HomeMy WebLinkAboutA011 - Bonds No. 1 through No. 12UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND
$785,000
No. I
RATE MATURITY DATE BOND DATE CUSIP
4,00% June 1, 2002 August 1, 2001 030807 V S 7
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date
of this Bond to
Cede & Co.
or registered assigns, the principal sum of
SEVEN HUNDRED EIGHTY-FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames,
Iowa (hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annum
specified above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and
December I of each year, commencing December 1, 2001, except as the provisions hereinafter set forth with respect to redemption prior
to maturity may be or become applicable hereto, interest on this Bond is payable to the registered owner appearing on the registration
books of the City at the close of business on the fifteenth day of the month next preceding the interest payment date and shall be paid
by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be calculated on the basis
of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with
the provisions of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2001, and all laws amendatory thereof and
supplementary thereto, and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of
defraying the cost of constructing certain street and storm sewer improvements.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2010 to 2013, inclusive,
prior to and in any order of maturity on June 1, 2009, or on any date thereafter upon terms of par and accrued interest. if less than all
of the Bonds of any like maturity are to be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds
may be called in part in one or more units of $5,000, if less than the entire principal amount of any Bond in a denomination of more
than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original
Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal amount equal to the unredeemed balance of
the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof) to be redeemed shall be
mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30 nor more
than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest
on the redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books
of the City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon
presentation of this Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar
or the assignment form hereon completed and duly executed by the registered owner or the duly authorized attorney for such registered
owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for
the purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes,
and the City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of
Iowa, to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent,
had, done and performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax
on all the taxable property within the City for the payment of the principal of and interest on this Bond as the same will respectively
become due; that the faith, credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for
the prompt payment hereof, both principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed
any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be scaled with the facsimile
of its official scat, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile
signature of its City Clerk, all as of August 1, 2001.
Attest:
City Clerk
Registration Date: August 1, 2001
CITY OF AMP'Z Tn""
By.� 'i
Mayor
BOND REGISTRAR'S CERTIFICATE OF At.
This Bond is one of the Bonds described in the within -mentioned
City freasurer, Ames, wa
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the
entireties
JT TEN as joint tenants with
right of survivorship and
not as tenants in common
UTMA
(Cult)
As Custodian for
(minor)
under Uniform Transfers to Minors Act
(State)
Additional abbreviations may also be used though not in the list above,
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please print or type name and address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint
registration thereof with full power of substitution.
Dated:
Signature guaranteed:
(Signature guarantee must be provided in accordance with the
prevailing standards and procedures of the Registrar and
Transfer Agent. Such standards and procedures may require
signatures to be guaranteed by certain eligible guarantor
institutions that participate in a recognized signature guarantee
program.)
Attorney, to transfer this Bond on the books kept for
NOTICE: The signature to this Assignment must correspond
with the name of the registered owner as it appears on this
Bond in every particular, without alteration or enlargement or
any change whatever.
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND
No. 2 $745,000
RATE MATURITY DATE BOND DATE CUSIP
4.00% June 1, 2003 August 1, 2001 030807 V T 5
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date
of this Bond to
Cede & Co.
or registered assigns, the principal sum of
SEVEN HUNDRED FORTY-FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames,
Iowa (hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annurn
specified above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and
December I of each year, commencing December 1, 2001, except as the provisions hereinafter set forth with respect to redemption prior
to maturity may be or become applicable hereto. Interest on this Bond is payable to the registered owner appearing on the registration
books of the City at the close of business on the fifteenth day of the month next preceding the interest payment date and shall be paid
by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be calculated on the basis
of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with
the provisions of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2001, and all laws amendatory thereof and
supplementary thereto, and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of
defraying the cost of constructing certain street and storm sewer improvements.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2010 to 2013, inclusive,
prior to and in any order of maturity on June 1, 2009, or on any date thereafter upon terms of par and accrued interest. If less than all
of the Bonds of any like maturity are to be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds
may be called in part in one or more units of $5,000, If less than the entire principal amount of any Bond in a denomination of more
than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original
Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal amount equal to the unredeemed balance of
the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof) to be redeemed shall be
mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30 nor more
than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest
on the redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books
of the City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon
presentation of this Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar
or the assignment form hereon completed and duly executed by the registered owner or the duly authorized attorney for such registered
owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for
the purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes,
and the City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of
Iowa, to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent,
had, done and performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax
on all the taxable property within the City for the payment of the principal of and interest on this Bond as the same will respectively
become due; that the faith, credik revenues and resources and all the real and personal property of the City are irrevocably pledged for
the prompt payment hereof, both principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed
any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be sealed with the facsimile,
of its official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimac
signature of its City Clerk, all as of August 1, 2001.
CITY OFAM'P'z
By,IX
Mayor
Attest:
1 �Mf' "N
City Clerk
Registration Date: August 1, 2001
BOND REGISTRAR'S CERTIFICATE OF AUTHENTICATION
This Bond is one ofthe Bonds described in the within -mentioned resol ion.
City Treasurer, Ames, 161a v
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the
entireties
JT TEN as joint tenants with
right of survivorship and
not as tenants in common
(Cost)
As Custodian for
(Minor)
under Uniform Transfers to Minors Act
(State)
Additional abbreviations may also be used though not in the list above.
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please print or type name and address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint
registration thereof with full power of substitution.
Dated:
Signature guaranteed:
(Signature guarantee must be provided in accordance with the
prevailing standards and procedures of the Registrar and
Transfer Agent. Such standards and procedures may require
signatures to be guaranteed by certain eligible guarantor
institutions that participate in a recognized signature guarantee
program.)
Attorney, to transfer this Bond on the books kept for
NOTICE: The signature to this Assignment must correspond
with the name of the registered owner as it appears on this
Bond in every particular, without alteration or enlargement or
any change whatever.
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND
No. 3 $770,000
RATE MATURITY DATE BOND DATE CUSIP
4.00% June 1, 2004 August 1, 2001 030807 V U 2
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date
of this Bond to
Cede & Co.
or registered assigns, the principal sum of
SEVEN 14UNDRFD SEVENTY THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames,
Iowa (hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annum,
specified above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and
December I of each year, commencing December 1, 2001, except as the provisions hereinafter set forth with respect to redemption prior
to maturity may be or become applicable hereto. Interest on this Bond is payable to the registered owner appearing on the registration
books of the City at the close of business on the fifteenth day of the month next preceding the interest payment date and shall be paid
by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be calculated on the basis
of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with
the provisions of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2001, and all laws amendatory thereof and
supplementary thereto, and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of
defraying the cost of constructing certain street and storm sewer improvements.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2010 to 2013, inclusive,
prior to and in any order of maturity on June 1, 2009, or on any date thereafter upon terms of par and accrued interest. If less than all
of the Bonds of any like maturity are to be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot, The Bonds
may be called in part in one or more units of $5,000, If less than the entire principal amount of any Bond in a denomination of more
than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original
Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal amount equal to the unredeemed balance of
the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof) to be redeemed shall be
mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30 nor more
than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest
on the redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books
of the City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon
presentation of this Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar
or the assignment form hereon completed and duly executed by the registered owner or the duly authorized attorney for such registered
owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for
the purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes,
and the City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of
Iowa, to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent,
had, done and performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax
on all the taxable property within the City for the payment of the principal of and interest on this Bond as the same will respectively
become due; that the faith, credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for
the prompt payment hereof, both principal and interest, and that the total indebtedness of the City, including this Bond, does not exceed
any constitutional or statutory limitations,
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be sealed with the facsimile
of its official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile
signature of its City Clerk, all as of August 1, 2001.
CITY OF AMPQ InIll A
Mayor
Attest:
City Clerk
FSEA
Registration Date: August 1, 2001
BOND REGISTRAR'S CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned 7resol ion.
City Treasurer, AmerVwa
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the
entireties
IT TEN as joint tenants with
right of survivorship and
not as tenants in common
(Cust)
As Custodian for
(Minor)
under Uniform Transfers to Minors Act
(State)
Additional abbreviations may also be used though not in the list above,
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please print or type name and address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint _
registration thereof with full power of substitution.
Dated:
Signature guaranteed:
(Signature guarantee must be provided in accordance with the
prevailing standards and procedures of the Registrar and
Transfer Agent. Such standards and procedures may require
signatures to be guaranteed by certain eligible guarantor
institutions that participate in a recognized signature guarantee
program.)
Attorney, to transfer this Bond on the books kept for
NOTICE: The signature to this Assignment must correspond
with the name of the registered owner as it appears on this
Bond in every particular, without alteration or enlargement or
any change whatever.
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND
No. 4 $795,000
RATE MATURITY DATE BOND DATE CUSIP
4.00% June 1, 2005 August 1, 2001 030807 V V 0
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date
of this Bond to
Cede & Co.
or registered assigns, the principal sum of
SEVEN 14UNDRED NINETY-FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames,
Iowa (hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annum
specified above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and
December I of each year, commencing December 1, 2001, except as the provisions hereinafter set forth with respect to redemption prior
to maturity may be or become applicable hereto. Interest on this Bond is payable to the registered owner appearing on the registration
books of the City at the close of business on the fifteenth day of the month next preceding the interest payment date and shall be paid
by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be calculated on the basis
of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with
the provisions of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2001, and all laws amendatory thereof and
supplementary thereto, and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of
defraying the cost of constructing certain street and storm sewer improvements.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2010 to 2013, inclusive,
prior to and in any order of maturity on June 1, 2009, or on any date thereafter upon terms of par and accrued interest. If less than all
of the Bonds of any like maturity are to be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds
may be, called in part in one or more units of $5,000, If less than the entire principal amount of any Bond in a denomination of more
than $5,000 is to he redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original
Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal amount equal to the unredeemed balance of
the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof) to be redeemed shall be
mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30 nor more
than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest
on the redemption date,
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books
of the City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon
presentation of this Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar
or the assignment form hereon completed and duly executed by the registered owner or the duly authorized attorney for such registered
owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for
the purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes,
and the City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary,
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of
Iowa, to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent,
had, done and performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax
on all the taxable property within the City for the payment of the principal of and interest on this Bond as the same will respectively
become due; that the faith, credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for
the prompt payment hereof, both principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed
any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be sealed with the facsimile
of its official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile
signature of its City Clerk, all as of August 1, 2001.
CITY OF AMP Q InIll A
By.
Mayor
Attest:
City Clerk
'SEA.L),
. ........
Registration Date: August 1, 2001
BOND REGISTRAR'S CERTIFICATE, OF AUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned ��resoluti
City Tre6surer, Ames, Io�'
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be constru I cd as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the
entireties
JT TEN as joint tenants with
right of survivorship and
not as tenants in common
UTMA
(Cust)
As Custodian for
(Minor)
under Uniform Transfers to Minors Act
(State)
Additional abbreviations may also be used though not in the list above,
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please print or type name and address of Assignee)
PLEASE INSERTSOCIAL SECURITY OR OTI-MR
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint
registration thereof with full power of substitution.
Dated:
Signature guaranteed:
(Signature guarantee must be provided in accordance with the
prevailing standards and procedures of the Registrar and
Transfer Agent. Such standards and procedures may require
signatures to be guaranteed by certain eligible guarantor
institutions that participate in a recognized signature guarantee
program.)
Attorney, to transfer this Bond on the books kept for
NOTICE: The signature to this Assignment must correspond
with the name of the registered owner as it appears on this
Bond in every particular, without alteration or enlargement or
any change whatever.
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND
$820,000
No. 5
RATE MATURITY DATE BOND DATE CUSIP
4.00% June l,2006 August 1, 2001 030807 V W 8
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date
of this Bond to
Cede & Co,
or registered assigns, the principal sum of
EIGHT HUNDRED TWENTY THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames,
Iowa (hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annum
specified above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and
December I of each year, commencing December 1, 2001, except as the provisions hereinafter set forth with respect to redemption prior
to maturity may be or become applicable hereto. Interest on this Bond is payable to the registered owner appearing on the registration
books of the City at the close of business on the fifteenth day of the month next preceding the interest payment date and shall be paid
by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be calculated on the basis
of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with
the provisions of Division III of Chapter 384 and Chapter 76 of die Code of Iowa, 2001, and all laws amendatory thereof and
supplementary thereto, and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose Of
defraying the cost of constructing certain street and storm sewer improvements,
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2010 to 2013, inclusive,
prior to and in any order of maturity on June 1, 2009, or on any date thereafter upon terms of par and accrued interest. If less than all
of the Bonds of any like maturity are to be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds
may be called in part in one or more units of $5,000. if less than the entire principal amount of any Bond in a denomination of more
than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original
Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal amount equal to the unredeemed balance of
the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof) to be redeemed shall be
mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30 nor more
than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest
on the redemption date,
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books
of the City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon
presentation of this Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar
or the assignment form hereon completed and duly executed by the registered owner or the duly authorized attorney for such registered
owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for
the purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes,
and the City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of
Iowa, to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been property existent,
had, done and performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax
on all the taxable property within the City for the payment of the principal of and interest on this Bond as the same will respectively
become due; that the faith, credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for
the prompt payment hereof, both principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed
any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be sealed with the facsimile
of its official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile
signature of its City Clerk, all as of August 1, 2001.
CITY OF AMWZ TC11 I r A
By,1,
Mayor
Attest:
City Clerk
'�SEAL
Registration Date: August 1, 2001
BOND REGISTRAR'S CERTIFICATE OF AUTHENTICATION
Ibis Bond is one of the Bonds described in the within -mentioned resolut' n.
City T reasurer, Ames, 6(wa
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the
entireties
JT TEN as joint tenants with
right of survivorship and
not as tenants in common
(Cult)
As Custodian for
(Minor)
under Uniform Transfers to Minors Act
(State)
Additional abbreviations may also be used though not in the list above.
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please print or type name and address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTIIER.
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint _
registration thereof with full power of substitution.
Dated:
Signature guaranteed:
(Signature guarantee must be provided in accordance with the
prevailing standards and procedures of the Registrar and
Transfer Agent. Such standards and procedures may require
signatures to be guaranteed by certain eligible guarantor
institutions that participate in a recognized signature guarantee
program.)
Attorney, to transfer this Bond on the books kept for
NOTICE: The signature to this Assignment must correspond
with the name of the registered owner as it appears on this
Bond in every particular, without alteration or enlargement or
any change whatever.
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND
No. 6 $835,000
RATE MATURITY DATE BOND DATE CUSIP
4,00% June 1, 2007 August 1, 2001 030807 V X 6
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date
of this Bond to
Cede & Co,
or registered assigns, the principal sum of
EIGHT HUNDRED THIRTY-FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames,
Iowa (hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annurn
specified above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and
December I of each year, commencing December 1, 2001, except as the provisions hereinafter set forth with respect to redemption prior
to maturity may be or become applicable hereto. Interest on this Bond is payable to the registered owner appearing on the registration
books of the City at the close of business on the fifteenth day of the month next preceding the interest payment date and shall be paid
by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be calculated on the basis
of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar,
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with
the provisions of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2001, and all laws amendatory thereof and
supplementary thereto, and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of
defraying the cost of constructing certain street and storm sewer improvements.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2010 to 2013, inclusive,
prior to and in any order of maturity on June 1, 2009, or on any date thereafter upon terms of par and accrued interest. If less than all
of the Bonds of any like maturity are to be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds
may be called in part in one or more units of $5,000, If less than the entire principal amount of any Bond in a denomination of more
than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original
Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal amount equal to the unredeemed balance of
the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof) to be redeemed shall be
mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30 nor more
than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest
on the redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books
of the City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon
presentation of this Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar
or the assignment form hereon completed and duly executed by the registered owner or the duly authorized attorney for such registered
owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for
the purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes,
and the City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of
Iowa, to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent,
had, done and performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax
on all the taxable property within the City for the payment of the principal of and interest on this Bond as the same will respectively
become due; that the faith, credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for
the prompt payment hereof, both principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed
any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be sealed with the facsimile
of its official seat, to be executed with the duty authorized facsimile signature of its Mayor and attested with the duly authorized facsimile
signature of its City Clerk, all as of August 1, 2001.
Attest:
CAU-qu T
City Clerk
Registration Date: August 1, 2001
CITY OF AMPQ M111 A
Mayor
BOND REGISTRAR'S CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds described in the with in -mentioue
Cit)rTreasurer, Ame<fowa
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the
entireties
JT TEN as joint tenants with
right of survivorship and
not as tenants in common
UTMA
(Gust)
As Custodian for
(Minor)
under Uniform Transfers to Minors Act
(State)
Additional abbreviations may also be used though not in the list above,
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please print or type name and address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint
registration thereof with full power of substitution.
Dated:
Signature guaranteed:
(Signature guarantee must be provided in accordance with the
prevailing standards and procedures of the Registrar and
Transfer Agent. Such standards and procedures may require
signatures to be guaranteed by certain eligible guarantor
institutions that participate in a recognized signature guarantee
program.)
Attorney, to transfer this Bond on the books kept for
NOTICE: The signature to this Assignment must correspond
with the name of the registered owner as it appears on this
Bond in every particular, without alteration or enlargement or
any change whatever.
No. 7
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND
$835,000
RATE MATURITY DATE BOND DATE CUSIP
4.10% June 1, 2008 August 1, 2001 030807 V Y 4
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date
of this Bond to Cede & Co.
or registered assigns, the principal sum of
EIGHT HUNDRED THIRTY-FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames,
Iowa (hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annurn
specified above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and
December I of each year, commencing December 1, 2001, except as the provisions hereinafter set forth with respect to redemption prior
to maturity may be or become applicable hereto. Interest on this Bond is payable to the registered owner appearing on the registration
books of the City at the close of business on the fifteenth day of the month next preceding the interest payment date and shall be paid
by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be calculated on the basis
of a 360-day year comprised of twelve 30-day months,
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with
the provisions of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2001, and all laws amendatory thereof and
supplementary thereto, and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of
defraying the cost of constructing certain street and storm sewer improvements.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2010 to 2013, inclusive,
prior to and in any order of maturity on June 1, 2009, or on any date thereafter upon terms of par and accrued interest. If less than all
of the Bonds of any like maturity are to be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot, The Bonds
may be called in part in one or more units of $5,000, If less than the entire principal amount of any Bond in a denomination of more
than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original
Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal amount equal to the unredeemed balance of
the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof) to be redeemed shall be
mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30 nor more
than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest
on the redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books
of the City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon
presentation of this Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar
or the assignment form hereon completed and duly executed by the registered owner or the duly authorized attorney for such registered
owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for
the purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes,
and the City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of
Iowa, to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent,
had, done and performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax
on all the taxable property within the City for the payment of the principal of and interest on this Bond as the same will respectively
become due; that the faith, credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for
the prompt payment hereof, both principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed
any constitutional or statutory limitations,
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be seated with the facsimile
of its official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile
signature of its City Clerk, all as of August 1, 200L
CITY OF A MPQ TnAlt A
Mayor.
Attest:
T
City Clerk
,
, rZ
4'
Registration Date: August 1, 2001
BOND REGISTRAR'S CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned resolution.
City veasurer, Ames a
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the
entireties
JT TEN as joint tenants with
right of survivorship and
not as tenants in common
(Cost)
As Custodian for
(Minor)
under Uniform Transfers to Minors Act
(State)
Additional abbreviations may also be used though not in the list above.
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please print or type name and address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint
registration thereof with full power of substitution.
Dated:
Signature guaranteed:
(Signature guarantee must be provided in accordance with the
prevailing standards and procedures of the Registrar and
Transfer Agent Such standards and procedures may require
signatures to be guaranteed by certain eligible guarantor
institutions that participate in a recognized signature guarantee
program.)
Attorney, to transfer this Bond on the books kept for
NOTICE: The signature to this Assignment must correspond
with the name of the registered owner as it appears on this
Bond in every particular, without alteration or enlargement or
any change whatever,
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND
No. 8 $870,000
RATE MATURITY DATE BOND DATE CUSIP
4.20% June 1, 2009 August 1, 2001 030807 V Z I
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date
of this Bond to
Cede & Co.
or registered assigns, the principal sum of
EIGHT HUNDRED SEVENTY T14OUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames,
Iowa (hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annUM
specified above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and
December I of each year, commencing December 1, 2001, except as the provisions hereinafter set forth with respect to redemption prior
to maturity may be or become applicable hereto. Interest on this Bond is payable to the registered owner appearing on the registration
books of the City at the close of business on the fifteenth day of the month next preceding the interest payment date and shall be paid
by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be calculated on the basis
of a 360-day year comprised of twelve 30-day months,
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with
the provisions of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2001, and all laws amendatory thereof and
supplementary thereto, and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of
defraying the cost of constructing certain street and storm sewer improvements,
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2010 to 2013, inclusive,
prior to and in any order of maturity on June 1, 2009, or on any date thereafter upon terms of par and accrued interest. If less than all
of the Bonds of any like maturity are to be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot, The Bonds
may be called in part in one or more units of $5,000, If less than the entire principal amount of any Bond in a denomination of more
than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original
Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal amount equal to the unredeemed balance of
the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof) to be redeemed shall be
mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30 nor more
than 60 days prior to such redemption date. I All of such Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest
on the redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books
of the City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon
presentation of this Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar
or the assignment form hereon completed and duly executed by the registered owner or the duly authorized attorney for such registered
owner,
, The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for
the purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes,
and the City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of
Iowa, to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent,
had, done and performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax
on all the taxable property within the City for the payment of the principal of and interest on this Bond as the same will respectively
become due; that the faith, credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for
the prompt payment hereof, both principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed
any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to he sealed with the facsimile
of its official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile
signature of its City Clerk, all as of August 1, 2001.
Attest:
City Clerk
Registration Date: August 1, 2001
CITY OF AM"P-
Mayor
BOND REGISTRAR'S CERTIFICATE OF'AuTHENTiCATION
This Bond is one of the Bonds described in the within -mentioned resolut' n.
City Treasurcr, AmYeso,
6rowa
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the
entireties
JT TEN as joint tenants with
right of survivorship and
not as tenants in common
UTMA
(Cust)
As Custodian for
(Minor)
under Uniform Transfers to Minors Act
(State)
Additional abbreviations may also be used though not in the list above.
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please print or type name and address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint_
registration thereof with full power of substitution.
Dated:
Signature guaranteed:
(Signature guarantee must be provided in accordance with the
prevailing standards and procedures of the Registrar and
Transfer Agent Such standards and procedures may require
signatures to be guaranteed by certain eligible guarantor
institutions that participate in a recognized signature guarantee
program.)
Attorney, to transfer this Bond on the books kept for
NOTICE: The signature to this Assignment must correspond
with the name of the registered owner as it appears on this
Bond in every particular, without alteration or enlargement or
any change whatever.
No. 9
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND
$875,000
RATE MATURITY DATE BOND DATE CUSIP
4,30% June 1, 2010 August 1, 2001 030807 W A 5
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date
of this Bond to Cede & Co.
or registered assigns, the principal sum of
EIGHT HUNDRED SEVENTY-FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Amess,
Iowa (hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annurn
specified above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and
December I of each year, commencing December 1, 2001, except as the provisions hereinafter set forth with respect to redemption prior
to maturity may be or become applicable hereto. Interest on this Bond is payable to the registered owner appearing on the registration
books of the City at the close of business on the fifteenth day of the month next preceding the interest payment date and shall be paid
by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be calculated on the basis
of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with
the provisions of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2001, and all laws amendatory thereof and
supplementary thereto, and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of
defraying the cost of constructing certain street and storm sewer improvements.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2010 to 2013, inclusive,
prior to and in any order of maturity on June 1, 2009, or on any date thereafter upon terms of par and accrued interest. If less than all
of the Bo . rids of any like maturity are to be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds
may be called in part in one or more units of $5,000. if less than the entire principal amount of any Bond in a denomination of more
iginal
than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon alasurrender of such ornce of
Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal amount equal to the unredeemed b
the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof) to be redeemed shall be
mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30 nor more
than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest
on the redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books
of die City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon
presentation of this Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar
or the assignment form hereon completed and duly executed by the registered owner or the duly authorized attorney for such registered
owmer,
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for
the purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes,
and the City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State Of
Iowa, to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been property existent,
had, done and performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax
on all the taxable property within the City for the payment of the principal of and interest on this Bond as the same will respectively
become due-, that the faith, credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for
the prompt payment hereof, both principal and interest; and that the total indebtedness of the City, including this Bond, doe I s not exceed
any constitutional or statutory limitations.
IN TESTIMONY V4EREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be sealed with the facsimile
of its official seat, to be executed with the duty authorized facsimile signature of its Mayor and attested with the duly authorized facsimile
signature of its City Clerk, all as of August 1, 2001,
CITY OFAMPQ Tn"A
Mayor
Attest:
City Clelk SEAL }
Registration Date: August 1, 2001
BOND REGISTRAR'S CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned re4ution.
City r_eaSurW,`Ame(1 /owa
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the
entireties
JT TEN as joint tenants with
right of survivorship and
not as tenants in common
(Gust)
As Custodian for
(Minor)
under Uniform Transfers to Minors Act
(State)
Additional abbreviations may also be used though not in the list above.
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please print or type name and address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint
registration thereof with full power of substitution.
Dated:
Signature guaranteed:
(Signature guarantee must be provided in accordance with the
prevailing standards and procedures of the Registrar and
Transfer Agent. Such standards and procedures may require
signatures to be guaranteed by certain eligible guarantor
institutions that participate in a recognized signature guarantee
program.)
Attorney, to transfer this Bond on the books kept for
NOTICE: The signature to this Assignment must correspond
with the name of the registered owner as it appears on this
Bond in every particular, without alteration or enlargement or
any change whatever.
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND
No. 10 $900,000
RATE MATURITY DATE BOND DATE CUSIP
4,40% June 1, 2011 August 1, 2001 030807 W B 3
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date
of this Bond to
Cede & Co,
or registered assigns, the principal sum of
NINE HUNDRED THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames,
Iowa (hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annum
specified above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and
December I of each year, commencing December 1, 2001, except as the provisions hereinafter set forth with respect to redemption prior
to maturity may be or become applicable hereto. Interest on this Bond is payable to the registered owner appearing on the registration
books of the City at the close of business on the fifteenth day of the month next preceding the interest payment date and shall be paid
by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be calculated on the basis
of a 360-day year comprised of twelve 30-day months,
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar,
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with
the provisions of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2001, and all laws amendatory thereof and
supplementary thereto, and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of
defraying the cost of constructing certain street and storm sewer improvements.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2010 to 2013, inclusive,
prior to and in any order of maturity on June 1, 2009, or on any date thereafter upon terms of par and accrued interest. If less than all
of the Bonds of any like maturity are to be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds
may be called in part in one or more units of $5,000. If less than the entire principal amount of any Bond in a denomination of more
than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original
Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal amount equal to the unredeemed balance of
the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof) to be redeemed shall be
mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30 nor more
than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest
on the redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books
of the City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon
presentation of this Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar
or the assignment form hereon completed and duly executed by the registered owner or the duly authorized attorney for such registered
owner,
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for
the purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes,
and the City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of
Iowa, to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent,
had, done and performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax
on all the taxable property within the City for the payment of the principal of and interest on this Bond as the same will respectively
become due; that the faith, credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for
the prompt payment hereof, both principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed
any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be scaled with the facsimile
of its official seal, to he executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile,
signature of its City Clerk, all as of August 1, 2001,
CITY OF AW Q Tn%%/ A
Mayor.
Attest:
City Clerk
Registration Date: August 1, 2001
BOND REGISTRAR'S CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned reso tion.
City Treasurer, Ame V11owa
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the
entireties
JT TEN as joint tenants with
right of survivorship and
not as tenants in common
(Cust)
As Custodian for
(Minor)
under Uniform Transfers to Minors Act
(State)
Additional abbreviations may also be used though not in the list above,
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please print or type name and address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint
registration thereof with full power of subtation
Dated:
Signature guaranteed:
(Signature guarantee must be provided in accordance with the
prevailing standards and procedures of the Registrar and
Transfer Agent, Such standards and procedures may require
signatures to be guaranteed by certain eligible guarantor
institutions that participate in a recognized signature guarantee
program.)
Attorney, to transfer this Bond on the books kept for
NOTICE: The signature to this Assignment must correspond
with the name of the registered owner as it appears on this
Bond in every particular, without alteration or enlargement or
any change whatever.
No. I I
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND
$905,000
RATE MATURITY DATE BOND DATE CUSIP
4,60% . June 1, 2012 August 1, 2001 030807 W C I
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date
of this Bond to Cede & Co.
or registered assigns, the principal sum of
NINE HUNDRED FIVE THOUSAND DOLLARS
in lawful money Of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames,
Iowa (hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annurn
specified above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and
December I of each year, commencing December 1, 2001, except as the provisions hereinafter set forth with respect to redemption prior
t on this Bond is payable to the registered owner appearing on the registration
to maturity may be or become applicable hereto. Interest month next preceding the interest payment date and shall be paid
books of the City at the close of business on the fifteenth day of the ks. Interest shall be calculated on the basis
by check or draft mailed to the registered owner at the address shown on such registr ation boo
of a 360-day year comprised of twelve 30-day months.
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with
the provisions of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2001, and all laws amendatory thereof and
supplementary thereto, and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of
defraying the cost of constructing certain street and storm sewer improvements.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2010 to 2013, inclusive,
prior to and in any order of maturity on June 1, 2009, or on any date thereafter upon terms of par and accrued interest. if less than all
of the Bonds of any like maturity are to be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds
may be called in part in one or more units of $5,000, If less than the entire principal amount of any Bond in a denomination of more
than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original
Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal amount equal to the unredeemed balance of
in
the original Bond. Notice of such redemption as aforesaid identifying the Bond or Bonds (or portion thereof) to be redeemed shall be
mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30 nor more
than 60 days prior to such redemption date. All of such Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest
on the redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books
of the City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon
presentation of this Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar
or the assignment form hereon completed and duly executed by the registered owner or the duly authorized attorney for such registered
owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for
the purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes,
and the City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of
Iowa, to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent,
had, done and performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax
on all the taxable property within the City for the payment of the principal of and interest on this Bond as the same will respectively
become due; that the faith, credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for
the prompt payment hereof; both principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed
any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be sealed with the facsimile
of its official seat, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile
signature of its City Clerk, all as of August 1, 2001,
CITY OF AMPQ tnllf A
BY.
Mayor.
Attest:
(Eiit;y �_cl,_Ik
Registration Date: August 1, 2001
BOND REGISTRAR'S CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned res ution.
Ci7reasurer, Am -G Iowa
U
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the
entireties
JT TEN as joint tenants with
right of survivorship and
not as tenants in common
UTMA
(Cult)
As Custodian for
(Minor)
under Uniform Transfers to Minors Act
(state)
Additional abbreviations may also be used though not in the list above.
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please print or type name and address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint
registration thereof with full power of substitution.
Dated:
Signature guaranteed:
(Signature guarantee must be provided in accordance with the
prevailing standards and procedures of the Registrar and
Transfer Agent. Such standards and procedures may require
signatures to be guaranteed by certain eligible guarantor
institutions that participate in a recognized signature guarantee
program.)
Attorney, to transfer this Bond on the books kept for
NOTICE: The signature to this Assignment must correspond
with the name of the registered owner as it appears on this
Bond in every particular, without alteration or enlargement or
any change whatever.
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND
No. 12 $945,000
RATE MATURITY DATE BOND DATE CUSIP
4.70% June 1, 2013 August 1, 2001 030807 W D 9
The City of Ames (the "City"), in the County of Story, State of Iowa, for value received, promises to pay on the maturity date
of this Bond to
Cede & Co,
or registered assigns, the principal sum of
NINE HUNDRED FORTY-FIVE THOUSAND DOLLARS
in lawful money of the United States of America upon presentation and surrender of this Bond at the office of the City Treasurer, Ames,
Iowa (hereinafter referred to as the "Bond Registrar" or the "Paying Agent"), with interest on said sum, until paid, at the rate per annum
specified above from the date of this Bond, or from the most recent interest payment date on which interest has been paid, on June I and
December I of each year, commencing December 1, 2001, except as the provisions hereinafter set forth with respect to redemption prior
to maturity may be or become applicable hereto. Interest on this Bond is payable to the registered owner appearing on the registration
books of the City at the close of business on the fifteenth day of the month next preceding the interest payment date and shall be paid
by check or draft mailed to the registered owner at the address shown on such registration books. Interest shall be calculated on the basis
of a 360-day year comprised of twelve 30-day months,
This Bond shall not be valid or become obligatory for any purpose until the Certificate of Authentication hereon shall have been
signed by the Bond Registrar.
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by the City pursuant to and in strict compliance with
the provisions of Division III of Chapter 384 and Chapter 76 of the Code of Iowa, 2001, and all laws amendatory thereof and
supplementary thereto, and in conformity with a resolution of the City Council duly passed, approved and recorded for the purpose of
defraying the cost of constructing certain street and storm sewer improvements.
The City reserves the right to call and redeem part or all of the Bonds maturing in each of the years 2010 to 2013, inclusive,
prior to and in any order of maturity on June 1, 2009, or on any date thereafter upon terms of par and accrued interest. If less than all
of the Bonds of any like maturity are to be redeemed, the particular part of those Bonds to be redeemed shall be selected by lot. The Bonds
may be called in part in one or more units of $5,000, If less than the entire principal amount of any Bond in a denomination of more
than $5,000 is to be redeemed, the Bond Registrar will issue and deliver to the registered owner thereof, upon surrender of such original
Bond, a new Bond or Bonds, in any authorized denomination, in a total aggregate principal amount equal to the unredeemed balance of
the original Bond. Notice of such redemption as aforesaid identifying die Bond or Bonds (or portion thereof) to be redeemed shall be
mailed by certified mail to the registered owners thereof at the addresses shown on the City's registration books not less than 30 nor more
than 60 days prior to such redemption date, 'All of such Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of which funds are duly provided, shall cease to bear interest
on the redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal and interest in the name of the owner on the books
of the City in the office of the Bond Registrar, after which no transfer shall be valid unless made on said books and then only upon
presentation of this Bond to the Bond Registrar, together with either a written instrument of transfer satisfactory to the Bond Registrar
or the assignment form hereon completed and duly executed by the registered owner or the duly authorized attorney for such registered
owner.
I The City, the Bond Registrar and the Paying Agent may deem and treat the registered owner hereof as the absolute owner for
the purpose of receiving payment of or on account of principal hereof, premium, if any, and interest due hereon and for all other purposes,
and the City, the Bond Registrar and the Paying Agent shall not be affected by any notice to the contrary.
And It Is Hereby Certified and Recited that all acts, conditions and things required by the laws and Constitution of the State of
Iowa, to exist, to be had, to be done or to be performed precedent to and in the issue of this Bond were and have been properly existent,
had, done and performed in regular and due form and time; that provision has been made for the levy of a sufficient continuing annual tax
on all the taxable property within the City for the payment of the principal of and interest on this Bond as the same will respectively
become due; that the faith, credit, revenues and resources and all the real and personal property of the City are irrevocably pledged for
the prompt payment hereof, both principal and interest; and that the total indebtedness of the City, including this Bond, does not exceed
any constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has caused this Bond to be sealed with the facsimile
of its official seal, to be executed with the duly authorized facsimile signature of its Mayor and attested with the duly authorized facsimile,
signature of its City Clerk, all as of August 1, 2001.
Attest:
City Clerk
Registration Date: August 1, 2001
CITY OF A MPQ Tr1111 A
Mayor
BOND REGISTRAR'S CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds described in the within -mentioned resolution,
4 oe 4 . �22�44
City Treasurer, Ames, 16%i
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as though they were written out in full according to
applicable laws or regulations:
TEN COM as tenants in common
TEN ENT as tenants by the
entireties
Yr TEN as joint tenants with
right of survivorship and
not as tenants in common
(Cust)
As Custodian for
(Minor)
under Uniform Transfers to Minors Act
(State)
Additional abbreviations may also be used though not in the list above,
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the undersigned assigns this Bond to
(Please print or type name and address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTIlER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint
registration thereof with full power of substitution.
Dated:
Signature guaranteed:
(Signature guarantee must be provided in accordance with the
prevailing standards and procedures of the Registrar and
Transfer Agent. Such standards and procedures may require
signatures to be guaranteed by certain eligible guarantor
institutions that participate in a recognized signature guarantee
program.)
Attorney, to transfer this Bond on the books kept for
NOTICE: The signature to this Assignment must correspond
with the name of the registered owner as it appears on this
Bond in every particular, without alteration or enlargement or
any change whatever.