HomeMy WebLinkAboutA007 - Letter to Dorsey & Whitney dated November 7, 2001 - certified notices - ' City Clerk's Office
515 Clark Avenue,P.O. Box 811
Ames,IA 50010
Caring People Phone: 515-239-5105
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Eveplianal Se vice Fax: 515-239-5142
November 7, 2001
Dorsey&Whitney LLP
801 Grand, Suite 3900
Des Moines, Iowa 50309
Attention Robert H. Helmick
RE: Ames, Iowa
General Obligation Refunding Bonds
General Obligation Fire Station and Refunding Bonds
Your File No. 419370-23
Dear Bob:
Enclosed please find the Certificate as to the publication of both the notice of hearing on the Refunding
Bonds and the notice of sale of the combined issuance of Fire Station and Refunding Bonds.
If you have any questions, please call. Thank you for your assistance.
Sincerely,
Diane R. Voss
City Clerk
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Enclosure/Attachments
. I r+ft
Ames/419370-23/1°j/2 GBS
(PLEASE NOTE: Do not date and return this certificate until you have received the
publisher's affidavits and have verified that the notices were published on the date
indicated in the affidavits, but please return all other completed pages to us as soon as they
are available.)
STATE OF IOWA
COUNTY OF STORY SS:
CITY OF AMES
I, the undersigned, Clerk of the aforementioned City, do hereby certify that pursuant to
the resolution of its Council, the notices, of which the printed slips attached to the publisher's
affidavits hereto attached are true and complete copies, were published on the date and in the
newspaper specified in such affidavits,which newspaper has a general circulation in the City.
WITNESS MY HAND and the seal of the City hereto affixed this 7 day of
061 gVYL- - h , 2001.
City Clerk
(Seal)
(Attach here publisher's original affidavits with clippings of the notices as published.)
-14-
DORSEY&WHITNEY LLP,ATTORNEYS,DES MOINES,IOWA
the successful bidder fails or refuses to lake
and pay for the Bonds.
The City reserves the right to reject any
or all bids and to waive irregularities in any
bid.
The Bonds are being issued pursuant to
the provisions of Division III of Chapter 384
of the Code of Iowa and will constitute
general obligations of the City,payable from�t
taxes levied upon all the taxable property in
the City without limitation as to rate or
amount.
In order to permit bidders for the Bonds
Proof Of Publication In and other participating underwriters in the
THE TRIBUNE primary offering of the Bonds to comply with
----------- - - --- -= - -- -- paragraph(b)(5)of Rule 15c2-12 promulgated
LEGAL NOTICE
- - ----- ------ --- - ------ by the Securities and Exchange Commisriop
#43819 under the Securities Exchange Act of 1934
STATE OF IOWA,STORY COUNTY,ss. NOTICE OF SALE (the'Rule"),the City will covenant and agr66;
City of Ames,Iowa for the benefit of the registered holders 9nd
I,Tom Hawley/Kristine A.Strum,on oath depose $5,150,000'General.Obligation beneficial owners from time to time oflhe
Fire Station and Refunding Bonds, outstanding Bonds,in the resolution awardN
and say that I am President/Controller Series 2001 B the sale and prescribing the team of the Bonds,
of THE TRIBUNE,a daily newspaper,printed Sealed bids will be received on behalf of to provide annual reports of specified
at Ames,Story County,Iowa;that the annexed the City of Ames,Story sty,Iowa until 10:00 information and notice of the occurrence,of
o'clock a.m.on the 13th day of November, certain events,if material. The City is the only
printed 2001,at the Council Chambers,City Hall, 'obligated person'with respect to the Bo*
Ames,Iowa,for the purchase of$5,150,000' within the meaning of the Rule for the
General Obligation Fire Station and Refunding purposes of disclosing Information on an
NOTICE OF SALE Bonds,Series 2001 B,of the City,at which ongoing basis. A description of the undertaking
time such bids will be opened and canvassed. is set forth in the Official Statement. Failure
GENERAL OBLIGATION FIRE STATION Thereafter such bids will be presented to the of the City to enter into an undertaking
AND REFUNDING BONDS City Council for consideration At its meeting substantially similar to that described in the
to be held at 7:00 o'clock p.m.on the same Official Statement would relieve the successful
date at the Council Chambers, City Hall, bidder of its obligation to purchase the Bonids.
Ames,Iowa,at which time the Bonds will be The City has complied in all material respects
was published in said newspaper for 1 sold to the best bidder for cash. No open bids with any undertaking previously entered into
consecutive week(s)November 5,2001 will be accepted. by it under the Rule.
The Bonds will be issued as fully registered Bidders should be aware that the official
and the last of said publication was on t bonds in denominations of$5,000 or any terms of offering to be published in the
5th day of November 2001. integral multiple thereof, will be dated Official Statement for the Bonds contain
December 1,2001,will bear interest payable additional bidding terms and information
semiannually on each June 1 and December relative to the Bonds. In the event of a
1 to maturity,commencing June 1,2002,and variance between statements in this Notice
will mature on June 1 in the following years of Sale(except with respect to the time and
and amounts: place of the sale of the Bonds and the
Principal Principal principal amount offered for sale)and said
Year Amount* Year Amount' official terms of offering,the provisions of the
2002 $970,000 2008 $435,000 latter shall control.
sworn to before me and subscribed in my 2003 $885,000 2009 $110,000 By order of the City Council of Ames,
presence by Tom Hawley/Kristine A.Strum 2004 $885,000 2010 $115,000 Iowa.
this the 5th day of November,2001 2005 $470,000 2011 $120,000 Diane R.Voss,City Clerk
y er, . 2006 $455,000 2012 $125,000 Ames,419370-23/Notice of Sale
2007 $450,000 2013 $130,000 Published in The Tribune on November
/ `Preliminary;subject to change 5,2001.
The City reserves the right, after bids
are opened and prior to award,to increase
or reduce the principal amount of the Bonds
1.1',(U.'!NIA A. BRANNAN offered for sale. Any such increase or
reduction will be in a total amount not to
I i•;1, '.'ONy,MISSION EXPI ES exceed$160,000 and will be made in multiples
r of$5,000 in any of the maturities not exceeding
i0W P $50,000 in any maturity. In the event the
Notary Public principal amount of the Bonds is increased
in and for the State Of Iowa or reduced, any premium offered or any
discount taken by the successful bidder will
My commission expires 11/28/2003 be increased or reduced by a percentage equal
to the percentage by which the principal
amount of the Bonds is increased or reduced.
The right is reserved to the City to call and
redeem all of the said Bonds maturing in the
years 2010 to 2013,inclusive,in whole or from
FEES: $48.17 time to time in part,in one or more units of
NO. 43819 $5,000, on June 1, 2009, or on any.date
thereafter prior to maturity (and within a
AMES05 maturity by lot), upon terms of par and
accrued interest.
Bidders must specify a price.of not less
than$5,108,800,nor more than$5,253,000,
plus accrued interest. The legal opinion of
Dorsey&Whitney LLP, Attorneys, Des
Moines,Iowa,will be furnished by the City.
A good faith deposit of$51,500 is required
and may be forfeited to the City in the event
Proof Of Publication In
THE TRIBUNE
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STATE OF IOWA,STORY COUNTY,ss.
I,Tom Hawley/Kristine A.Strum,on oath depose
and say that I am President/Controller
of THE TRIBUNE,a daily newspaper,printed
at Ames,Story County,Iowa;that the annexed
printed
NOTICE OF HEARING-REFUNDING BONDS
was published in said newspaper for 1
consecutive week(s)November 1,2001
and the last of said publication was on the
1 st day of November 2001.
LEGAL NOTICE;
#43802
NOTICE OF PROPOSED ACTION 7 O
INSTITUTE PROCEEDINGS FOR THE
sworn to before me and subscribed in m ISSUANCE OF GENERAL OBLIGATION
presence by Tom Hawley/Kristine A.Strum REFUNDING BONDS
this the 1st day of November,2001. The City Council of the City of Ames,Iowa,
will meet on the 13th day of Novemb§r,
2001,at the Council Chambers,City Halloin
the City,at seven obbck p.m.,for the purpose
X� r , of instituting proceedings and taking action
c � ��/ for the issuance of not to exceed$4,000,000
.n VIRGINiA A. BRANNAN General Obligation Refunding Bonds (the
c 'Refunding Bonds") for the purposep
MY COMMIS I EXPIRE refunding$3,770,000of the CWsoutstandir�g
General Obligation Refunding Bonds,Series
�O r
1993,dated February 15,1993. �
The Refunding Bonds, when issued, will
Notary Public constitute general obligations of the City.?It
in and for the State Of Iowa such time and place the Council shall recewe
My commission expires 11/28/2003 oral or written objections from any resident
or properly owner of the City.After rQceiving
objections,the City may determine to issue
the Refunding Bonds, in which case,the
decision will be final unless appealed to the
District court within fifteen(15)days thereafter.
By order of the City Council and pursuantlo
FEES: $11.33 Section 384.26(5)(a)(2)of the Code of Iowa.
NO, 43802 Diane Voss ;
AMES05 City Clerk
Published in The Tribune on November.l,.
2001.