HomeMy WebLinkAboutA016 - Letter from Dorsey & Whitney dated April 28, 1995 - approving opinionPROFESSIONAL LIMITED LIABILITY PARTNERSHIP
DES MOINES *ESIPFNr ArMPNEYS
801 GRAND, SUITE 3900
DES MOINES, IOWA 50309-2790
ROBERT H. HELMICK
(515) 283-1000
DAVID L. CLAY POOL
R013ERT E. JOSTEN
FAX (515) 283-1060
EDWIN N. McINTOSH
NORENE D. JACOBS
DENNIS W. JOHNSON
STEVE24 J. DICKINSON
JEFFREY M. HURLBURT
DAVID D. OROSSHLAUS
April 28, 1995
Ms. Evelyn Marcano
Harris Trust & Savings Bank
111 W. Monroe Street
Chicago, IL 60603
MINNEAPOLIS, MINNESOTA
NEW YORE, NEW YORK
WASHINGTON, D. C.
DENVER, COLORADO
FARGO, NORTH DAKOTA
ROCRESTER,MINNESOTA
BILLINGS, MONTANA
GREAT FALLS, MONTANA
MISSOULA, MONTANA
OFANOE COUNTY, CA
LONDON, ENGLAND
B RUSSELS, BELGIUM
Re: Ames, Iowa
$10,035,000 General Obligation Corporate Purpose Bonds, Series 1995
Our File No. 419370-15
Dear Evelyn:
We have prepared and enclose our final approving opinion covering the
captioned Bonds, dated as of May 2nd, the day of closing.
Also enclosed is the City's Final Delivery and Non -arbitrage Certificate dated
as of closing and showing an accrued interest amount of $1,416.72.
We understand that you will wire transfer the net settlement funds to the
City in the total amount of $9,835,920.72 on May 2nd, as outlined in Barbara R.
Gilles' letter of April 13th.
On the day of closing, please telephone our office to confirm with us that the
closing is taking place as scheduled and so that we may authorize the release of our
opinion and the Bonds.
If for any reason the closing will not take place on May 2nd, please notify our
office as soon as possible. When you telephone, you may speak to jeane Harrison or
me.
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If you should have any questions or if there is anything we can do to be of
assistance, please do not hesitate to let us know.
Sincerely yours,
Z
I Robert H. elmick
RHH:cdm
Ames/419370-15/Clos Ur
Enclosures
cc: Steven Schainker
Alice Carroll
John Klaus
Sandra Ryan
Dave Dirks
Deborah Nistler
DES)VOINiS RESIDENT ArroRmrs
ROBERT H. HELMICK
DAVID L. CLAYPOOL
ROBERT E. JOSTEN
EDWIN N. McINTOSH
NORENE D. JACOBS
DENNIS W. JOHNSON
STEVEN J. DICKINSON
JEFFREY M. HURLBURT
DAVID D. GROSSHLAUS
DoiRSEY & WHITNEY
PROFESSIONAL LIMITED LIABILITY PARTNERSHIP
801 GRAND, SUITE 3900
DES MOINES, IOWA 50309-2790
(515) 283-1000
FAX (515) 283-1060
May 2,1995
MINNEAPOLIS, MINNESOTA
NEW YORH,NEW YORE
WA S H INGTON, D. C.
DEN-VER,COLORADO
FAROO,NORTH DAKOTA
ROCHESTER, MINNESOTA
BILLINGS, MONTANA
GREAT FALLS, MONTANA
MISSOULA, MONTANA
ORANGE COUNTY, CA
LONDON, ENGLAND
B RUSSELS, BELGIUM
We hereby certify that we have examined a certified copy of the proceedings
of the City Council of the City of Ames, in the County of Story, State of Iowa (the
"Issuer"), passed preliminary to the issue by the Issuer of its $10,035,000 General
Obligation Corporate Purpose Bonds, Series 1995 (the "Bonds"), dated May 1, 1995, in
the denomination of $5,000 each, or any integral multiple thereof, maturing on
June 1 in each of the respective years and in the principal amounts and bearing
interest payable semiannually, commencing December 1, 1995, at the respective
rates, as follows:
Principal Interest Rate
Year Amount Per Annum
1996
$715,000
4.85%
1997
$715,000
4.90%
1998
$715,000
5%
1999
$715,000
5%
2000
$715,000
5%
2001
$715,000
5%
2002
$715,000
5%
2003
$720,000
5.10%
Principal Interest Rate
Year Amount Per Annurn
2004
$720,000
5.10%
2005
$720,000
5.20%
2006
$720,000
5.25%
2007
$720,000
5.25%
2008
$480,000
5.25%
2009
$475,000
5.25%
2010
$475,000
5.25%
but the Bonds maturing in each of the years 2004 to 2010, inclusive, are subject to
redemption prior to maturity at the times and on the terms specified in the Bonds.
Based upon our examination, we are of the opinion, as of the date hereof, that:
1. The aforementioned proceedings show lawful authority for such issue
under the laws of the State of Iowa.
2. The Bonds are valid and binding general obligations of the Issuer.
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3. All taxable property within the corporate boundaries of the Issuer is
subject to the levy of taxes to pay the principal of and interest on the Bonds without
constitutional or statutory limitation as to rate or amount.
4. The interest on the Bonds (including any original issue discount
properly allocable to an owner thereof) is excluded from gross income for federal
income tax purposes and is not an item of tax preference for purposes of the federal
alternative minimum tax imposed on individuals and corporations; it should be
noted, however, that for the purpose of computing the alternative minimum tax
imposed on corporations (as defined for federal income tax purposes), such interest
is taken into account in determining adjusted current earnings. The opinions set
forth in the preceding sentence are subject to the condition that the Issuer comply
with all requirements of the Internal Revenue Code of 1986 (the "Code") that must
be satisfied subsequent to the issuance of the Bonds in order that interest thereon be,
or continue to be, excluded from gross income for federal income tax purposes. The
Issuer has covenanted to comply with each such requirement. Failure to comply
with certain of such requirements may cause the inclusion of interest on the Bonds
in gross income for federal income tax purposes to be retroactive to the date of
issuance of the Bonds.
5. The Bonds are not "qualified tax-exempt obligations" within the
meaning of Section 265(b)(3) of the Code, and, therefore in the case of certain
financial institutions (within the meaning of Section 265(b)(5) of the Code), a
deduction is not allowed for any of that portion of such financial institutions'
interest expense allocable to interest on the Bonds.
We express no opinion regarding other federal tax consequences arising with
respect to the Bonds.
The rights of the owners of the Bonds and the enforceability thereof may be
subject to bankruptcy, insolvency, reorganization, moratorium and other similar
laws affecting creditors' rights heretofore or hereafter enacted to the extent
constitutionally applicable, and their enforcement may also be subject to the exercise
of judicial discretion in appropriate cases.
DORSEY & WHITNEY P.L.L.P.