HomeMy WebLinkAboutA005 - Proceedings dated December 14, 1993 �Y
Ames\419370-12\2nd 1/2 GBS/GBI
419370-12
MINUTES FOR HEARING, SALE AND
ISSUANCE OF BONDS
EXTRA COPY Ames, Iowa
December 14, 1993
The City Council met on December 14, 1993, at 00 o'clock p.m. at
the City Council Chambers in the City, pursuant to prior action of
the City Council and to law, for the purpose of taking action in connection with the
sale and issuance of $3,825,000 General Obligation Corporate Purpose Bonds, Series
1994 and for the transaction of such other business as may come before the meeting.
The meeting was called to order by the Mayor, and the roll being called, the
following named Council Members were present and absent:
Present: Brown, Campbell , Hertz, Hoffman, Parks, Wirth
Absent: None
The Council investigated and found that a notice of intention to institute
proceedings for the issuance of the aforementioned bonds had been duly published
as provided by law and that this is the time and place at which the Council shall
receive oral or written objections from any resident or property owner of the City.
The City Clerk announced that no written objections had been previously filed; the
Mayor called for any oral or written objections from any resident or property owner
of the City and there being none, the Mayor announced that the Council may take
additional action for the issuance of the bonds.
This being the time and place fixed in the published Notice of Sale for the
consideration of proposals for the purchase of the aforementioned bonds, the Mayor
announced that sealed bids had been received and canvassed on behalf of the City at
the time and place fixed therefor in the published Notice of Sale.
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DORSEY & WHITNEY, ATTORNEYS, DES MOINES, IOWA
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Whereupon, the results of the bids were then read and the substance of such
bids was noted in the minutes, as follows:
Name and Address of Bidder Final Bid
(net interest cost)
Harris Trust, et. al , Chicago $811,366. 17
Paine Webber, Inc. Chicago $833,203. 17
Chiles Heider Omaha $834,560.95
Kemper Securities Chicago $838,299. 17
Clayton Brown Chicago $838,859. 15
Piper Jaffray Minneapolis $841 ,364.79
Raymond James Chicago $850,207.52
Council Member Parks introduced the resolution
hereinafter next set out and moved that the resolution be adopted, seconded by
Council Member Harty . After due consideration, the Mayor
put the question on the motion and the roll being called, the following named
Council Members voted:
Ayes: Brown Campbell , Hertz Hoffman Parks Wirth
Nays: None
Whereupon, the Mayor declared the resolution duly adopted, as follows:
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DORSEY & WHITNEY, ATTORNEYS, DES MOINES, IOWA
Ames\419370-12\2nd 1/2 GBS/GBI
RESOLUTION NO. 93-441
Providing for the award and issuance of $3,825,000 General Obligation
Corporate Purpose Bonds, Series 1994, and providing for the levy of taxes to
pay the same
WHEREAS, pursuant to notice of the proposed action of the City Council of
Ames, Iowa (the "City") to institute proceedings for the issuance of $3,825,000
General Obligation Corporate Purpose Bonds, Series 1994 (the "Bonds") for the
purpose of paying the cost, to that extent, of the construction and equipping of works
and facilities useful for the collection and disposal of solid waste; the construction,
reconstruction and repair of street improvements; and the construction,
reconstruction, improvement, extension and equipping of the Municipal
Waterworks System of the City, heretofore given in strict compliance with the
provisions of Chapter 384 of the Code of Iowa and hearing held thereon, the Council
may now take additional action for the sale and issuance of the Bonds; and
WHEREAS, Notice of Sale of the Bonds was heretofore given in strict
compliance with the provisions of Chapter 75 of the Code of Iowa; and
WHEREAS, sealed bids for the purchase of the Bonds were received and
canvassed on behalf of the City at the time and place fixed therefor in the published
Notice of Sale and the substance of such sealed bids noted in the minutes; and
Harris NTrEREAna'Savings Bannkaandc�nsodl artets oR Cif cagol bids, the bid os
the best, such bid proposing the lowest net interest cost to the City;
NOW, THEREFORE, Be It Resolved by the City Council of the City of Ames,
as follows:
Section 1. The bid referred to in the preamble hereof is hereby accepted, and
the Bonds, maturing on June 1 in each of the years, in the respective principal
amounts and bearing interest at the respective rates, as follows:
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DORSEY & WHITNEY, ATTORNEYS, DES MOINES, IOWA
Ames\419370-12\2nd 1/2 GBS/GBI
Principal Interest Rate Principal Interest Rate
Year Amount Per Annum Year Amount Per Annum
1994 $300,000 3.90 % 2000 $290,000 4.0 %
1995 $420,000 % 2001 $290,000 4.0 %
1996 $420,000 -T.7T—% 2002 $290,000 4.0 %
1997 $415,000 4.0 % 2003 $290,000 4. 10 %
1998 $410,000 —T7T—% 2004 $290,000
1999 $410,000 4.0 %
are hereby awarded to the said bidder at the price specified in such bid, together with
accrued interest.
Section 2. The form of agreement of sale of the Bonds is hereby approved,
and the Mayor and City Clerk are hereby authorized to accept and execute the same
for and on behalf of the City and to affix the City seal thereto.
Section 3. Pursuant to Division III of Chapter 384 of the Code of Iowa, the
Bonds are hereby authorized to be issued in the aggregate principal amount as
referred to in the preamble hereof. The Bonds shall be in the denomination of
$5,000 each, or any integral multiple thereof, shall be dated the first day of January 1,
1994, and shall become due and payable and bear interest as set forth in Section 1
hereof.
The City Treasurer is hereby designated as the Bond Registrar and Paying
Agent for the Bonds and may be hereinafter referred to as the "Bond Registrar" or
the "Paying Agent".
The City reserves the right to call and redeem part or all of the Bonds
maturing in each of the years 2003 and 2004 prior to and in any order of maturity on
June 1, 2002, or on any date thereafter upon terms of par and accrued interest. If less
than all of the Bonds of any like maturity are to be redeemed, the particular part of
those Bonds to be redeemed shall be selected by the Bond Registrar by lot. The
Bonds may be called in part in one or more units of $5,000. If less than the entire
principal amount of any Bond in a denomination of more than $5,000 is to be
redeemed, the Bond Registrar will issue and deliver to the registered owner thereof,
upon surrender of such original Bond, a new Bond or Bonds, in any authorized
denomination, in a total aggregate principal amount equal to the unredeemed
balance of the original Bond. Notice of such redemption as aforesaid identifying the
Bond or Bonds (or portion thereof) to be redeemed shall be mailed by certified mail
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DORSEY & WHITNEY, ATTORNEYS, DES MOINES, IOWA
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to the registered owners thereof at the addresses shown on the City's registration
books not less than 30 nor more than 45 days prior to such redemption date. All of
such Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of
which funds are duly provided, shall cease to bear interest on the redemption date.
All of the interest on the Bonds shall be payable June 1, 1994, and
semiannually thereafter on the first day of June and December in each year.
Payment of interest on the Bonds shall be made to the registered owners appearing
on the bond registration books of the City at the close of business on the fifteenth
day of the month next preceding the interest payment date and shall be paid by
check or draft mailed to the registered owners at the addresses shown on such
registration books. Principal of the Bonds shall be payable in lawful money of the
United States of America to the registered owners or their legal representatives
upon presentation and surrender of the Bond or Bonds at the office of the Paying
Agent.
The City hereby pledges the faith, credit, revenues and resources and all of the
real and personal property of the City for the full and prompt payment of the
principal of and interest on the Bonds.
The Bonds shall be executed on behalf of the City with the official manual or
facsimile signature of the Mayor and attested with the official manual or facsimile
signature of the City Clerk and shall have the City's seal impressed or printed
thereon, and shall be fully registered Bonds without interest coupons. In case any
officer whose signature or the facsimile of whose signature appears on the Bonds
shall cease to be such officer before the delivery of the Bonds, such signature or such
facsimile signature shall nevertheless be valid and sufficient for all purposes, the
same as if such officer had remained in office until delivery.
The Bonds shall be fully registered as to principal and interest in the names of
the owners on the registration books of the City kept by the Bond Registrar, and after
such registration payment of the principal thereof and interest thereon shall be
made to the registered owners, their legal representatives or assigns. Each Bond
shall be transferable only upon the registration books of the City upon presentation
to the Bond Registrar, together with either a written instrument of transfer
satisfactory to the Bond Registrar or the assignment form thereon completed and
duly executed by the registered owner or the duly authorized attorney for such
registered owner.
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DORSEY & WHITNEY, ATTORNEYS, DES MOINES, IOWA
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The record and identity of the owners of the Bonds shall be kept confidential
as provided by Section 22.7 of the Code of Iowa.
The Bonds shall not be valid or become obligatory for any purpose until the
Certificate of Authentication thereon shall have been signed by the Bond Registrar.
Notwithstanding anything above to the contrary, the Bonds shall be issued
initially as Depository Bonds, with one fully registered Bond for each maturity date,
in aggregate principal amounts equal to the amount of principal maturing on each
such date, and registered in the name of Cede & Co., as nominee for The Depository
Trust Company, New York, New York ("DTC"). On original issue, the Bonds shall
be deposited with DTC for the purpose of maintaining a book-entry system for
recording the ownership interests of its participants and the transfer of those
interests among its participants (the "Participants"). In the event that DTC
determines not to continue to act as securities depository for the Bonds or the City
determines not to continue the book-entry system for recording ownership interests
in the Bonds with DTC, the City will discontinue the book-entry system with DTC.
If the City does not select another qualified securities depository to replace DTC (or a
successor depository) in order to continue a book-entry system, the City will register
and deliver replacement bonds in the form of fully registered certificates, in
authorized denominations of $5,000 or integral multiples of $5,000, in accordance
with instructions from Cede & Co., as nominee for DTC. In the event that the City
identifies a qualified securities depository to replace DTC, the City will register and
deliver replacement bonds, fully registered in the name of such depository, or its
nominee, in the denominations as set forth above, as reduced from time to time
prior to maturity in connection with redemptions or retirements by call or payment,
and in such event, such depository will then maintain the book-entry system for
recording ownership interests in the Bonds.
Ownership interest in the Bonds may be purchased by or through Participants.
Such Participants and the persons for whom they acquire interest in the Bonds as
nominees will not receive certificated Bonds, but each such Participant will receive a
credit balance in the records of DTC in the amount of such Participant's interest in
the Bonds, which will be confirmed in accordance with DTC's standard procedures.
Each such person for which a Participant has an interest in the Bonds, as nominee,
may desire to make arrangements with such Participant to have all notices of
redemption or other communications of the City to DTC, which may affect such
person, forwarded in writing by such Participant and to have notification made of
all interest payments.
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DORSEY & WHITNEY, ATTORNEYS, DES MOINES, IOWA
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The City will have no responsibility or obligation to such Participants or the
persons for whom they act as nominees with respect to payment to or providing of
notice for such Participants or the persons for which they act as nominees.
As used herein, the term "Beneficial Owner shall hereinafter be deemed to
include the person for whom the Participant acquires an interest in the Bonds.
DTC will receive payments from the City, to be remitted by DTC to the
Participants for subsequent disbursement to the Beneficial Owners. The ownership
interest of each Beneficial Owner in the Bonds will be recorded on the records of the
Participants whose ownership interest will be recorded on a computerized
book-entry system kept by DTC.
When reference is made to any action which is required or permitted to be
taken by the Beneficial Owners, such reference shall only relate to those permitted to
act (by statute, regulation or otherwise) on behalf of such Beneficial Owners for such
purposes when notices are given they shall be sent by the City to DTC. DTC shall
forward (or cause to be forwarded) the notices to the Participants so that the
Participants can forward the same to the Beneficial Owners.
Beneficial Owners will receive written confirmations of their purchases from
the Participants acting on behalf of the Beneficial Owners detailing the terms of the
Bonds acquired. Transfers of ownership interest in the Bonds will be accomplished
by book entries made by DTC and the Participants who act on behalf of the Beneficial
Owners. Beneficial Owners will not receive certificates representing their
ownership interest in the Bonds, except as specifically provided herein. Interest and
principal will be paid when due by the City to DTC, then paid by DTC to the
Participants and thereafter paid by the Participants to the Beneficial Owners.
Section 4. The form of Bonds shall be substantially as follows:
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DORSEY & WHITNEY, ATTORNEYS, DES MOINES, IOWA
Ames\419370-12\2nd 1/2 CBS/GBI
(Form of Bond)
UNITED STATES OF AMERICA
STATE OF IOWA COUNTY OF STORY
CITY OF AMES
GENERAL OBLIGATION CORPORATE PURPOSE BOND, SERIES 1994
No. $
RATE MATURITY DATE BOND DATE CUSIP
January 1, 1994
The City of Ames (the "City"), in the County of Story, State of Iowa, for value
received, promises to pay on the maturity date of this Bond to
CEDE&CO.
or registered assigns, the principal sum of
DOLLARS
in lawful money of the United States of America upon presentation and surrender
of this Bond at the office of the City Treasurer, Ames, Iowa (hereinafter referred to as
the "Bond Registrar" or the "Paying Agent") with interest on said sum, until paid, at
the rate per annum specified above from the date of this Bond, or from the most
recent interest payment date on which interest has been paid, on June 1 and
December 1 of each year, commencing June 1, 1994, except as the provisions
hereinafter set forth with respect to redemption prior to maturity may be or become
applicable hereto. Interest on this Bond is payable to the registered owner appearing
on the registration books of the City at the close of business on the fifteenth day of
the month next preceding the interest payment date and shall be paid by check or
draft mailed to the registered owner at the address shown on such registration
books.
This Bond shall not be valid or become obligatory for any purpose until the
Certificate of Authentication hereon shall have been signed by the Bond Registrar.
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DORSEY & WHITNEY, ATTORNEYS, DES MOINES, IOWA
Ames\419370-12\2nd 1/2 GBS/GBI
This Bond is one of a duly authorized series of bonds (the "Bonds") issued by
the City pursuant to and in strict compliance with the provisions of Division III of
Chapter 384 and Chapter 76 of the Code of Iowa, 1993, and all laws amendatory
thereof and supplementary thereto, and in conformity with a resolution of the City
Council duly passed, approved and recorded for the purpose of defraying the cost of
the construction and equipping of works and facilities useful for the collection and
disposal of solid waste; the construction, reconstruction and repair of street
improvements; and the construction, reconstruction, improvement, extension and
equipping of the Municipal Waterworks System of the City.
The City reserves the right to call and redeem part or all of the Bonds
maturing in each of the years 2003 and 2004 prior to and in any order of maturity on
June 1, 2002, or on any date thereafter upon terms of par and accrued interest. If less
than all of the Bonds of any like maturity are to be redeemed, the particular part of
those Bonds to be redeemed shall be selected by the Bond Registrar by lot. The
Bonds may be called in part in one or more units of $5,000. If less than the entire
principal amount of any Bond in a denomination of more than $5,000 is to be
redeemed, the Bond Registrar will issue and deliver to the registered owner thereof,
upon surrender of such original Bond, a new Bond or Bonds, in any authorized
denomination, in a total aggregate principal amount equal to the unredeemed
balance of the original Bond. Notice of such redemption as aforesaid identifying the
Bond or Bonds (or portion thereof) to be redeemed shall be mailed by certified mail
to the registered owners thereof at the addresses shown on the City's registration
books not less than 30 nor more than 45 days prior to such redemption date. All of
such Bonds as to which the City reserves and exercises the right of redemption and
as to which notice as aforesaid shall have been given and for the redemption of
which funds are duly provided, shall cease to bear interest on the redemption date.
This Bond is fully negotiable but shall be fully registered as to both principal
and interest in the name of the owner on the books of the City in the office of the
Bond Registrar, after which no transfer shall be valid unless made on said books and
then only upon presentation of this Bond to the Bond Registrar, together with
either a written instrument of transfer satisfactory to the Bond Registrar or the
assignment form hereon completed and duly executed by the registered owner or
the duly authorized attorney for such registered owner.
The City, the Bond Registrar and the Paying Agent may deem and treat the
registered owner hereof as the absolute owner for the purpose of receiving payment
of or on account of principal hereof, premium, if any, and interest due hereon and
for all other purposes, and the City, the Bond Registrar and the Paying Agent shall
not be affected by any notice to the contrary.
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DORSEY & WHITNEY, ATTORNEYS, DES MOINES, IOWA
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And It Is Hereby Certified and Recited that all acts, conditions and things
required by the laws and Constitution of the State of Iowa, to exist, to be had, to be
done or to be performed precedent to and in the issue of this Bond were and have
been properly existent, had, done and performed in regular and due form and time;
that provision has been made for the levy of a sufficient continuing annual tax on
all the taxable property within the City for the payment of the principal of and
interest on this Bond as the same will respectively become due; that the faith, credit,
revenues and resources and all the real and personal property of the City are
irrevocably pledged for the prompt payment hereof, both principal and interest; and
that the total indebtedness of the City, including this Bond, does not exceed any
constitutional or statutory limitations.
IN TESTIMONY WHEREOF, the City of Ames, Iowa, by its City Council, has
caused this Bond to be sealed with the facsimile of its official seal, to be executed
with the duly authorized facsimile signature of its Mayor and attested with the duly
authorized facsimile signature of its City Clerk, all as of January 1, 1994.
CITY OF AMES, IOWA
By (Facsimile Signature)
Mayor
Attest:
(Facsimile Signature)
City Clerk
(Facsimile Seal)
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DORSEY & WHITNEY, ATTORNEYS, DES MOINES, IOWA
Ames\419370-12\2nd 1/2 GBS/GBI
(On each Bond there shall be a registration dateline and a Certificate of
Authentication of the Bond Registrar in the following form:)
Registration Date:
BOND REGISTRAR'S CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds described in the within-mentioned resolution.
(Signature)
City Treasurer, Ames, Iowa
ABBREVIATIONS
The following abbreviations, when used in this Bond, shall be construed as
though they were written out in full according to applicable laws or regulations:
TEN COM - as tenants in common UTMA
TEN ENT - as tenants by the (Cust)
entireties As Custodian for
JT TEN - as joint tenants with (Minor)
right of survivorship and under Uniform Transfers to Minors Act
not as tenants in common
(State)
Additional abbreviations may also be used though not in the list above.
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DORSEY & WHITNEY, ATTORNEYS, DES MOINES, IOWA
Ames\419370-12\2nd 1/2 GBS/GBI
ASSIGNMENT
For valuable consideration, receipt of which is hereby acknowledged, the
undersigned assigns this Bond to
(Please print or type name and address of Assignee)
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
and does hereby irrevocably appoint
Attorney, to transfer this Bond on the books kept for registration thereof with full
power of substitution.
Dated:
Signature guaranteed:
(Signature guarantee must be provided in accordance
with the prevailing standards and procedures of the
Registrar and Transfer Agent. Such standards and
procedures may require signatures to be guaranteed
by certain eligible guarantor institutions that
participate in a recognized signature guarantee
program.)
NOTICE: The signature to this Assignment must
correspond with the name of the registered owner as
it appears on this Bond in every particular,without
alteration or enlargement or any change whatever.
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DORSEY & WHITNEY, ATTORNEYS, DES MOINES, IOWA
Ames\419370-12\2nd 1/2 GBS/GBI
Section 5. The Bonds shall be executed as herein provided as soon after the
adoption of this resolution as may be possible and thereupon they shall be delivered
to the Bond Registrar for registration, authentication and delivery to the purchaser,
as determined by the City Council, upon receipt of the purchase price thereof, with
accrued interest thereon, and all action heretofore taken in connection with the sale
and award of the Bonds is hereby ratified and confirmed in all respects.
Section 6. As required by Chapter 76 of the Code of Iowa, and for the
purpose of providing for the levy and collection of a direct annual tax sufficient to
pay the interest on the Bonds as it falls due, and also to pay and discharge the
principal thereof at maturity, there is hereby ordered levied on all the taxable
property in the City in each of the years while the Bonds or any of them are
outstanding, a tax sufficient for that purpose, and in furtherance of this provision,
but not in limitation thereof, there be and there is hereby levied on all the taxable
property in the City the following direct annual tax for collection in each of the
following fiscal years, to-wit:
For collection in the fiscal year beginning July 1, 1994,
sufficient to produce the net annual sum of $ 925,150.00
For collection in the fiscal year beginning July 1, 1995,
sufficient to produce the net annual sum of $ 544,780.00
For collection in the fiscal year beginning July 1, 1996,
sufficient to produce the net annual sum of $ 522,980.00
For collection in the fiscal year beginning July 1, 1997,
sufficient to produce the net annual sum of $ 501,380.00
For collection in the fiscal year beginning July 1, 1998,
sufficient to produce the net annual sum of $ 484,980.00
For collection in the fiscal year beginning July 1, 1999,
sufficient to produce the net annual sum of $ 348,580.00
For collection in the fiscal year beginning July 1, 2000,
sufficient to produce the net annual sum of $ 336,980.00
For collection in the fiscal year beginning July 1, 2001,
sufficient to produce the net annual sum of $ 325,380.00
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DORSEY & WHITNEY, ATTORNEYS, DES MOINES, IOWA
Ames\419370-12\2nd 1/2 GBS/GBI
For collection in the fiscal year beginning July 1, 2002,
sufficient to produce the net annual sum of $ 313,780.00
For collection in the fiscal year beginning July 1, 2003,
sufficient to produce the net annual sum of $ 301,890.00
Section 7. A certified copy of this resolution shall be filed with the County
Auditor of Story County, and said Auditor is hereby instructed to enter for collection
and assess the tax hereby authorized. When annually entering such taxes for
collection, the County Auditor shall include the same as a part of the tax levy for
Debt Service Fund purposes of the City and when collected, the proceeds of the taxes
shall be converted into the Debt Service Fund of the City and set aside therein as a
special account to be used solely and only for the payment of the principal of and
interest on the Bonds hereby authorized and for no other purpose whatsoever. Any
amount received by the City as accrued interest on the Bonds shall be deposited into
such special account and used to pay interest due on the Bonds on the first interest
payment date.
Section 8. The interest or principal and both of them falling due in any year
or years shall, if necessary, be paid promptly from current funds on hand in advance
of taxes levied and when the taxes shall have been collected, reimbursement shall be
made to such current funds in the sum thus advanced.
Section 9. It is the intention of the City that interest on the Bonds be and
remain excluded from gross income for federal income tax purposes pursuant to the
appropriate provisions of the Internal Revenue Code of 1986, as amended, and the
Treasury Regulations in effect with respect thereto (all of the foregoing herein
referred to as the "Internal Revenue Code"). In furtherance thereof, the City
covenants to comply with the provisions of the Internal Revenue Code as they may
from time to time be in effect or amended and further covenants to comply with the
applicable future laws, regulations, published rulings and court decisions as may be
necessary to insure that the interest on the Bonds will remain excluded from gross
income for federal income tax purposes. Any and all of the officers of the City are
hereby authorized and directed to take any and all actions as may be necessary to
comply with the covenants herein contained.
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DORSEY & WHITNEY, ATTORNEYS, DES MOINES, IOWA
Ames\419370-12\2nd 1/2 GBS/GBI
Section 10. All resolutions or parts thereof in conflict herewith are hereby
repealed to the extent of such conflict.
Passed and approved December 14, 1993.
Mayor
Attest:
City Clerk
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DORSEY & WHITNEY, ATTORNEYS, DES MOINES, IOWA
Ames\419370-12\2nd 1/2 GBS/GBI
On motion and vote, the meeting adjourned.
Mayor
Attest:
City Clerk
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DORSEY & WHITNEY, ATTORNEYS, DES MOINES, IOWA
Ames\419370-12\2nd 1/2 GBS/GBI
STATE OF IOWA
COUNTY OF STORY SS:
CITY OF AMES
I, the undersigned, City Clerk of the aforementioned City, do hereby certify
that attached hereto is a true and correct copy of the proceedings of the Council of
the City relating to the authorization, sale and issuance of $3,825,000 General
Obligation Corporate Purpose Bonds, Series 1994 and relating to the award of such
bonds and the approval of the formal contract of sale, and that the transcript hereto
attached contains a true, correct and complete statement of all the measures adopted
and proceedings, acts and things had, done and performed up to the present time in
relation to the authorization, sale, issuance and disposition of such bonds.
I further certify that no objections were filed in my office and no objections of
any kind were made to the matter of issuing the aforesaid bonds at the time and
place set for hearing thereon, and that no petition of protest or objections of any
kind have been filed or made objecting to the issuance of the said bonds or to the
levy of taxes to pay the principal thereof and interest thereon nor has any appeal
been taken to the District Court from the decision of the City Council to issue such
bonds.
WITNESS MY HAND and the seal of the City hereto affixed this
day of December, 1993.
City Clerk
(Seal)
(Please attach a copy of the bid of the successful bidder.)
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DORSEY & WHITNEY, ATTORNEYS, DES MOINES, IOWA
OFFICIAL BID FORM
Members of the City Council Sale Date: December 14, 1993
City of Ames, Iowa
For the principal amount of$3,825,000 General Obligation Corporate Purpose Bonds, Series 1994 of the City of
Ames, Iowa legally issued and as described in the Notice of Sale of Bonds and Terms of Offering, we will pay the
City $S y Sl3 (not less than $3,794,400) plus accrued interest on the total principal of$3,825,000 to
date of delivery,provided the Bonds bear the following interest rates:
Interest Interest
Year Amount GR�ate Year Amount Rate
1994 $300,000 3• Ce % 2000 $290,000 %
1995 420:000 % 2001 290,000 4, 0 %
1996 420,000 O % 2002 290,000 . O %
1997 415,000 O % 2003 290,000 /0%
1998 410,000 �% 2004 290,000 i!O
1999 410,000 , O %
The Bonds mature on June 1, in each of the years as indicated above and interest is payable June 1, 1994, and
semiannually thereafter on December 1 and June 1 of each year.
In making this offer, we accept the terms and conditions as defined in the Notice of Sale and Terms of Offering
published in the Official Statement dated December 3, 1993. All blank spaces of this offer are intentional and are
not to be construed as an omission.
NOT PART OF THE BID Respectfully submitted,
Explanatory Note: According to our computation,
this bid involves the followin Harris Trust and Savings Bank & Associates
Accou anger
Net Interest Cost B
Carrie L. Neal, Vice President
(A list of account members is on the reverse side of
this proposal.)
Net Interest Rate
(SEE ATTACH® LIST)
The foregoing offer is hereby accepted by and on behalf of the City of Ames, Iowa, this 14th day of December,
1993.
Mayor , City of Ames, Iowa
(Title) (Title)
s '
CITY OF AMES, IOWA
Membership
Harris Trust and Savings Bank ) Joint
First National Bark of Ames, Iowa )
Norwest Investment Services, Inc. )
Boatmen's Nationa Bank of St. Louis) Managers
Firstar Bank of Milwaukee
Ruan Securities
American National Bank and Trust Co. of Chicago
Banc One Capital Corporation
Coughlin and Company, Inc.
Dougherty, Dawkins, Strand& Bigelow Incorporated
First St. Louis Securites, Inc.
Isaak Bond Investments, Inc.
Mesirow Financial Inc.
Morgan Keegan & Co., Inc.
Piper Jaffray Inc.
Securities Corporation of Iowa
United Missouri Bank of Kansas City,N.A.
U.S. Securities
A.H. Williams & Company
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