under section 265(b)(3)(B)(i)(Ill) (small issuer exception), check box
►
39
If the issuer has elected to pay a penalty in lieu of arbitrage rebate, check box . . . . . . . .
.
40
If the issuer has identified a hedge, check box . . . . . . . . . . . . . . . . . . .
► E]
Under penalties of perjury, I declare that I have examined this return and accompanying schedules and statements, and to the best of my knowledge
and belief, they are true, correct, and complete.
Sign
Here
09/03/03 Diane R. Voss, City Clerk
Signature of issuer's authorized representative Date Type or print name and title
For Paperwork Reduction Act Notice, see page 2 of the Instructions
%V
Cat. No. 63773S Form 8038-G (Rev. 11-2000)